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October 2011 U.S.-Listed ETFs Sorted by Asset Class and Year-to-Date Return Issue No. 131 Fund Name Ticker Exp Ratio Assets 3-Mo YTD 2010 2009 3-Yr 5-Yr Mkt Cap P/E Std Dev U.S. Equity: Mid Cap WisdomTree MidCap Dividend DON 0.38 246.2 -8.92 1.24 21.65 31.91 5.32 2.55 3,687 17.67 27.51 2.78 First Trust Mid Cap Core AlphaDEX FNX 0.70 261.4 -12.18 -2.24 26.64 46.78 6.34 - 2,803 15.48 26.82 0.43 iShares Morningstar Mid Core JKG 0.25 148.3 -11.52 -2.43 26.49 38.64 3.47 3.30 5,528 16.13 26.88 1.51 WisdomTree MidCap Earnings EZM 0.38 112.8 -11.95 -2.52 25.60 50.22 7.77 - 2,493 12.91 27.50 1.34 SPDR S&P MidCap 400 MDY 0.25 9,645.5 -12.65 -2.93 26.26 37.52 3.71 4.32 3,422 18.42 25.28 1.04 Vanguard Mid-Cap VO 0.12 3,336.7 -12.30 -2.96 25.68 40.47 3.48 2.90 6,434 18.57 25.86 1.23 iShares S&P 400 MidCap IJH 0.21 9,463.2 -12.29 -2.99 26.73 37.81 3.92 4.54 3,246 16.61 25.30 1.17 iShares Russell Midcap IWR 0.21 6,078.4 -12.14 -3.21 25.31 40.70 2.81 2.86 6,467 15.48 26.03 1.67 RevenueShares Mid Cap RWK 0.54 120.2 -13.11 -5.02 23.21 51.87 5.58 - 2,980 14.69 28.76 0.63 U.S. Equity: Mid Cap Growth Rydex S&P MidCap 400 Pure Growth RFG 0.35 585.2 -9.66 2.98 34.84 60.81 13.87 11.72 3,478 20.11 27.52 0.10 iShares Morningstar Mid Growth JKH 0.30 168.2 -10.69 -0.21 27.84 42.17 2.74 4.70 6,099 23.22 25.18 0.46 iShares S&P Mid Cap 400 Growth IJK 0.26 2,830.6 -11.17 -0.29 30.44 41.11 5.68 6.80 3,703 18.90 25.47 0.62 iShares Russell Mid Cap Growth IWP 0.25 3,107.9 -11.87 -1.91 26.03 46.47 3.57 4.07 6,761 19.00 25.81 0.95 Vanguard Mid-Cap Growth VOT 0.12 1,226.5 -11.80 -2.00 29.14 43.91 2.94 3.88 7,115 22.82 26.06 0.54 U.S. Equity: Mid Cap Value Vanguard Mid-Cap Value VOE 0.12 809.8 -12.91 -4.12 21.77 38.28 3.59 1.55 5,789 15.56 26.39 1.99 iShares Russell Midcap Value IWS 0.26 2,692.0 -12.52 -4.31 24.43 33.31 1.97 1.24 6,190 12.98 27.06 2.33 iShares S&P MidCap 400 Value IJJ 0.27 1,977.0 -13.35 -5.45 22.58 34.35 1.98 2.16 2,830 14.67 25.84 1.74 U.S. Equity: Small Cap iShares S&P SmallCap 600 IJR 0.20 6,212.7 -12.35 -4.03 26.61 25.88 2.00 2.57 1,012 16.62 27.03 1.14 First Trust Small Cap Core AlphaDEX FYX 0.70 102.8 -11.70 -4.81 27.35 36.82 3.91 - 790 15.83 29.60 0.33 Vanguard Small-Cap VB 0.17 4,591.4 -13.52 -5.07 28.12 36.61 3.24 3.27 1,549 16.89 28.53 1.22 Schwab U.S. Small-Cap SCHA 0.13 462.5 -13.63 -5.14 28.62 - - - 1,422 15.44 - 1.21 iShares Morningstar Small Core JKJ 0.25 151.2 -13.85 -5.59 27.68 39.78 2.64 2.15 1,577 15.69 29.54 1.20 WisdomTree SmallCap Earnings EES 0.38 116.3 -11.03 -5.94 26.97 48.71 8.03 - 616 11.68 30.68 1.30 RevenueShares Small Cap RWJ 0.54 106.9 -12.08 -6.08 