Annual Report for Fixed Maturity Schemes - Tata Mutual Fund

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Current Year Tata Fixed Tenure Fund - Series 2A Commission Paid to Associate Brokers / Related parties / Group companies of Sponsor / Asset Management Company ANNEXURE 3 Tata Securities Limited Group Company 2011-2012 300,000 0.09 11,250 0.09 Tata Capital Limited Group Company 2011-2012 8,459,770 2.47 317,241 2.46 Tata Floater Fund Tata Securities Limited Group Company 2011-2012 8,692,378,324 4.07 2,072,783 3.95 The Peerless General Finance & Investment Company Limited 118,916 0.00 109 0.00 Associate Broker 2011-2012 Tata Capital Limited Group Company 2011-2012 168,713,969 0.08 94,432 0.18 Tata Gilt Mid Term Fund Tata Capital Limited Group Company 2011-2012 200,000 0.19 124 0.00 Tata Gilt Securities Fund Tata Securities Limited Group Company 2011-2012 34,589 0.01 51,699 0.56 The Peerless General Finance & Investment Company Limited - - 67 0.00 Associate Broker 2011-2012 Tata Gilt Securities Fund Short Maturity Tata Securities Limited Group Company 2011-2012 522,500,000 42.56 - - Tata Growing Economies Infrastructure Fund Option A Tata Securities Limited Group Company 2011-2012 - - 10,483 0.76 The Peerless General Finance & Investment Company Limited 14,000 0.41 441 0.03 Associate Broker 2011-2012 Tata Capital Limited Group Company 2011-2012 6,000 0.18 129 0.01 Tata Growing Economies Infrastructure Fund Option B Tata Securities Limited Group Company 2011-2012 51,061 1.18 52,558 0.96 Amit Nalin Securities Private Limited Associate Broker 2011-2012 - - 791 0.01 Tata Growth Fund Tata Income Fund Tata Sons Limited Sponsor 2011-2012 73,044 0.00 - - Tata Securities Limited Group Company 2011-2012 2,834,794 0.16 1,036 0.06 The Peerless General Finance & Investment Company Limited Associate Broker 2011-2012 69,350 0.00 511 0.03 Tata Capital Limited Group Company 2011-2012 55,179 0.00 188 0.01 Tata Sons Limited Sponsor 2011-2012 - - 255 0.02 Tata Securities Limited Group Company 2011-2012 139,090 0.06 119,764 8.00 Tata Capital Limited Group Company 2011-2012 108,078 0.05 589 0.04 Tata Income Plus Fund Tata Securities Limited Group Company 2011-2012 14,031 0.48 14,567 17.57 Tata Index Fund - Nifty Plan Tata Index Fund - Sensex Plan Tata IndoGlobal Infrastructure Fund Tata Securities Limited Group Company 2011-2012 - - 959 0.28 Tata Capital Limited Group Company 2011-2012 - - 90 0.03 Tata Securities Limited Group Company 2011-2012 - - 2,698 1.40 The Peerless General Finance & Investment Company Limited 1,500 0.01 44 0.02 Associate Broker 2011-2012 Tata Capital Limited Group Company 2011-2012 4,000 0.02 82 0.04 Tata Securities Limited Group Company 2011-2012 6,868 0.10 234,264 0.61 Tata Capital Limited Group Company 2011-2012 - - 196 0.00
Current Year Commission Paid to Associate Brokers / Related parties / Group companies of Sponsor / Asset Management Company ANNEXURE 3 Tata Infrastructure Fund Tata Infrastructure Tax Saving Fund Tata Life Sciences & Technology Fund Tata Liquid Fund Tata Liquidity Management Fund Tata Mid Cap Fund TML Financial Services Limited Group Company 2011-2012 - - 664 0.00 Tata Securities Limited Group Company 2011-2012 707,829 0.06 121,502 0.19 The Peerless General Finance & Investment Company Limited Associate Broker 2011-2012 7,393,675 0.66 171,368 0.27 Tata Capital Limited Group Company 2011-2012 3,586,364 0.32 32,100 0.05 Tata Securities Limited Group Company 2011-2012 - - 348 0.07 The Peerless General Finance & Investment Company Limited - - 28,226 5.77 Associate Broker 2011-2012 Tata Sons Limited Sponsor 2011-2012 - - 229 0.01 Tata Securities Limited Group Company 2011-2012 60,000 0.16 85,762 4.23 The Peerless General Finance & Investment Company Limited Associate Broker 2011-2012 500 0.00 90 0.00 Tata Capital Limited Group Company 2011-2012 70,000 0.19 1,752 0.09 Tata Sons Limited Sponsor 2011-2012 - - 103 0.00 Tata Securities Limited Group Company 2011-2012 338,574,964,217 14.53 8,285,880 13.89 Amit Nalin Securities Private Limited Associate Broker 2011-2012 1,200,000 0.00 520 0.00 The Peerless General Finance & Investment Company Limited Associate Broker 2011-2012 - - 364 0.00 Tata Capital Limited Group Company 2011-2012 649,283,975 0.03 23,703 0.04 Tata Securities Limited Group Company 2011-2012 486,616,617 2.39 21,504 1.84 Tata Capital Limited Group Company 2011-2012 - - 0 0.00 Tata Sons Limited Sponsor 2011-2012 - - 222 0.01 Tata Securities Limited Group Company 2011-2012 33,810 0.21 5,161 0.17 The Peerless General Finance & Investment Company Limited Associate Broker 2011-2012 12,000 0.08 576 0.02 Tata Capital Limited Group Company 2011-2012 22,000 0.14 532 0.02 Tata MIP Plus Fund Tata Securities Limited Group Company 2011-2012 21,973 0.01 11,316 0.20 The Peerless General Finance & Investment Company Limited - - 1,156 0.02 Associate Broker 2011-2012 Tata Capital Limited Group Company 2011-2012 509,062 0.24 7,194 0.13 Tata Money Market Fund Tata Securities Limited Group Company 2011-2012 820,990,378 3.79 48,506 4.22 Tata Monthly Income Fund TML Financial Services Limited Group Company 2011-2012 1,360 0.00 104 0.01 Tata Securities Limited Group Company 2011-2012 158,010 0.33 16,551 1.10 Tata Capital Limited Group Company 2011-2012 778,083 1.64 486 0.03
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annual report 2011 - 2012 • TATA
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REPORT OF THE TRUSTEE TO THE UNITHO
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Act, 1882 and is duly registered un
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* On 31st December 2008, the units
