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October 2011 U.S.-Listed ETFs Sorted by Asset Class and Year-to-Date Return Issue No. 131 Fund Name Ticker Exp Ratio Assets 3-Mo YTD 2010 2009 3-Yr 5-Yr Mkt Cap P/E Std Dev U.S. Equity: Technology (Continued) iShares PHLX SOX Semiconductor SOXX 0.48 159.4 -18.65 -12.91 14.32 74.92 0.53 -3.62 11,000 10.32 32.25 1.06 First Trust Technology AlphaDEX FXL 0.70 146.0 -20.44 -13.22 26.64 66.79 2.91 - 6,813 13.72 30.22 0.03 PowerShares Dynamic Networking PXQ 0.60 103.5 -20.91 -14.21 46.46 63.13 12.57 8.40 3,600 25.96 29.87 0.47 iShares S&P North Am Multimedia IGN 0.48 155.7 -18.94 -15.60 24.30 60.57 -1.16 -0.49 8,094 15.22 34.02 0.10 U.S. Equity: Telecommunications Telecom HOLDRS TTH - 127.9 -7.08 0.50 16.38 7.05 2.50 0.80 90,028 10.87 17.58 - Vanguard Telecommunication Svcs VOX 0.24 394.8 -10.26 -0.73 19.52 29.45 4.66 2.48 19,962 14.80 20.67 2.93 iShares DJ Telecommunications IYZ 0.47 619.6 -12.37 -3.15 20.72 26.22 1.36 0.07 12,364 13.70 23.12 2.74 U.S. Equity: Utilities Utilities Select SPDR XLU 0.20 6,006.1 1.06 10.25 5.35 11.69 0.72 3.24 15,201 14.04 16.36 3.91 Vanguard Utilities VPU 0.24 804.6 0.37 10.00 7.05 11.27 1.42 3.45 10,515 14.59 16.04 3.64 iShares DJ US Utilities IDU 0.47 573.0 0.11 9.60 7.21 12.31 0.62 2.85 11,289 14.44 16.22 3.60 U.S. Equity: Real Estate iShares FTSE NAREIT Residential Plus REZ 0.48 157.3 0.39 14.52 30.81 20.73 6.09 - 6,261 40.05 31.60 2.94 iShares Cohen & Steers Realty Majrs ICF 0.35 2,433.4 -6.96 7.79 29.14 25.54 0.49 -1.01 10,833 35.37 41.08 2.82 SPDR Dow Jones REIT RWR 0.25 1,497.9 -7.00 6.50 28.03 28.24 1.75 -0.48 7,766 36.14 40.00 3.01 Vanguard REIT VNQ 0.12 9,244.9 -7.33 5.65 28.43 30.07 2.71 0.61 6,461 39.45 39.27 3.41 First Trust S&P REIT FRI 0.50 280.5 -7.45 5.44 27.73 28.41 1.49 - 6,682 39.76 40.03 2.59 iShares DJ US Real Estate IYR 0.47 3,009.3 -8.08 4.03 26.60 30.46 1.55 -1.05 7,784 21.96 37.57 3.66 Schwab U. S. REIT SCHH 0.13 148.5 -7.16 - - - - - 7,762 36.13 - - U.S. Equity: Theme iShares FTSE NAREIT Mortgage Plus REM 0.48 240.4 -8.41 -7.70 16.49 11.31 0.14 - 3,647 6.81 17.82 10.45 PowerShares Water Resources PHO 0.60 977.5 -13.24 -9.08 13.27 18.01 -7.20 0.93 2,006 18.20 28.82 0.87 U.S. Equity: Alpha-Seeking PowerShares DWA Technical Leaders PDP 0.60 440.8 -7.78 3.36 26.59 28.03 1.41 - 9,401 20.11 25.69 0.15 Guggenheim Insider Sentiment NFO 0.60 194.8 -12.60 -3.09 26.79 48.69 7.45 - 3,701 12.23 29.59 0.63 U.S. Equity: High Dividend Yield First Trust Morningstar Div Leaders FDL 0.45 192.1 -3.67 5.19 16.20 13.38 5.38 -1.54 39,638 13.58 23.82 3.69 WisdomTree Equity Income DHS 0.38 251.6 -4.76 5.17 17.63 17.03 2.27 -1.78 37,503 14.07 25.88 3.61 Guggenheim Multi-Asset Income CVY 0.60 436.4 -6.02 4.31 17.83 50.31 5.62 - 12,139 11.92 