25.96 46.53 6.45 - 922 15.39 32.90 0.46 WisdomTree SmallCap Dividend DES 0.38 226.9 -10.00 -6.66 27.05 22.15 3.21 0.02 779 14.39 30.04 3.80 iShares Russell 2000 IWM 0.26 13,995.4 -14.11 -6.68 26.90 28.53 0.81 1.53 931 15.39 27.41 1.30 U.S. Equity: Small Cap Growth SPDR S&P SmallCap 600 Growth SLYG 0.25 151.0 -12.59 -1.04 30.21 47.12 5.72 5.61 1,129 17.42 29.63 0.52 iShares S&P SmallCap 600 Growth IJT 0.25 1,602.1 -12.84 -1.08 28.24 28.78 3.32 4.40 1,129 17.42 26.51 0.87 Vanguard Small-Cap Growth VBK 0.12 2,056.4 -13.90 -3.27 30.95 42.79 4.19 5.36 1,616 20.83 28.52 0.49 iShares Morningstar Small Growth JKK 0.30 105.7 -13.13 -3.59 31.18 32.73 2.87 3.63 1,556 20.33 27.26 0.35 iShares Russell 2000 Growth IWO 0.25 3,620.8 -14.15 -4.76 29.38 34.61 2.09 3.56 1,079 18.73 27.48 0.64 U.S. Equity: Small Cap Value Vanguard Small-Cap Value VBR 0.23 1,880.6 -13.09 -6.96 25.12 30.97 2.03 1.00 1,485 14.28 28.61 2.05 iShares S&P SmallCap 600 Value IJS 0.25 1,564.0 -11.96 -7.13 24.70 22.36 0.52 0.71 907 15.86 28.34 1.33 iShares Morningstar Small Value JKL 0.30 156.0 -13.28 -7.21 25.80 40.06 5.23 2.36 1,513 12.91 29.71 2.20 SPDR S&P SmallCap 600 Value SLYV 0.25 102.2 -12.10 -7.54 24.62 36.93 3.17 1.74 906 15.85 28.75 1.73 iShares Russell 2000 Value IWN 0.40 3,789.5 -14.18 -8.81 24.68 20.59 -0.68 -0.75 804 13.01 28.20 2.03 U.S. Equity: Micro Cap iShares Russell Microcap IWC 0.67 404.8 -15.68 -10.98 29.55 23.72 -1.54 -2.77 234 12.31 29.28 1.04 U.S. Equity: Basic Materials Vanguard Materials VAW 0.24 619.2 -10.98 -6.10 24.46 51.44 -0.39 6.19 12,128 15.09 31.10 2.33 Materials Select SPDR XLB 0.20 2,102.5 -10.62 -7.22 20.56 48.11 -1.15 4.74 19,251 13.50 29.84 3.67 First Trust Materials AlphaDEX FXZ 0.70 354.1 -15.25 -7.97 28.28 59.45 1.89 - 5,471 14.74 37.34 1.73 iShares DJ US Basic Materials IYM 0.47 745.7 -12.24 -8.20 31.02 64.37 0.04 7.23 13,743 12.57 34.75 1.50 SPDR S&P Metals and Mining XME 0.35 768.4 -18.33 -14.66 34.15 88.12 -5.51 6.67 2,916 17.27 43.82 0.72 U.S. Equity: Consumer Cyclicals SPDR S&P Retail XRT 0.35 545.6 -8.22 2.90 37.39 77.29 17.15 7.63 3,029 16.15 31.67 0.93 iShares DJ US Consumer Services IYC 0.47 225.7 -6.99 1.48 23.26 32.63 6.81 3.87 22,419 16.22 22.82 1.10 Consumer Discr Select SPDR XLY 0.20 2,076.2 -6.79 1.09 27.49 40.52 9.01 4.21 26,054 16.18 26.27 1.55 Vanguard Consumer Discretionary VCR 0.24 338.3 -7.95 -0.28 30.57 46.42 9.22 4.14 16,311 17.44 27.91 1.00 First Trust Consumer Discr AlphaDEX FXD 0.70 403.4 -10.68 -0.61 32.01 57.11 10.11 - 7,157 15.48 32.90 0.43 Retail HOLDRS RTH - 140.7 -5.55 -1.15 15.55 26.78 4.49 3.76 45,314 15.90 20.22 - PowerShares Dynamic Media PBS 0.60 130.4 -14.53 -4.89 20.18 61.92 4.39 -0.36 8,139 17.29 30.85 0.75 SPDR S&P Homebuilders XHB 0.35 637.1 -20.10 -13.01 17.40 27.60 -7.10 -12.36 2,516 20.05 38.48 2.28 iShares DJ US Home Construction ITB 0.47 258.7 -24.51 -22.44 10.43 23.24 -13.97 -21.32 2,303 24.56 41.72 0.76 Yield Data as of 08/31/2011. Source: Morningstar. Exp Ratio is annual expense ratio. Assets are net assets in $US millions. 