Annual Report for Fixed Maturity Schemes - Tata Mutual Fund

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1.6 Load Charges: Load represents amounts charged to investors at the time of exit from the scheme. The difference between the NAV and the repurchase price is disclosed as “Accumulated Load” which is not considered for computation of the Net Asset Value. In compliance with SEBI‟s Circular No. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009, with effect from August 1, 2009: • The Scheme has not charged any entry load on investments made into it (including additional purchases and switches into the Scheme from other schemes) otherwise than through Systematic Investment Plans (“SIPs”) registered prior to July 31, 2009 (as the circular is applicable to SIPs registered on or after August 1, 2009). • In terms of SEBI Circular dated 9 th March, 2011, the load balance needs to be segregated into two separate accounts in the books of the scheme. One account should reflect load balance as on 31 st July, 2009 and the other account should reflect accretions after 31 st July, 2009. Further as per the circular, the utilisation of load balance from the load account as of 31 st July, 2009 should be restricted to one-third in each of the financial year and the said utilisation should be only for meeting marketing and selling expenses including distributor's / agent's commissions. The accretions after 31 st July, 2009 can be utilised without any restrictions.
C. Notes attached to and forming part of the financial statements for the year ended 31st March, 2012. 1. The aggregate value of purchases and sales ( including redemptions ) of investments for the year ended 31st March, 2012 expressed as a percentage of average daily net assets is as under : Particulars Aggregate value of Purchases Aggregate value of Sales (including redemptions ) * The amounts do not include CBLO and Reverse Repo transactions. Year Ended Year Ended 31-Mar-12 31-Mar-11 Value* Value* % Rs. Rs. % 1,527,246,894 373.54 28,349,081,821 1,288.08 1,399,469,723 342.29 27,898,839,823 1267.62 2. Investments made by the schemes of Tata Mutual Fund in companies or their subsidiaries (to the extent of information available) that have invested more than 5% of the net assets of any scheme of the fund, in terms of Regulation 25 (11) (Refer Annexure 1). 3. Statement of Portfolio with industry wise classification as at 31 st March, 2012 (Refer Annexure 2). 4. 5. Amount receivable from the Investment Manager Rs.49,785/- (previous year Rs.620,946/-) is included under “Other receivables” in “Other Current Assets”. In accordance with the SEBI Regulations, Management Fees and Trusteeship Fees are paid as per the table below : Management Fees Current Year Previous Year Dates % of Daily Net Asset % of Daily Dates Net Asset From To From To 1-Apr-11 3-Apr-11 0.0700 1-Apr-10 3-Jun-10 0.1200 4-Apr-11 12-Sep-11 0.0400 4-Jun-10 31-Mar-11 0.0700 13-Sep-11 31-Mar-12 0.0700 Trusteeship Fees Current Year Previous Year Dates % of Daily Net Asset % of Daily Dates Net Asset From To From To 1-Apr-11 3-Apr-11 0.0500 1-Apr-10 14-Jun-10 0.0010 4-Apr-11 12-Sep-11 0.0500 15-Jun-10 8-Dec-10 0.0200 13-Sep-11 31-Mar-12 0.0100 9-Dec-10 31-Mar-11 0.0500 6. Contingent liabilities as at 31 st March, 2012 are Rs.Nil (previous year Rs. Nil). 7. There is 1 unit holder holding 41.06% of the Net Asset Value of the Scheme as at 31st March 2012 (previous year no unit holders holding over 25% of the Net Asset Value).
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annual report 2011 - 2012 • TATA
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REPORT OF THE TRUSTEE TO THE UNITHO
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Act, 1882 and is duly registered un
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* On 31st December 2008, the units
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Sr No Scheme / Plan Name Date of al
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Redressal of Complaints received ag
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Name of the Company / Issuer Date o
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AUDITORS’ REPORT TO THE BOARD OF
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Balance Sheet of Tata Fixed Income
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Tata Fixed Income Portfolio Fund -
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Revenue Account of Tata Fixed Incom
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Tata Fixed Income Portfolio Fund Sc
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Revenue Account of Tata Fixed Matur
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Tata Fixed Maturity Plan - Series 3
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INCOME Revenue Account of Tata Fixe
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INCOME Revenue Account of Tata Fixe
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Page 329 and 330: Tata Fixed Maturity Plan - Series 3
Page 331 and 332: Revenue Account of Tata Fixed Matur
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Page 411 and 412: Investment Manager The Board of Dir
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Page 421 and 422: Subsequent to initial recognition,
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Subsequent to initial recognition,
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8. i. ii. Transactions with Trustee
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Schedules forming part of the Accou
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Government Securities and Treasury
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Investment Manager The Board of Dir
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C. Notes attached to and forming pa
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13. 14. Unclaimed redemption / divi
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Investments purchased are initially
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12. Unprovided diminution and unrea
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Investments are derecognised when t
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. Recognition, de-recognition and m
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16. No provision for income tax has
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11. Aggregate Fair Value of Non-Tra
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i. ii. Associates and entities that
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1.4 B) Expenses: Expenses directly
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ii. Control means the ability to ex
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14. 15. 16. In accordance with Regu
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16. No provision for income tax has
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c. Fair value estimation Debt secur
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13. Unclaimed redemption / dividend
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Broker The Investment Manager has a
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15. There are no unit holders holdi
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13. 14. 15. 16. 17. Unclaimed redem
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13. Unclaimed redemption / dividend
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Tata Growth Fund 7,164,724.63 55,55
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Tata Liquid Fund Tata Dividend Yiel
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Tata Tax Saving Fund 24,056,882.98
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Tata Fixed Maturity Plan -Series 33
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Tata Sip Fund Scheme-2 11,993,157.0
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SHRIRAM TRANS. FIN. CO. LTD. Tata L
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Tata Pure Equity Fund 269,332,156.6
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Tata Growth Fund 2,531,067.33 0.00
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Tata Fixed Maturity Plan Series 30
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Current Year Commission Paid to Ass
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Commission Paid to Associate Broker
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Current Year Tata Tax Saving Fund T
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Current Year Tata Gilt Securities F
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Current Year Tata Tax Advantage Fun
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Brokerage Paid to Associate Brokers
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Brokerage Paid to Associate Brokers
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(Annexure 5) In term of SEBI Cir/IM
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Annual Report for Fixed Maturity Schemes - Tata Mutual Fund

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