Social Media - Louisiana Department of Insurance

REGULATORY AND LEGAL ISSUES28© 2012All Rights ReservedFINANCIAL INDUSTRY REGULATORY AUTHORITY• Third Party Posts/Websites• Posts by customers or other third parties are notviewed as the firm’s communication with thepublic. (NAIC White Paper adopts the sameposition.)• Exceptions: Entanglement and Adoption Theories• Monitoring - Not required but is beneficial• Establish appropriate usage guidelines for thirdparty posts• Processes for screening third party content• Disclose firm policies regarding its responsibilityfor third party postswww.cftlaw.com