Annual Report for Fixed Maturity Schemes - Tata Mutual Fund

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Tata Fixed Maturity Plan Series 40 Scheme A Portfolio as at 31st March, 2012 Annexure 2 Name of the Instrument Market/ Fair Value(Rs) % to NAV % to Category (I) CERTIFICATE OF DEPOSIT Banks 1,754,368,301 99.44 100.00 Punjab National Bank 455,091,800 Andhra Bank 408,745,985 Canara Bank 272,543,610 Central Bank Of India 181,649,420 Vijaya Bank 181,603,140 Axis Bank Ltd. 118,102,231 Oriental Bank of Commerce 91,196,600 IDBI Bank Ltd. 45,435,515 TOTAL (COST : Rs. 1,750,386,560) 1,754,368,301 99.44 100.00 (II) REVERSE REPO INVESTMENT 8,982,668 0.51 100.00 TOTAL INVESTMENT (COST : Rs. 1,759,369,228) (I+II) 1,763,350,969 99.95 100.00 NET CURRENT ASSETS (NET OF ACCUMULATED LOAD) 915,931 0.05 NET ASSETS (NET OF ACCUMULATED LOAD) 1,764,266,900 100.00 All securities are Non Traded.
Current Year Commission Paid to Associate Brokers / Related parties / Group companies of Sponsor / Asset Management Company ANNEXURE 3 Scheme Name of associate / related parties/group companies of sponsor/AMC Nature of Association/ Nature of relation Period Covered Value of transaction & % of total value of transaction of the fund Business given Rs. % of total business received by the fund Gross Brokerage Paid Rs. & % of total brokerage paid by the fund Tata Balanced Fund TML Financial Services Limited Group Company 2011-2012 539,546 0.05 16,055 0.09 Tata International Limited Group Company 2011-2012 - - 1,864 0.01 Tata Sons Limited Sponsor 2011-2012 12,967 0.00 666 0.00 Tata Securities Limited Group Company 2011-2012 665,002 0.06 142,151 0.77 The Peerless General Finance & Investment Company Limited Associate Broker 2011-2012 770,347 0.07 8,238 0.04 Tata Capital Limited Group Company 2011-2012 1,509,020 0.14 53,094 0.29 Tata Capital Builder Fund Tata Securities Limited Group Company 2011-2012 25,000 0.64 6,205 0.15 Tata Contra Fund Tata Dividend Yield Fund Tata Securities Limited Group Company 2011-2012 8,000 0.13 9,143 0.26 Tata Capital Limited Group Company 2011-2012 6,500 0.11 96 0.00 Tata Securities Limited Group Company 2011-2012 1,720,695 0.10 48,940 0.22 The Peerless General Finance & Investment Company Limited 3,353,372 0.19 25,938 0.11 Associate Broker 2011-2012 Tata Capital Limited Group Company 2011-2012 3,195,804 0.19 28,125 0.12 Tata Dynamic Bond Fund The Peerless General Finance & Investment Company Limited Associate Broker 2011-2012 27,268 0.20 136 0.22 Tata Equity Management Fund Tata Equity Opportunities Fund Tata Equity PE Fund Tata Securities Limited Group Company 2011-2012 32,223 0.70 4,150 0.07 Tata Capital Limited Group Company 2011-2012 17,500 0.38 352 0.01 TML Financial Services Limited Group Company 2011-2012 535 0.00 68 0.00 Tata Securities Limited Group Company 2011-2012 575,827 0.38 60,505 0.46 The Peerless General Finance & Investment Company Limited Associate Broker 2011-2012 489,500 0.33 10,872 0.08 Tata Capital Limited Group Company 2011-2012 138,522 0.09 3,470 0.03 Tata Securities Limited Group Company 2011-2012 1,226,658 0.06 40,928 0.09 The Peerless General Finance & Investment Company Limited 13,754,764 0.68 208,404 0.45 Associate Broker 2011-2012 Tata Capital Limited Group Company 2011-2012 18,542,433 0.91 229,157 0.50 Tata Fixed Income Portfolio Fund Scheme A2 Tata Securities Limited Group Company 2011-2012 12,256 0.00 3,554 7.31 Tata Fixed Income Portfolio Fund Scheme A3 Tata Securities Limited Group Company 2011-2012 4,117,202 0.11 3,600 1.19 Tata Capital Limited Group Company 2011-2012 3,057,797 0.08 6,636 2.19 Tata Fixed Income Portfolio Fund Scheme B2 Tata Securities Limited Group Company 2011-2012 111,349,793 3.10 75,385 7.80 Tata Fixed Income Portfolio Fund Scheme B3 Tata Securities Limited Group Company 2011-2012 3,729,539 0.40 12,985 3.85 Tata Fixed Income Portfolio Fund Scheme C2 Tata Securities Limited Group Company 2011-2012 218,196,238 22.91 36,585 6.99 Tata Capital Limited Group Company 2011-2012 2,570,770 0.27 22,422 4.28
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annual report 2011 - 2012 • TATA
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REPORT OF THE TRUSTEE TO THE UNITHO
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Act, 1882 and is duly registered un
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* On 31st December 2008, the units
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Sr No Scheme / Plan Name Date of al
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Redressal of Complaints received ag
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Name of the Company / Issuer Date o
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AUDITORS’ REPORT TO THE BOARD OF
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Balance Sheet of Tata Fixed Income
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Tata Fixed Income Portfolio Fund -
