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The code model of communication: a powerful - SIL International

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2. Model as Metaphor 13<br />

metaphor” (Burke 1954:95). Has the <strong>code</strong> <strong>model</strong> <strong>of</strong> <strong>communication</strong> been such a “fertile<br />

metaphor” for the discipline <strong>of</strong> linguistics? Has the discipline demonstrated a “patient<br />

repetition” <strong>of</strong> this particular metaphor?<br />

At a cursory level, even a simple review <strong>of</strong> the linguistic literature should serve to<br />

answer these questions. If the <strong>code</strong> <strong>model</strong> has served the discipline in such a way, then<br />

the literature should demonstrate that fact. Accordingly, as a means <strong>of</strong> exploring and<br />

discussing that literature, this section documents by way <strong>of</strong> quotations the development<br />

and use <strong>of</strong> the <strong>code</strong> <strong>model</strong> through nearly fifty years <strong>of</strong> linguistic literature. <strong>The</strong> quotations<br />

are presented here in chronological order by date <strong>of</strong> publication, serving to<br />

highlight the development and continued use <strong>of</strong> the <strong>model</strong> up through the present decade.<br />

It is important to note that the quotations do not simply reflect a single school <strong>of</strong> thought<br />

or tradition. Indeed, most contemporary linguists have used the <strong>code</strong> <strong>model</strong>, regardless <strong>of</strong><br />

the theories they may employ in accounting for lower level issues. It seems to have<br />

mattered little whether they were formalists or functionalists, grammarians or<br />

sociolinguists.<br />

It should also be noted that the quotations cited here record that the <strong>code</strong> <strong>model</strong> has<br />

been the property <strong>of</strong> mainstream linguistics. Most <strong>of</strong> the quotations represent the work <strong>of</strong><br />

prominent theoreticians. In an effort to maintain continuity, discussion <strong>of</strong> particular<br />

theories and theoreticians is kept to a minimum in this chapter. Chapter 4 will address<br />

particular theories in more detail.<br />

Because the use <strong>of</strong> the <strong>code</strong> <strong>model</strong> is not the peculiar habit <strong>of</strong> any particular school <strong>of</strong><br />

linguistics, the quotations are not grouped by school or subdiscipline. Readers may note<br />

that the linguists quoted have not all used the <strong>model</strong> in the same manner. As will be<br />

discussed, it is evident that the <strong>code</strong> <strong>model</strong> formalizes a body <strong>of</strong> shared presuppositions,<br />

but theoreticians differ regarding how these presuppositions should be ordered and<br />

applied. Similarly, they differ regarding how the components <strong>of</strong> the <strong>code</strong> <strong>model</strong> should<br />

be handled. Nevertheless, most have begun with a basic set <strong>of</strong> presuppositions,<br />

demonstrated in the literature via the metatheoretical conceptual axioms they employ (to<br />

be discussed in section 3.4). (<strong>The</strong> discussion now turns to the quotations themselves.)<br />

• Charles Hockett (1953, 1955)<br />

As has been briefly addressed in the introduction to this study, and will be further<br />

discussed in chapter 3, the <strong>code</strong> <strong>model</strong> is best understood as a contemporary integration<br />

<strong>of</strong> three <strong>model</strong>s: (1) the conduit metaphor, (2) Saussure’s speech circuit, and (3) modern<br />

information theory. Since information theory was the third and final <strong>model</strong> to be incorporated,<br />

the point <strong>of</strong> its introduction to linguistics is an important date in the overall<br />

history <strong>of</strong> the <strong>code</strong> <strong>model</strong> within linguistics. Charles Hockett was one <strong>of</strong> the first linguists<br />

to take note <strong>of</strong> Claude Shannon’s information theory, writing an influential review <strong>of</strong><br />

Shannon and Weaver (1949) for Language (Hockett 1953). In 1955 Hockett published A<br />

Manual <strong>of</strong> Phonology, in which he attempted to incorporate information theory into<br />

linguistics (Hockett 1955:7). Hockett’s appeal to information theory is worked<br />

throughout the book in development <strong>of</strong> his “mathematico-mechanical” <strong>model</strong> <strong>of</strong> language

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