27.33 4.93 iShares Dow Jones Select Dividend DVY 0.40 7,142.4 -4.98 4.05 17.79 11.15 2.67 -1.19 10,453 14.03 21.35 3.53 First Trust Value Line Dividend FVD 0.70 290.5 -6.18 3.03 16.08 19.16 4.79 3.26 15,349 14.11 18.84 2.65 PowerShares Dividend Achievers PFM 0.50 208.5 -5.87 2.36 14.81 10.70 0.35 -0.18 55,919 14.15 20.00 2.48 Vanguard High Dividend Yield VYM 0.18 1,644.2 -6.55 2.17 14.25 17.17 1.79 - 54,354 14.38 21.55 2.90 SPDR S&P Dividend SDY 0.35 6,211.0 -5.66 1.17 16.42 19.04 6.25 1.66 13,199 15.21 21.36 3.36 Vanguard Dividend Appreciation VIG 0.18 7,179.8 -7.29 0.40 14.76 19.56 2.76 2.80 43,096 15.31 18.08 2.16 PowerShares HiYld Eq Div Achievers PEY 0.50 193.5 -5.30 -2.18 20.92 3.64 -0.91 -7.08 4,561 14.70 28.79 4.20 iShares High Dividend Equity HDV 0.40 275.4 -4.14 - - - - - 63,423 13.92 - - Global Equity iShares S&P Global 100 IOO 0.40 949.4 -11.36 -4.50 5.91 24.02 -1.80 -0.67 100,317 10.80 23.79 2.79 Vanguard Total World Stock VT 0.25 982.2 -10.46 -4.75 13.07 32.66 0.07 - 34,076 13.69 25.47 2.02 iShares MSCI ACWI ACWI 0.35 1,917.6 -11.06 -5.57 12.82 32.31 -0.77 - 37,174 13.07 25.54 2.31 SPDR DJ Global Titans DGT 0.50 117.9 -11.51 -7.23 4.99 23.04 -3.75 -3.08 54,416 11.93 21.75 2.63 Global Equity Ex-U.S. Vanguard FTSE All-World ex-US VEU 0.22 6,651.6 -11.62 -6.75 11.80 37.61 -0.68 - 26,914 12.71 28.73 2.29 SPDR S&P World ex-US GWL 0.34 128.4 -11.77 -6.77 11.29 28.63 -1.48 - 21,480 11.40 27.15 2.87 Vanguard FTSE All-World ex-US Small VSS 0.33 968.9 -12.10 -7.43 25.59 - - - 1,494 13.73 - 2.34 SPDR MSCI ACWI ex-US CWI 0.34 413.8 -12.37 -7.77 11.60 37.14 -0.48 - 29,891 11.10 28.48 2.87 iShares MSCI ACWI ex US ACWX 0.35 898.7 -12.35 -7.91 10.44 36.28 -2.36 - 29,102 11.80 28.93 2.80 Vanguard Total International Stock VXUS 0.20 308.7 -11.15 - - - - - 19,520 12.74 - - International Equity: Blended Development iShares S&P Asia 50 AIA 0.50 202.9 -12.38 -8.98 19.56 60.79 5.47 - 45,553 10.34 29.01 2.01 iShares MSCI All Country Asia ex-Jpn AAXJ 0.69 1,664.8 -11.13 -10.87 16.22 68.40 5.91 - 18,148 12.99 30.52 2.26 International Equity: Developed iShares MSCI New Zealand ENZL 0.55 132.9 -1.63 12.26 - - - - 1,976 18.49 - - SPDR Russell/Nomura Small Cap Japan JSC 0.55 102.0 3.96 1.42 17.96 3.91 5.68 - 995 13.86 21.46 1.54 iShares MSCI Switzerland EWL 0.53 524.2 -11.23 0.38 14.48 22.05 4.45 3.59 67,106 9.64 24.93 2.16 WisdomTree Japan SmallCap Div DFJ 0.58 219.9 5.42 0.01 17.40 0.94 4.50 -1.62 870 12.98 20.31 2.23 iShares MSCI Spain EWP 0.54 180.4 -15.21 -0.24 -18.61 32.89 -5.28 -0.19 35,082 - 37.77 5.33 WisdomTree Intl Div ex-Financials DOO 0.58 180.1 -10.89 -0.84 5.70 33.13 -1.85 -0.06 23,626 10.45 30.46 4.42 iShares MSCI Australia EWA 0.53 3,080.3 -7.30 -2.64 15.35 67.90 5.72 7.39 31,501 14.02 33.99 4.39 iShares MSCI Canada EWC 0.53 5,056.7 -8.54 -2.93 19.80 53.07 1.34 5.59 22,569 16.85 31.18 1.75 Data as of 08/31/2011. Source: Morningstar. Exp Ratio is annual expense ratio. Assets are net assets in $US millions. 