3-Mo is 3-month total return. YTD is year-to-date. 3- and 5-year returns are annualized. Mkt Cap is geometric average market capitalization. P/E is price-to-earnings ratio. Std Dev is 3-year standard deviation. Yield is 12-month. Includes all U.S.-listed ETFs and ETNs with assets over $100 million. 14 ETFR • October 2011
October 2011 U.S.-Listed ETFs Sorted by Asset Class and Year-to-Date Return Issue No. 131 Fund Name Ticker Exp Ratio Assets 3-Mo YTD 2010 2009 3-Yr 5-Yr Mkt Cap P/E Std Dev U.S. Equity: Consumer Non-Cyclicals First Trust Cons Staples AlphaDEX FXG 0.70 185.1 -6.14 12.76 19.75 27.47 10.63 - 10,166 13.05 18.15 0.77 Vanguard Consumer Staples VDC 0.24 767.5 -3.39 7.58 14.62 16.55 7.12 7.15 44,571 15.81 14.51 2.41 Consumer Staples Select SPDR XLP 0.20 5,283.9 -3.73 6.71 13.81 14.22 6.11 6.55 53,850 15.41 14.52 2.70 PowerShares Dyn Food/Beverage PBJ 0.60 260.5 -5.22 6.06 29.97 10.95 8.02 6.36 6,009 13.64 16.13 0.90 iShares DJ US Consumer Goods IYK 0.47 380.5 -4.96 4.41 18.99 23.32 6.68 5.75 36,258 15.01 17.49 2.10 U.S. Equity: Energy PowerShares Dynamic Energy PXI 0.60 142.0 -10.14 2.77 39.56 42.19 0.95 - 6,755 18.07 31.07 0.84 UBS E-TRACS MLP Infrastr ETN MLPI 0.85 176.6 -0.92 2.60 - - - - - - - 5.21 SPDR S&P Oil & Gas Expl/Prod XOP 0.35 816.6 -11.82 2.32 28.58 40.16 -0.09 7.37 3,549 17.01 32.40 0.89 Alerian MLP AMLP 0.85 1,298.7 -0.73 1.50 - - - - 7,110 17.92 - 6.36 Energy Select SPDR XLE 0.20 8,487.4 -10.67 1.25 21.81 21.81 -1.03 5.87 54,045 12.93 25.67 1.55 iShares DJ US Energy IYE 0.47 943.8 -10.82 1.04 19.00 19.28 -1.76 5.52 59,205 12.46 24.84 1.35 Vanguard Energy VDE 0.24 1,792.0 -11.18 0.62 21.05 25.54 -1.53 5.74 51,176 15.24 26.65 1.24 JPMorgan Alerian MLP ETN AMJ 0.85 2,840.8 -3.36 0.15 34.53 - - - - - - 5.26 iShares DJ US Oil Equip/Services IEZ 0.47 537.0 -12.03 -0.21 31.77 63.64 -4.76 5.45 12,610 20.55 39.99 0.44 First Trust ISE-Revere Natural Gas FCG 0.60 481.4 -12.27 -0.27 12.23 50.06 -6.51 - 12,573 17.11 35.80 0.28 iShares DJ US Oil & Gas Expl/Prod IEO 0.47 385.3 -11.88 -0.92 18.65 41.06 -1.77 5.66 14,648 18.05 31.27 0.47 PowerShares Dyn Oil/Gas Services PXJ 0.60 205.0 -13.22 -1.37 29.18 52.86 -8.17 2.16 5,224 24.44 40.87 0.36 First Trust Energy AlphaDEX FXN 0.70 154.5 -12.97 -1.46 27.63 46.57 -3.61 - 10,330 15.54 