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20.52 n Section Twenty<br />

mean water level. Live load includes seabed<br />

erosion and siltation, and variations in water level,<br />

current, storm loads and earthquakes, each with a<br />

return period of 5 years or less. Exceptional loads<br />

include loss of support (subsidence) below the<br />

tunnel or to one side, and storms and extreme<br />

water levels with a probability of being exceeded<br />

once during the design life. Extreme loads include<br />

sunken ships, ship collision, water-filled tunnel,<br />

explosion (e.g. vehicular), fire, the design seismic<br />

event predicted for the location, and the resulting<br />

movement of soils. Conditions to be investigated<br />

should include normal, abnormal, extreme, and<br />

construction.<br />

20.21 Shafts<br />

In tunnel work, shafts are starting points for<br />

excavation in rock or firm material or shields. For<br />

long tunnels, such as aqueducts, several shafts<br />

are used to divide construction into shorter<br />

sections that can be worked simultaneously. For<br />

vehicular tunnels, especially subaqueous shield<br />

tunnels, the shafts are used as bases for<br />

ventilation buildings. In construction of shafts,<br />

regulations of the Occupational Safety and Health<br />

Administration should be observed (Arts. 20.6,<br />

20.8, and 20.12 to 20.16).<br />

Timber shafts are mined and braced in the same<br />

manner as tunnels in similar material. Usually,<br />

poling boards 5 to 6 ft long are driven into the<br />

ground and braced at regular intervals by<br />

rectangular timber frames. Then, the soil is<br />

excavated to the ends of the polings and a new<br />

frame installed at this level.<br />

A relatively shallow shaft may be started<br />

oversize with sheeting 10 to 20 ft long driven<br />

vertically on the outside of the frame bracing.<br />

Intermediate frames are installed as the excavation<br />

proceeds. At the bottom of the tier of sheeting, the<br />

sides are stepped in to make room for the next tier<br />

of vertical sheeting.<br />

In rock shafts, timbering is used to prevent loose<br />

rocks from falling off the walls. Its placement usually<br />

lags an appreciable distance behind the excavation.<br />

Steel liner plates alone, or in combination with<br />

horizontal ribs, may be used in soft ground where<br />

excavation can be made in increments equal to the<br />

width of the liner plates. H beams driven vertically<br />

as soldier piles, with wood or steel lagging and<br />

horizontal bracing, may be used for rectangular<br />

<strong>TUNNEL</strong> <strong>ENGINEERING</strong><br />

shafts. Enclosures of vertical steel sheetpiling, for<br />

round or rectangular shafts, are suitable for waterbearing<br />

ground.<br />

Where ground conditions are poor and waterbearing,<br />

shafts may be constructed with a caisson<br />

(hollow box), with compressed air as needed to<br />

exclude water. Gravity pulls the caisson down as<br />

excavation proceeds. Since its weight is relatively<br />

small, the caisson may have to be temporarily<br />

ballasted or jetted for sinking. The depth to which a<br />

caisson may be sunk is limited by the high cost of<br />

compressed-air work, which results from the short<br />

working hours permitted under high pressure.<br />

Open-bottom shafts with heavy walls, often<br />

circular or subdivided into compartments, may be<br />

built on the ground and sunk by excavating the<br />

ground underneath. In dry soil, the excavation may<br />

be done directly; if water is present, clamshell<br />

buckets and high-pressure jets may be used to<br />

loosen the soil and remove it. On reaching the<br />

proper depth, the bottom of the shaft is closed by<br />

tremie concrete.<br />

As an alternative method for shaft construction,<br />

water-bearing ground may be frozen in a circular<br />

ring around the shaft location and the excavation<br />

made in the dry. Closed-end pipes are driven<br />

vertically into the ground around the periphery,<br />

and open-end smaller pipes inserted into them. A<br />

refrigerant, usually brine, is circulated at temperatures<br />

as low as 230 8F from the interconnected<br />

inner pipes into the larger ones and from them<br />

returned to the refrigeration plant. Several months<br />

may be required to freeze a deep ring solidly. The<br />

ventilation shaft of the Scheldt River Tunnel in<br />

Antwerp was built in this manner, as were a<br />

number of mine shafts in Germany and France.<br />

(J. O. Bickel and T. R. Kuesel, “Tunnel<br />

Engineering Handbook,” Van Nostrand Reinhold<br />

Company, New York.)<br />

20.22 Seismic Analysis and<br />

Design<br />

Earthquake loads, or more correctly seismic loads,<br />

are included among the loads on a structure that<br />

are required to be considered by most current<br />

design codes. Seismic effects can occur during the<br />

construction phase and should therefore also be<br />

considered during that period; an appropriate level<br />

of risk should be agreed with the owner. The<br />

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