ecomes one of applying sufficient indirect pressure sothat the command element rationally concludes that concessionsare appropriate, realizes that further action isimpossible, or is physically deprived of the ability to…continuecombat.” 14 If unable, then, to attach the center leadershipring directly, Warden recommended attacks onorganic essentials such as power production and petroleum– precisely the targets identified by ACTS. He proposedthat damage to organic essentials could lead to“collapse of the system” or “internal political or economicrepercussions that are too costly to bear” 15 – in otherwords, to the “fatal weakening” suggested by ACTS. Finally,just as the ACTS theorists refused to squanderbombing on Army support operations, Warden emphasizedthat “engagement of the enemy military…should beavoided under most circumstances.” Fighting an enemy’smilitary “is at best a means to an end and at worst a totalwaste of time and energy” [emphasis in original]. 16In essence, Warden just updated ACTS theory. Themajor thematic difference between the theories is the additionof a new “vital center” – the leadership ring – andtwo new destructive mechanisms to influence that centerof gravity: decapitation and parallel war. Nuclear strategistscoined the first term to describe the killing or isolationof enemy leaders; Warden created the second todescribe the overwhelming-force strategy to use whenthe leaders were unreachable. A “death of 1,000 cuts”would suffice to collapse an enemy system whose centerring was protected, just as ACTS proposed to disrupt theindustrial web. Technology improved the execution of thestrategy, however, allowing airmen to inflict those cutsnearly simultaneously. Warden noted that Desert Stormair forces “struck three times as many targets in Iraq inthe first 24 hours as Eighth <strong>Air</strong> Force hit in Germany inall of 1943.” 17UNDERLYING ASSUMPTIONSGiven the similarities in context and content that connectthese bodies or airpower thought, it should not besurprising to discover that they rest on similar assumptions.Most importantly, they presuppose a rational actor,or, to use Graham Allison’s term, Model I enemy. Wardenproposed that “enemies, whether they be states, criminalorganizations, or individuals all do the same thing: theyalmost always act or don’t act based on some kind of costbenefitratio.” 18 Faber made the same observation aboutACTS, whose theorists overlooked the fact that an enemymight operate based on “potentially obscure organizational,bureaucratic, or emotional” Model II/III factors. 19Faber also pointed out that ACTS theory rested on a“mid-Victorian faith in technology” and “wrongly assumedthat revolutionary bomber-related technologieswould produce almost ‘frictionless’ wars.” 20 Wardenechoed this faith, consigning friction to the Napoleonicera. In Warden’s combat equation, modern airmen couldignore morale (and friction, a morale-related factor) becausephysical factors x morale = outcome. When physicalfactors approach zero due to technologically superiorattacks, output of the enemy war machine will be zero,regardless of morale factors – and friction is therefore irrelevant.21Clearly, these assumptions lead to problems. Due toits simplicity, a rational-actor model cannot adequatelydescribe or predict the behavior of many state and nonstateactors. Faber, for example, asks, “Is it not possible…that a state might continue to struggle – at higher costs –to demonstrate its resolve in future contingencies?” 22 If astrategist cannot determine how an opponent will reactto pressure – if the Model I analysis is faulty – then hecannot effectively target the opponent’s will or force himto change his mind à la Warden and ACTS. A belief infrictionless war seems fraught with peril, as well. Gordonand Trainor devote a full chapter to describing numerousinstances of friction in the Gulf War; Lt Col Barry D.Watts uses an entire book to show how twentieth-centurywarfare is characterized by friction. “The very structureof human cognition,” he concludes, “argues that frictionwill continue to be the fundamental atmosphere of war.” 23These flawed underlying assumptions cast doubt on thevalidity of both theories and suggest additional questions.Do the ACTS and Warden theories share other flaws? Ifthey do, are they relevant to airpower strategists in thecoming years?HOLES IN THE LOGICThe theories do, in fact, contain additional relatedflaws that highlight lessons for future strategists. Fabercharacterizes these flaws as the “three pathologies” ofairpower theory. One of the pathologies is an overrelianceon metaphor in place of logical argumentation. 24 ACTStheorists and Warden provided little evidence to supporttheir “web” and “body” analogies. Warden merely rearrangeda tabular presentation of system componentsinto rings and claimed – without empirical data – that thediagram proved “several key insights,” namely that therings were interdependent, the center was most important,that the military was merely a shield for the others,and effectiveness lay in working inside-out vice outsidein.25 Warden also failed to provide proof that a nationstate,like a body, could be killed through decapitation.Similarly, the ACTS theorists described an economic“house of cards” using a sample size of one – the Americaneconomy of the 1930s.Critiquing Warden, Dr. Lewis Ware notes that suchunsupported metaphors are inadequate as analytical instruments.Their “arguments rest on principled belief90