36.92 0.51 PowerShares S&P SmallCap Energy PSCE 0.29 102.2 -16.00 -1.58 - - - - 1,504 18.30 - 1.26 Credit Suisse Cushing 30 MLP MLPN 0.85 179.9 -5.70 -1.69 - - - - - - - 4.09 SPDR S&P Oil & Gas Equip/Services XES 0.35 366.3 -14.60 -2.26 30.12 67.80 -4.21 5.28 3,211 20.39 39.55 0.83 Oil Services HOLDRS OIH - 2,257.9 -12.68 -4.19 20.42 62.71 -8.98 0.99 29,011 24.25 38.78 - PowerShares WilderHill Clean Energy PBW 0.60 328.7 -24.08 -30.22 -5.55 27.61 -28.45 -16.73 1,140 9.31 39.34 - U.S. Equity: Financials iShares DJ US Financial IYF 0.47 386.1 -13.96 -12.87 12.20 16.86 -9.95 -12.40 21,951 11.51 32.72 1.42 Vanguard Financials VFH 0.27 544.2 -14.51 -13.59 14.83 14.32 -9.70 -11.89 19,950 12.54 32.84 1.71 Financial Select SPDR XLF 0.20 5,140.1 -15.24 -15.61 11.91 17.50 -12.75 -14.77 37,659 10.58 35.79 1.38 SPDR KBW Regional Banking KRE 0.35 410.1 -14.46 -16.03 20.65 -21.93 -9.57 -12.19 1,159 15.34 30.64 1.66 SPDR KBW Insurance KIE 0.35 122.0 -18.24 -17.39 26.08 27.92 -4.68 -5.89 10,454 10.82 38.77 2.03 iShares DJ US Financial Services IYG 0.47 169.5 -16.07 -17.86 7.71 16.11 -13.14 -15.76 34,637 10.43 34.52 0.75 SPDR KBW Bank KBE 0.35 1,151.7 -19.95 -22.78 23.07 -1.82 -13.91 -16.20 19,882 10.06 39.15 1.00 U.S. Equity: Health Care Biotech HOLDRS BBH - 244.6 -6.09 9.78 2.15 11.49 3.06 4.41 29,580 15.05 18.26 - PowerShares Dyn Pharmaceuticals PJP 0.60 166.4 -4.66 9.30 27.51 17.43 13.65 9.54 10,857 15.96 18.00 0.59 iShares DJ US Pharmaceuticals IHE 0.47 194.1 -5.46 8.90 12.72 30.06 11.88 7.62 14,604 16.52 19.07 1.31 Pharmaceutical HOLDRS PPH - 508.4 -5.57 7.38 1.67 20.47 4.96 2.29 83,810 17.53 17.13 - Health Care Select SPDR XLV 0.20 3,396.0 -7.06 7.01 3.32 19.49 2.82 2.22 43,454 15.31 17.81 1.90 Vanguard Health Care VHT 0.24 703.5 -8.51 5.94 5.60 21.81 3.35 3.00 26,812 17.32 18.39 1.64 iShares DJ US Healthcare IYH 0.47 574.4 -8.16 5.92 4.13 20.96 2.77 2.67 33,207 15.46 18.14 1.52 SPDR S&P Pharmaceuticals XPH 0.35 224.8 -6.74 5.44 22.47 27.60 13.84 8.97 6,119 16.76 20.05 0.84 First Trust Health Care AlphaDEX FXH 0.70 175.1 -11.20 4.94 19.01 51.22 11.79 - 8,291 14.95 21.24 0.23 PowerShrs S&P SmCap Health Care PSCH 0.29 111.3 -13.90 4.92 - - - - 1,207 19.61 - 0.25 iShares DJ US Healthcare Providers IHF 0.47 222.9 -14.59 4.60 11.47 35.44 4.56 1.12 9,009 11.05 26.27 0.21 iShares DJ US Medical Devices IHI 0.47 386.6 -10.76 4.14 11.35 38.49 -0.35 5.45 7,794 17.89 24.98 0.11 iShares Nasdaq Biotechnology IBB 0.48 1,352.7 -12.02 2.99 14.84 15.17 4.05 5.66 5,710 18.48 21.35 0.53 SPDR S&P Biotech XBI 0.35 505.9 -16.07 0.11 17.60 0.36 -0.50 6.69 2,614 18.06 24.24 - First Trust NYSE Arca Biotechnology FBT 0.60 411.8 -19.48 -8.39 36.94 