3-Mo is 3-month total return. YTD is year-to-date. 3- and 5-year returns are annualized. Mkt Cap is geometric average market capitalization. P/E is price-to-earnings ratio. Std Dev is 3-year standard deviation. Yield is 12-month. Includes all U.S.-listed ETFs and ETNs with assets over $100 million. 16 ETFR • October 2011 Yield
October 2011 U.S.-Listed ETFs Sorted by Asset Class and Year-to-Date Return Issue No. 131 Fund Name Ticker Exp Ratio Assets 3-Mo YTD 2010 2009 3-Yr 5-Yr Mkt Cap P/E Std Dev International Equity: Developed (Continued) iShares MSCI Kokusai TOK 0.25 626.0 -10.20 -3.09 11.45 31.45 -0.57 - 41,051 13.40 24.25 2.41 WisdomTree DEFA DWM 0.48 409.1 -11.13 -3.16 5.19 27.12 -2.50 -0.73 26,804 10.84 27.45 3.92 iShares MSCI Pacic ex-Japan EPP 0.50 3,548.5 -7.46 -3.34 17.77 63.22 6.67 7.94 24,840 13.18 31.57 3.89 WisdomTree Intl LargeCap Div DOL 0.48 128.5 -11.33 -3.45 1.87 24.99 -3.31 -1.23 52,962 10.55 27.71 4.24 WisdomTree Intl SmallCap Div DLS 0.58 415.0 -8.36 -3.98 19.43 37.09 1.86 1.43 1,033 11.45 28.52 3.80 iShares MSCI United Kingdom EWU 0.53 1,199.4 -10.66 -4.03 10.28 36.12 -1.86 -2.04 54,735 12.03 27.15 2.89 WisdomTree Intl MidCap Div DIM 0.58 136.2 -10.55 -4.11 11.31 33.99 0.70 1.09 5,274 11.61 28.76 3.59 SPDR S&P International Small Cap GWX 0.59 887.7 -8.07 -4.61 24.96 38.30 3.58 - 1,074 12.23 28.91 2.16 iShares MSCI Singapore EWS 0.53 1,709.3 -7.01 -4.66 24.51 67.83 9.15 11.70 15,648 11.41 33.45 3.79 iShares MSCI Hong Kong EWH 0.53 1,608.0 -8.06 -5.48 24.16 54.94 7.19 7.71 16,887 11.48 27.17 2.32 iShares MSCI EAFE Small Cap SCZ 0.40 1,440.0 -10.91 -5.50 21.51 42.78 2.38 - 1,507 13.34 29.69 3.75 Vanguard European VGK 0.14 2,719.4 -15.26 -5.62 6.05 31.33 -3.98 -1.65 40,633 12.17 30.20 5.00 iShares MSCI EAFE Growth EFG 0.40 1,297.7 -11.18 -5.67 13.11 24.15 -2.15 -0.28 29,635 14.71 26.34 2.15 iShares S&P Europe 350 IEV 0.60 1,112.0 -15.64 -5.85 3.74 28.90 -4.44 -2.28 43,027 10.59 29.96 3.17 iShares MSCI France EWQ 0.54 357.1 -18.10 -5.94 -2.38 27.12 -6.47 -3.26 36,485 11.48 33.50 2.96 Vanguard MSCI EAFE VEA 0.12 6,622.9 -11.85 -5.97 8.33 27.52 -2.49 - 32,333 12.31 27.78 2.66 Schwab International Equity SCHF 0.13 634.2 -12.13 -6.07 9.31 - - - 27,384 11.54 - 1.83 iShares MSCI EAFE EFA 0.35 35,439.9 -11.98 -6.17 8.25 26.88 -2.72 -1.56 32,320 11.95 27.58 3.14 Schwab Intl Small-Cap Equity SCHC 0.35 162.1 -12.42 -6.17 - - - - 1,662 12.74 - 2.42 Vanguard Pacic VPL 0.14 1,527.9 -4.97 -6.49 15.50 20.35 0.64 -0.79 18,978 12.89 24.10 4.21 iShares MSCI South Korea EWY 0.61 4,071.3 -13.65 -6.85 29.58 71.72 10.49 5.46 18,400 