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A Guide to the ALM Thesis - iSites - Harvard University

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Chapter 2: The Research Process | 25<br />

Types of Explanation<br />

In trying <strong>to</strong> understand <strong>the</strong> evidence, we should be aware of <strong>the</strong> various types of explanation. According <strong>to</strong><br />

John Hospers, all explanations are tentative and are meant <strong>to</strong> elicit <strong>the</strong> “Aha!” reaction. That is, at <strong>the</strong> point we<br />

say “Aha, that explains it,” our curiosity rests. But that point is different for different people; and if we push<br />

explanations far enough, <strong>the</strong>y ultimately lead only <strong>to</strong> assertions of “brute fact,” namely, “That’s just <strong>the</strong> way it<br />

is.” Hospers defines five types of explanation: (1) Teleological, that is, in terms of purpose (<strong>the</strong> Black Death was<br />

sent <strong>to</strong> punish us for our sins); (2) Classification, wherein an event is shown <strong>to</strong> be of some class of events already<br />

familiar <strong>to</strong> us (<strong>the</strong> Black Death was an outbreak of bubonic plague); (3) Generalization, that is, an instance<br />

of some general law (when a contagion is introduced in<strong>to</strong> a community, <strong>the</strong> rate of mortality will be directly<br />

proportional <strong>to</strong> <strong>the</strong> virulence of <strong>the</strong> contagion and inversely proportional <strong>to</strong> <strong>the</strong> level of resistance of <strong>the</strong><br />

members of that community); (4) Description, or, <strong>the</strong> describing of <strong>the</strong> intermediate steps involved (a ship from<br />

Kaffa traveled <strong>to</strong> Sou<strong>the</strong>rn Italy in December 1347 and brought bubonic plague with it); and (5) Referential, that<br />

is, some reference <strong>to</strong> a possible cause (rats caused <strong>the</strong> Black Death).<br />

Types of Interpretation<br />

Researchers should be aware that <strong>the</strong>ir matrices of interpretation (hermeneutics) affect what <strong>the</strong>y think <strong>the</strong>y<br />

perceive. In o<strong>the</strong>r words, facts do not exist independently, nor do <strong>the</strong>y speak for <strong>the</strong>mselves. Facts are always<br />

part of some pre-existing system of belief. Among <strong>the</strong> most prominent are: (1) Ageist, a belief that people over or<br />

under a certain age are not capable, qualified, or <strong>to</strong> be trusted; (2) Annalistic, that is, belief in <strong>the</strong> broad sweep of la<br />

longue durée, that patterns of behavior filter up from below in society; (3) Behaviorist, a belief that <strong>the</strong> environment<br />

determines human and animal behavior; (4) Capitalist, a belief that profit for <strong>the</strong> individual and competition<br />

among individuals in a society benefit that society; (5) Culture Bias, a belief that, since any particular culture may be<br />

inferior or superior in one feature, it is thus inferior or superior, respectively, in all features; (6) Democratic, a belief<br />

that everything can be explained in terms of <strong>the</strong> rise of political and civil liberty for <strong>the</strong> individual; (7) Elitist, a belief<br />

that in any society, it is <strong>the</strong> elite who rule and determine standards for <strong>the</strong> rest of society, that patterns of behavior<br />

filter down from above; (8) Evolutionary, a belief in <strong>the</strong> process of development from simple <strong>to</strong> complex or from<br />

primitive <strong>to</strong> sophisticated, or more simply a belief in <strong>the</strong> inevitability of progress; (9) Existential, a belief that any<br />

interpretation is an arbitrary and purely personal ordering of a random world; (10) Gender Bias, a belief that one<br />

gender is inherently superior <strong>to</strong> <strong>the</strong> o<strong>the</strong>r (now discredited in scholarship, but it was <strong>the</strong> prevailing view, in <strong>the</strong> maleoriented<br />

version, until <strong>the</strong> last few decades of <strong>the</strong> 20th-century, and is still prevalent at non-scholarly levels); (11)<br />

Marxist, a belief in <strong>the</strong> rise of economic liberty for people within a community or society through cooperation and (if<br />

necessary) through violent overthrow of economic exploiters; (12) Nationalist, a belief that when one’s country gains,<br />

that’s good—and when one’s country loses, that’s bad; (13) Psychoanalytic, a belief that <strong>the</strong> behavior of an individual<br />

can be explained in terms of patterns <strong>the</strong> individual developed as a child; (14) Racist, a belief that <strong>the</strong>re are superior<br />

and inferior races (now discredited in scholarship, but quite prevalent earlier in <strong>the</strong> early 20th century and still<br />

prevalent at non-scholarly levels); (15) Religious, a belief that everything can be explained in relation <strong>to</strong> divine will.<br />

In approaching your <strong>to</strong>pic, you should be aware of certain dualisms, that is, ways of approaching <strong>the</strong> subject<br />

matter that often imply <strong>the</strong> exclusion of <strong>the</strong>ir own exact opposites. For example, do we approach our subject<br />

matter with <strong>the</strong> view that <strong>the</strong>re is one correct way of looking at it or many “correct” ways? Positivism is an<br />

approach that holds that <strong>the</strong> natural laws apply <strong>to</strong> society, that <strong>the</strong>y are knowable, and that, once known, <strong>the</strong>y<br />

are applicable <strong>to</strong> all societies (one correct way). Relativism holds that <strong>the</strong> values of any culture or society are<br />

equal <strong>to</strong> that of any o<strong>the</strong>r culture or society (many “correct” ways). We could also take an internal vs. external<br />

approach. Structuralism deals with <strong>the</strong> internal structure of things and defines <strong>the</strong> functioning system<br />

according <strong>to</strong> that structure. Semiotics deals with <strong>the</strong> study of signs and outward manifestations of things and<br />

tries <strong>to</strong> compare different systems according <strong>to</strong> those outward manifestations. We could also take a <strong>to</strong>p-down<br />

or a bot<strong>to</strong>m-up approach. Idealism tends <strong>to</strong> see <strong>the</strong> real world as a world of ideas (e.g., <strong>the</strong> Weltgeist) that<br />

determines <strong>the</strong> material, physical world. Materialism tends <strong>to</strong> see <strong>the</strong> real world as <strong>the</strong> material world, which, in<br />

turn, determines <strong>the</strong> world of ideas (e.g., “You are what you eat”).<br />

A <strong>Guide</strong> <strong>to</strong> <strong>the</strong> <strong>ALM</strong> <strong>Thesis</strong>

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