45.05 12.08 11.62 4,992 21.36 29.51 - PowerShares Dyn Biotech/Genome PBE 0.60 167.4 -15.04 -9.73 31.47 21.91 0.32 3.37 3,419 21.03 23.60 - U.S. Equity: Industrials iShares DJ US Aerospace/Defense ITA 0.47 107.4 -9.65 -0.75 16.60 25.32 0.77 5.01 7,667 12.97 26.98 1.09 Industrial Select SPDR XLI 0.20 3,077.0 -13.49 -6.25 27.85 22.00 -0.43 2.25 29,386 14.35 28.49 2.05 iShares DJ US Industrial IYJ 0.47 374.8 -14.04 -6.25 25.49 25.81 -0.99 2.07 17,546 14.71 28.64 1.78 Vanguard Industrials VIS 0.24 465.9 -14.12 -7.24 27.32 22.05 -1.61 1.69 19,304 17.55 29.43 1.42 iShares DJ Transportation Avg IYT 0.47 374.6 -14.90 -8.33 26.74 18.93 -1.38 3.08 9,460 19.03 28.11 1.30 U.S. Equity: Technology Internet HOLDRS HHH - 127.2 0.20 10.58 24.35 82.50 16.47 10.51 49,824 32.25 29.42 - Technology Select SPDR XLK 0.20 6,713.1 -7.28 -2.29 11.41 51.25 4.01 4.23 77,069 13.49 22.61 1.44 iShares S&P North Am Technology IGM 0.48 371.5 -8.93 -3.73 11.98 62.42 3.56 5.07 45,321 14.25 25.14 0.51 Vanguard Information Technology VGT 0.24 1,819.6 -8.91 -3.77 12.78 61.89 4.17 4.96 40,759 15.70 24.98 0.61 iShares DJ US Technology IYW 0.47 1,303.6 -8.51 -4.43 12.42 63.79 4.40 4.88 61,465 13.66 24.79 0.52 First Trust Dow Jones Internet FDN 0.60 465.3 -12.13 -5.48 36.72 79.07 14.14 9.81 10,329 29.07 27.81 0.15 iShares S&P North Amer Software IGV 0.48 510.6 -15.45 -6.06 24.64 47.53 3.67 6.44 11,626 21.10 24.82 - Rydex S&P Equal Weight Technology RYT 0.50 110.4 -15.28 -8.57 17.89 69.07 3.17 - 12,448 14.09 28.21 0.53 Semiconductor HOLDRS SMH - 527.5 -18.67 -9.63 18.52 61.55 2.48 -1.74 20,304 11.53 29.57 - First Trust NASDAQ-100-Technology QTEC 0.60 160.9 -15.85 -10.38 21.71 79.71 6.60 5.03 18,616 14.85 28.60 0.69 SPDR Morgan Stanley Technology MTK 0.50 170.2 -13.81 -10.87 15.31 70.44 2.25 3.39 36,070 14.21 27.48 0.67 Yield Data as of 08/31/2011. Source: Morningstar. Exp Ratio is annual expense ratio. Assets are net assets in $US millions. 3-Mo is 3-month total return. YTD is year-to-date. 3- and 5-year returns are annualized. Mkt Cap is geometric average market capitalization. P/E is price-to-earnings ratio. Std Dev is 3-year standard deviation. Yield is 12-month. Includes all U.S.-listed ETFs and ETNs with assets over $100 million. ETFR • October 2011 15
Page 1: Vol. 11 | No. 10 October 2011 Bigge
Page 4 and 5: Going For The Gold By Lara Crigger
Page 6 and 7: DBO T H E P O W E R S H A R E S D B
Page 8 and 9: Based on understanding. Built on ex
Page 10 and 11: Bigger from page 1 cate to a fixed
Page 12 and 13: Bigger from page 10 The big funds w
Page 16 and 17: October 2011 U.S.-Listed ETFs Sorte

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