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Sr No Scheme / Plan Name Date of al
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Redressal of Complaints received ag
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Name of the Company / Issuer Date o
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AUDITORS’ REPORT TO THE BOARD OF
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Balance Sheet of Tata Fixed Income
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Tata Fixed Income Portfolio Fund -
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Revenue Account of Tata Fixed Incom
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Tata Fixed Income Portfolio Fund Sc
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Revenue Account of Tata Fixed Matur
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Tata Fixed Maturity Plan - Series 3
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INCOME Revenue Account of Tata Fixe
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INCOME Revenue Account of Tata Fixe
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Investments purchased are initially
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1.6 Load Charges: Load represents a
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8. Transactions with Trustees, Inve
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Schedules forming part of the Accou
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Non-Traded / thinly traded debt sec
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C. Notes attached to and forming pa
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11. Investments made in group / ass
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Government Securities and Treasury
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13 Utilisation of Load charges i. D
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Investments are derecognised when t
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10. Net Asset Value Per Unit (Rs.)
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Non - traded/ thinly traded debt se
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10. Net Asset Value Per Unit (Rs.)
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Investment Manager The Board of Dir
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13 Utilisation of Load charges i. D
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Subsequent to initial recognition,
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8. i. ii. Transactions with Trustee
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11. Aggregate Fair Value of Non-Tra
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13. 14. Unclaimed redemption / divi
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Investments purchased are initially
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12. Unprovided diminution and unrea
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Investments are derecognised when t
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. Recognition, de-recognition and m
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16. No provision for income tax has
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11. Aggregate Fair Value of Non-Tra
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i. ii. Associates and entities that
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1.4 B) Expenses: Expenses directly
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ii. Control means the ability to ex
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14. 15. 16. In accordance with Regu
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16. No provision for income tax has
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c. Fair value estimation Debt secur
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14. 15. 16. 17. In accordance with
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13. Unclaimed redemption / dividend
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Broker The Investment Manager has a
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15. There are no unit holders holdi
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13. 14. 15. 16. 17. Unclaimed redem
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13. Unclaimed redemption / dividend
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Tata Growth Fund 7,164,724.63 55,55
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Tata Liquid Fund Tata Dividend Yiel
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Tata Tax Saving Fund 24,056,882.98
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Tata Fixed Maturity Plan -Series 33
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Page 591 and 592: Tata Sip Fund Scheme-2 11,993,157.0
Page 593 and 594: SHRIRAM TRANS. FIN. CO. LTD. Tata L
Page 595 and 596: Tata Pure Equity Fund 269,332,156.6
Page 597 and 598: Tata Growth Fund 2,531,067.33 0.00
Page 599 and 600: Tata Fixed Income Portfolio Fund Sc
Page 605 and 606: Tata Fixed Maturity Plan Series 30
Page 637 and 638: Current Year Commission Paid to Ass
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Page 643 and 644: Current Year Tata Tax Saving Fund T
Page 645 and 646: Current Year Commission Paid to Ass
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Page 649 and 650: Current Year Tata Tax Advantage Fun
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Page 655: (Annexure 5) In term of SEBI Cir/IM
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Annual Report for Fixed Maturity Schemes - Tata Mutual Fund

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