12.01 41.52 0.87 iShares MSCI EAFE Value EFV 0.40 1,269.2 -13.19 -7.39 4.59 28.28 -3.72 -3.24 35,081 9.95 29.45 4.15 iShares MSCI EMU EZU 0.54 738.2 -19.05 -8.56 -3.00 26.41 -8.71 -3.97 33,982 11.29 34.72 3.62 SPDR Euro STOXX 50 FEZ 0.29 132.2 -19.47 -8.75 -7.75 25.23 -9.02 -4.15 53,518 10.08 34.93 4.56 iShares MSCI Japan EWJ 0.54 7,194.5 -3.25 -8.93 13.61 3.14 -3.34 -5.12 16,605 13.42 22.40 1.65 PowerShrs F/R Dev Mkts ex-US SmMid PXF 0.75 288.2 -15.85 -9.84 6.81 36.02 -2.28 - 29,133 11.04 31.80 2.95 iShares MSCI Germany EWG 0.53 2,761.9 -20.94 -10.33 8.31 20.31 -6.29 0.39 43,401 11.69 35.76 3.21 iShares S&P/TOPIX 150 ITF 0.50 101.0 -4.35 -10.51 14.05 3.36 -4.44 -5.62 20,394 14.21 22.70 1.97 iShares MSCI Netherlands EWN 0.53 121.7 -17.12 -10.71 4.95 40.67 -5.94 -2.10 18,819 10.61 33.17 2.55 iShares MSCI Sweden EWD 0.53 329.9 -20.60 -11.37 36.11 55.00 6.23 4.33 18,414 11.18 35.81 3.87 WisdomTree Japan Hedged Equity DXJ 0.48 542.1 -6.76 -12.14 -1.77 1.19 -8.19 -7.63 11,252 13.18 21.36 2.27 iShares MSCI Austria EWO 0.54 137.0 -18.39 -14.92 15.81 57.66 -10.92 -6.77 5,722 13.25 44.09 2.47 iShares MSCI Italy EWI 0.54 144.7 -25.27 -14.96 -14.20 21.97 -15.51 -11.51 24,295 10.61 37.43 3.61 Maxis Nikkei 225 NKY 0.50 125.8 - - - - - - - - - - International Equity: Emerging iShares MSCI Indonesia EIDO 0.61 260.9 4.08 13.56 - - - - 10,222 19.47 - 0.79 Market Vectors Indonesia IDX 0.60 711.2 1.65 10.12 41.77 - - - 10,747 15.32 - 0.86 iShares MSCI Thailand THD 0.62 632.8 -0.50 4.36 56.76 81.30 24.30 - 6,895 - 36.01 2.33 iShares MSCI Malaysia EWM 0.53 978.4 -4.87 -0.24 38.97 49.34 18.43 16.61 9,176 17.91 20.58 2.80 Global X FTSE Colombia 20 GXG 0.78 148.4 -6.00 -4.27 51.44 - - - 5,046 21.24 - 0.65 iShares MSCI Mexico EWW 0.53 1,243.7 -5.07 -4.40 27.95 53.82 5.62 9.07 17,134 - 33.62 1.26 iShares MSCI Russia Capped ERUS 0.65 111.8 -12.26 -4.68 - - - - 42,465 7.79 - - SPDR S&P China GXC 0.59 771.3 -11.55 -5.99 7.58 60.45 4.89 - 29,351 11.16 30.91 1.85 iShares MSCI South Africa EZA 0.61 504.1 -4.34 -6.64 36.91 51.23 11.47 10.53 13,115 15.79 35.18 3.48 SPDR S&P Emerging Asia Pacic GMF 0.59 606.4 -10.59 -8.29 19.47 70.33 7.95 - 14,555 11.90 32.80 1.63 PowerShares Halter USX China PGJ 0.60 327.3 -10.59 -8.34 11.31 63.14 1.24 9.77 10,265 11.98 32.22 1.13 SPDR S&P BRIC 40 BIK 0.50 455.2 -11.79 -8.44 11.37 78.35 1.92 - 80,415 8.44 32.50 2.10 First Trust ISE Chindia FNI 0.60 125.3 -11.00 -8.68 18.17 82.55 5.13 - 16,933 15.66 35.84 0.67 Vanguard MSCI Emerging Markets VWO 0.22 45,420.4 -10.55 -8.76 19.45 76.26 5.01 8.21 19,348 12.12 31.58 1.86 iShares MSCI Poland EPOL 0.61 165.3 -20.36 -8.88 - - - - 5,985 11.71 - 1.42 iShares FTSE/Xinhua China 25 FXI 0.72 6,507.8 -13.47 -8.89 3.51 47.28 -1.13 9.85 75,468 9.50 30.77 2.23 SPDR S&P Emrg Middle East/Africa