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Praise for Fundamentals of WiMAX

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5.6 Shortcomings <strong>of</strong> Classical MIMO Theory 1815.5.3.2 Linear Precoding and PostcodingThe SVD illustratived how linear precoding and postcoding can diagonalize the MIMO channelmatrix to provide up to min( N dimensions to communicate data symbols through. Morer, Nt)generally, the precoder and the postcoder can be jointly designed based on such criteria as thein<strong>for</strong>mation capacity [50], the error probability [21], the detection MSE [52], or the receivedSNR [51]. From Section 5.3.3, recall that the general precoding <strong>for</strong>mulation isy = G(HFx + n), (5.64)where x and y are M× 1, the postcoder matrix G is M× N r , the channel matrix H is N , ther× Ntprecoder matrix F is N , and n is . For the SVD example, , G =U * t× M N r×1 M = min( Nr, Nt), and F = V.Regardless <strong>of</strong> the specific design criteria, the linear precoder and postcoder decompose theMIMO channel into a set <strong>of</strong> parallel subchannels as illustrated in Figure 5.15. There<strong>for</strong>e, thereceived symbol <strong>for</strong> the ith subchannel can be expressed asy = ασ βx + βn , i =1, ⋯, M,i i i i i i i(5.65)where x iand y iare the transmitted and received symbols, respectively, with E | x i| = xasusual, are the singular values <strong>of</strong> H, and α i and β i are the precoder and the postcoder weights,respectively. Through the precoder weights, the precoder can maximize the total capacity by distributingmore transmission power to subchannels with larger gains and less to the others—referred to as waterfilling. The unequal power distribution based on the channel conditions is aprincipal reason <strong>for</strong> the capacity gain <strong>of</strong> linear precoding over the open-loop methods, such asBLAST. As in eigenbeam<strong>for</strong>ming, the number <strong>of</strong> subchannels is bounded byσ i1 ( , ),2 ε≤ M ≤ min N (5.66)tNrwhere M =1 corresponds to the maximum diversity order, called diversity precoding inSection 5.3.3) and M = min( N achieves the maximum number <strong>of</strong> parallel spatial streams.t, Nr)Intermediate values <strong>of</strong> M can be chosen to provide an attractive trade-<strong>of</strong>f between raw throughputand link reliability or to suppress interfering signals, as shown in the eigenbeam<strong>for</strong>ming discussion.5.6 Shortcomings <strong>of</strong> Classical MIMO TheoryIn order to realistically consider the gains that might be achieved by MIMO in a <strong>WiMAX</strong> systems,we emphasize that most <strong>of</strong> the well-known results <strong>for</strong> spatial multiplexing are based on themodel in Equation (5.54) <strong>of</strong> the previous section, which makes the following critical assumptions.• Because the entries <strong>of</strong> H are scalar random values, the multipath is assumed negligible,that is, the fading is frequency flat.• Because the entries are i.i.d., the antennas are all uncorrelated.• Usually, interference is ignored, and the background noise is assumed to be small.

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