ather than on reason, and principled belief – howeverpowerful or well intended – is by definition not susceptibleto rational explanation.” 26 Faber points out that, unlikea human body, a society can substitute for lost vitalorgans; he further notes that metaphor-based theorieshave led to faulty employment of airpower in war becausethey fail to see that conflict is nonlinear and interactive. 27The message for strategists is clear: Examine theoreticalmetaphors carefully. Ensure that verifiable cause-and-effectrelationships exist between the parts of a metaphorthat provide its explanatory power, especially if themetaphor is used to plan an air strategy. Finally, rememberthat enemies react. Decision makers should not expectan Iraqi-style rollover.ACTS and Warden share Faber’s second “pathology”as well: They both “made a fetish of quantification andprediction in war.” 28 As Faber notes, the ACTS instructorswho wrote <strong>Air</strong> War Plans Division – Plan I calculatedprecisely how to defeat Germany: 6,960 bombers attacking154 target sets would produce victory in six months.Likewise, Warden claimed that “with precision weapons,even logistics become simple…[S]ince we know that allcountries look about the same at the strategic and operationallevels, we can forecast in advance how many precisionweapons will be needed to defeat an enemy.” 29Political scientist Robert Pape has highlighted theproblem with such quantification. Strategists who rely onpredictions like the forecasts cited above confuse combateffectiveness with strategic effectiveness. Operatorsshould be concerned with the first, which concerns targetdestructions, while strategists and commanders mustfocus on the second and ask whether or not said destructionachieves political goals. Strategists cannot allow aquantitative focus to obscure their understanding of thehuman interaction that constitutes both war and politics.Despite Warden’s claims to the contrary, technology hasnot invalidated Clausewitz; war is still unpredictable.The unwavering devotion with which ACTS theoristsand Warden clung to the aforementioned “pathologies”highlights their susceptibility to Faber’s final pathology.Faber notes that “air theorists sought to develop hoarymaxims that would apply to all wars, regardless of timeand circumstance. The ACTS ‘Bomber Mafia,’ for example,adopted ‘a Jominian, mechanistic view of war – aview of war as a mathematical equation whose variablescan be selectively manipulated to achieve success.’” 30Warden’s previously cited “outcome” equation and hisclaim that the five rings are “general concepts not dependenton a specific enemy” suggest that he also believedin a universally applicable strategic formula. Boththeories, however, ignore the role of historical, cultural,and moral context, and that limits their universality. 31More importantly, their claims of universality have led towidespread skepticism.Arguably, that skepticism underlies the current battlesover airpower’s role in joint doctrine. Gen Ronald R.Fogleman has said that, due to the claims of airpower visionaries,“we found ourselves in a position where therewere a lot of unfulfilled promises and false expectationsrelative to what airpower could and could not do.” He furtheradmonished airmen not “to let our enthusiasm forour primary mediums of operations blind us to the advantagesthat can be gained by using airpower in support ofland and naval component objectives.” 32 He suggestedthat airmen are partly to blame for current interservicebattles. In other words, the adherence of air theorists to“hoary maxims” has hampered the development of jointdoctrine. Future air strategists can alleviate that problemby claiming less universality for airpower ideas.THE BOT<strong>TO</strong>M LINEDo these pathologies inherent in the ideas of ACTSand Warden invalidate the theories? No. Warden criticLewis Ware admits that Warden’s “reductionism has immensepractical value for the successful prosecution of anair action.” 33 Col Richard Szafranski is more blunt:“Purism matters less to action-oriented people than theverifiable consequences of action…Try as critics might,they cannot eradicate the objective reality of the DesertStorm air battles. They worked.” 34 Similiarly, after a longtrial and midcourse adjustments, ACTS theory succeeded.By late 1944, attacks on fuel production andtransportation nearly prevented German forces from flyingor driving at all. Szafranksi’s critique of Warden appliesequally to ACTS: Each “dares to offer us a map forair warfare. Its imperfections does not erase its utility…[If ] ‘bold ideas, unjustified anticipations, and speculativethought are our only means…we must hazard them to winour prize.’” 35 ACTS theorists and John Warden providedframeworks for winning air campaigns. 36 Despite theircommon flaw, the theories provide valuable understandingof air warfare and starting points for further theoreticaldevelopment.In the 1920s and 1930s, ACTS theorists proposed ananswer to the “two basic questions of airpower theory”:(1) What are the vital elements of an adversary’s power?(2) How can airpower influence them? Writing to preventa subordinate role for airpower, the ACTS instructorssuggested that nations could be coerced or destroyed byprecision bombing of their “industrial web.” In the 1980sand 1990s, John Warden updated ACTS theory. He wrotein a similar context, added a leadership ring to the economictarget list, and echoed ACTS’s claims about precision.Both theories lay on questionable assumptionsabout enemy rationality and technology’s ability to overcomefriction, and both fell prey to Faber’s “pathologies”of airpower theory – overreliance on metaphor and quan-91
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THE CADET OATHI pledge that I will