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Revenue Account of Tata Fixed Incom
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Tata Fixed Income Portfolio Fund Sc
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Revenue Account of Tata Fixed Matur
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Tata Fixed Maturity Plan - Series 3
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INCOME Revenue Account of Tata Fixe
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INCOME Revenue Account of Tata Fixe
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Investments purchased are initially
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1.6 Load Charges: Load represents a
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8. Transactions with Trustees, Inve
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Schedules forming part of the Accou
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Non-Traded / thinly traded debt sec
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C. Notes attached to and forming pa
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11. Investments made in group / ass
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Government Securities and Treasury
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13 Utilisation of Load charges i. D
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Investments are derecognised when t
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10. Net Asset Value Per Unit (Rs.)
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Non - traded/ thinly traded debt se
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10. Net Asset Value Per Unit (Rs.)
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Investment Manager The Board of Dir
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13 Utilisation of Load charges i. D
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Subsequent to initial recognition,
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8. i. ii. Transactions with Trustee
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11. Aggregate Fair Value of Non-Tra
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13. 14. Unclaimed redemption / divi
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Investments purchased are initially
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12. Unprovided diminution and unrea
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Investments are derecognised when t
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. Recognition, de-recognition and m
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16. No provision for income tax has
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11. Aggregate Fair Value of Non-Tra
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i. ii. Associates and entities that
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1.4 B) Expenses: Expenses directly
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ii. Control means the ability to ex
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16. No provision for income tax has
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c. Fair value estimation Debt secur
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13. Unclaimed redemption / dividend
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Broker The Investment Manager has a
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15. There are no unit holders holdi
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13. 14. 15. 16. 17. Unclaimed redem
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13. Unclaimed redemption / dividend
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Tata Growth Fund 7,164,724.63 55,55
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Tata Liquid Fund Tata Dividend Yiel
Page 585 and 586: Tata Tax Saving Fund 24,056,882.98
Page 587 and 588: Tata Fixed Maturity Plan -Series 33
Page 589 and 590: Tata Fixed Income Portfolio Fund -
Page 591 and 592: Tata Sip Fund Scheme-2 11,993,157.0
Page 593 and 594: SHRIRAM TRANS. FIN. CO. LTD. Tata L
Page 595 and 596: Tata Pure Equity Fund 269,332,156.6
Page 597 and 598: Tata Growth Fund 2,531,067.33 0.00
Page 599 and 600: Tata Fixed Income Portfolio Fund Sc
Page 605 and 606: Tata Fixed Maturity Plan Series 30
Page 635: Tata Fixed Maturity Plan Series 39
Page 639 and 640: Commission Paid to Associate Broker
Page 641 and 642: Current Year Commission Paid to Ass
Page 643 and 644: Current Year Tata Tax Saving Fund T
Page 645 and 646: Current Year Commission Paid to Ass
Page 647 and 648: Current Year Tata Gilt Securities F
Page 649 and 650: Current Year Tata Tax Advantage Fun
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Page 655: (Annexure 5) In term of SEBI Cir/IM
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Annual Report for Fixed Maturity Schemes - Tata Mutual Fund

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