GAF 0.59 123.0 -4.65 -9.21 30.55 49.96 8.39 - 7,876 14.94 28.21 2.13 SPDR S&P Emerging Europe GUR 0.59 167.0 -14.69 -9.25 15.70 78.98 -3.92 - 15,699 9.95 40.60 1.51 SPDR S&P Emerging Markets GMM 0.59 187.8 -10.12 -9.37 18.76 72.29 4.92 - 17,058 10.52 31.98 1.70 iShares MSCI Emerging Markets EEM 0.69 33,496.3 -11.03 -9.37 16.54 68.82 4.07 7.59 20,107 11.65 32.01 1.98 Schwab Emerging Markets Equity SCHE 0.25 396.7 -9.72 -9.79 - - - - 20,060 10.48 - 0.89 Market Vectors Brazil Small-Cap BRF 0.62 840.1 -11.24 -10.58 24.12 - - - 1,773 14.16 - 1.44 Guggenheim BRIC EEB 0.60 546.4 -10.32 -10.77 10.70 86.11 1.05 - 44,817 7.71 32.98 2.09 PowerShares FTSE RAFI Emrg Mkts PXH 0.85 478.5 -12.08 -10.92 13.26 67.02 3.80 - 23,355 10.33 32.51 1.35 WisdomTree EM SmallCap Dividend DGS 0.64 824.1 -11.58 -11.08 30.19 83.15 11.85 - 1,189 10.29 32.44 3.22 PowerShares BLDRS Em Mkt 50 ADR ADRE 0.30 489.7 -9.09 -11.09 10.98 65.54 -0.33 7.83 59,047 8.80 30.20 2.28 iShares S&P Latin America 40 ILF 0.50 1,952.4 -8.77 -11.27 15.53 91.00 2.78 13.58 35,300 7.32 33.59 2.42 Market Vectors Russia RSX 0.62 2,435.6 -13.70 -11.90 22.14 139.25 -3.63 - 28,271 10.41 48.39 0.55 iShares MSCI Taiwan EWT 0.71 2,857.5 -12.82 -12.04 22.70 73.62 5.65 5.22 9,985 13.38 34.39 2.10 SPDR S&P Emerging Latin America GML 0.59 149.0 -10.96 -12.80 15.39 103.84 3.87 - 25,735 6.92 36.31 1.95 iShares MSCI BRIC BKF 0.69 866.2 -13.01 -13.52 9.21 85.39 0.31 - 34,830 10.22 35.12 2.36 iShares MSCI Chile ECH 0.61 707.9 -11.08 -13.98 46.57 86.02 16.39 - 8,965 15.87 26.14 1.46 iShares MSCI Brazil EWZ 0.61 11,332.1 -11.60 -14.09 7.69 121.50 0.68 14.80 26,322 8.16 37.78 5.56 SPDR S&P Emerging Mkts Small Cap EWX 0.65 1,083.4 -11.80 -14.59 23.51 94.66 7.27 - 1,007 12.20 35.22 0.68 iShares MSCI All Peru Capped EPU 0.62 472.1 -3.46 -15.54 57.69 - - - 4,284 12.84 - 2.23 iShares S&P India Nifty 50 INDY 0.89 195.2 -10.56 -18.97 24.45 - - - 18,622 14.40 - 0.43 Yield Data as of 08/31/2011. Source: Morningstar. Exp Ratio is annual expense ratio. Assets are net assets in $US millions. 3-Mo is 3-month total return. YTD is year-to-date. 3- and 5-year returns are annualized. Mkt Cap is geometric average market capitalization. P/E is price-to-earnings ratio. Std Dev is 3-year standard deviation. Yield is 12-month. Includes all U.S.-listed ETFs and ETNs with assets over $100 million. ETFR • October 2011 17
Page 1: Vol. 11 | No. 10 October 2011 Bigge
Page 4 and 5: Going For The Gold By Lara Crigger
Page 6 and 7: DBO T H E P O W E R S H A R E S D B
Page 8 and 9: Based on understanding. Built on ex
Page 10 and 11: Bigger from page 1 cate to a fixed
Page 12 and 13: Bigger from page 10 The big funds w
Page 14 and 15: October 2011 U.S.-Listed ETFs Sorte

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