acfe fraud prevention check-up - BKD

I2-CommunicationI2.1 Develop Communication Plan for fraud related policies, procedures, training, investigations, and reporting.I2.2 Deliver Communications in accordance with the communication plan(s).I3-Internal ReportingI3.1 Develop Internal Reports that reflect risk analysis, prioritized portfolio of risk initiatives, progress toward fraudrisk management objectives, the status and results of evaluations, and the status, results and discipline taken inresponse to investigations.I3.2 Develop Internal CommunicationsI4-External Reporting & FilingsI4.1 Develop Disclosure Systems and Forms that comply with information management and crisis responseprocedures and meet the informational needs and requirements of the organization and the external party,complying with submission on any mandated reporting forms.I4.2 Create and Manage Disclosures & Filings in accordance with the defined procedures and forms.T-TechnologyT1-TechnologyT1.1 Leverage Technology to Support Program particularly with regard to:• automating controls that monitoring transactions, enforce business rules, and segregation of duties.• sharing knowledge of trends and history of incidents, risks, and discipline to facilitate risk analysis anddisciplinary decisions.• enabling reporting of alleged fraud or corruption.• incident management and loss tracking.• forensic investigations.78