Annual Report for Fixed Maturity Schemes - Tata Mutual Fund

Brokerage Paid to Associate Brokers / Related parties / Group companies of Sponsor / Asset Management Company
Current Year
ANNEXURE 3..….Cont'd
Scheme
Name of associate / related parties / group
companies of sponsor/AMC
Nature of Association /
Nature of relation
Period
Covered
Value of Transaction (Rs.)
% total value of
transaction of the
fund
Gross Brokerage
Paid (Rs.)
% of total
brokerage
paid by the
fund
Tata Monthly Income Fund Tata Securities Limited Group Company 2011-2012 2,586,857 1.85 2,545 1.73
Tata MIP Plus Fund
Tata Pure Equity Fund
Tata Service Industries Fund
Tata Smart Investment Plan - 1
Scheme A
Tata Tax Advantage Fund - 1
Tata Tax Saving Fund
Tata Young Citizens' Fund
Previous Year
Scheme
Tata Balanced Fund
Tata Capital Builder Fund
Tata Contra Fund
Tata Dividend Yield Fund
Amit Nalin Securities Private Limited Associate Broker 2011-2012 16,744,656 0.66 25,063 1.45
Tata Securities Limited Group Company 2011-2012 77,270,957 3.03 105,432 6.10
Amit Nalin Securities Private Limited Associate Broker 2011-2012 179,304,418 2.28 183,040 1.90
Tata Securities Limited Group Company 2011-2012 361,023,295 4.59 326,183 3.39
Amit Nalin Securities Private Limited Associate Broker 2011-2012 17,776,418 3.55 26,736 4.23
Tata Securities Limited Group Company 2011-2012 7,203,761 1.44 7,173 1.13
Tata Securities Limited Group Company 2011-2012 456,738 0.13 676 0.19
Amit Nalin Securities Private Limited Associate Broker 2011-2012 23,240,933 1.82 28,200 1.77
Tata Securities Limited Group Company 2011-2012 19,967,885 1.56 19,510 1.23
Amit Nalin Securities Private Limited Associate Broker 2011-2012 31,479,106 1.86 39,065 1.86
Tata Securities Limited Group Company 2011-2012 29,900,357 1.77 29,220 1.39
Amit Nalin Securities Private Limited Associate Broker 2011-2012 13,340,598 0.37 20,066 0.50
Tata Securities Limited Group Company 2011-2012 59,714,858 1.64 80,444 1.99
Name of associate / related parties / group
companies of sponsor/AMC
Nature of Association /
Nature of relation
Period
Covered
Value of Transaction (Rs.)
% total value of
transaction of the
fund
Gross Brokerage
Paid (Rs.)
% of total
brokerage
paid by the
fund
Amit Nalin Securities Private Limited Associate Broker 2010-2011 74,746,892.85 1.17 143,397.65 1.24
Tata Securities Limited Associate Broker 2010-2011 83,972,948.03 1.32 166,656.56 1.44
Amit Nalin Securities Private Limited Associate Broker 2010-2011 16,732,414.40 1.27 33,486.00 1.32
Tata Securities Limited Associate Broker 2010-2011 60,580,222.80 4.59 102,100.00 4.01
Amit Nalin Securities Private Limited Associate Broker 2010-2011 30,881,808.09 3.27 61,886.88 3.42
Tata Securities Limited Associate Broker 2010-2011 35,680,031.75 3.78 71,475.00 3.95
Amit Nalin Securities Private Limited Associate Broker 2010-2011 15,021,857.00 1.43 29,940.00 1.56
Tata Securities Limited Associate Broker 2010-2011 37,712,129.60 3.60 65,973.70 3.43