Annual Report for Fixed Maturity Schemes - Tata Mutual Fund

C. Notes attached to and forming part of the financial statements for the year ended 31st March, 2012.
1.
The aggregate value of purchases and sales ( including redemptions ) of investments for the year ended 31st March, 2012 expressed as a
percentage of average daily net assets is as under :
Particulars
Year Ended
Year Ended
31-Mar-12
31-Mar-11
Value*
Value*
%
Rs.
Rs.
%
Aggregate value of Purchases
9,002,493,894 1,249.44 49,827,422,837 1,450.38
Aggregate value of Sales (including redemptions )
8,929,604,442 1,239.32 48,211,287,526 1403.33
* The amounts do not include CBLO and Reverse Repo transactions.
2.
Investments made by the schemes of Tata Mutual Fund in companies or their subsidiaries (to the extent of information available) that have
invested more than 5% of the net assets of any scheme of the fund, in terms of Regulation 25 (11) (Refer Annexure 1).
3. Statement of Portfolio with industry wise classification as at 31 st March, 2012 (Refer Annexure 2).
4.
5.
Amount receivable from the Investment Manager Rs.Nil (previous year Rs.1,307,331/-) is included under “Other receivables” in “Other
Current Assets”.
In accordance with the SEBI Regulations, Management Fees and Trusteeship Fees are paid as per the table below :
Management Fees
Current Year
Previous Year
Dates
% of Daily Net
% of Daily
Dates
Asset
Net Asset
From To From To
1-Apr-11 3-Apr-11 0.0700 1-Apr-10 10-Jun-10 0.1200
4-Apr-11 12-Sep-11 0.0400 11-Jun-10 31-Mar-11 0.0700
13-Sep-11 31-Mar-12 0.0700
Trusteeship Fees
Current Year
Previous Year
Dates
% of Daily Net
% of Daily
Dates
Asset
Net Asset
From To From To
1-Apr-11 12-Sep-11 0.0500 1-Apr-10 14-Jun-10 0.0010
13-Sep-11 31-Mar-12 0.0100 15-Jun-10 8-Dec-10 0.0200
9-Dec-10 31-Mar-11 0.0500
6. Contingent liabilities as at 31 st March, 2012 are Rs.Nil (previous year Rs. Nil).
7.
8.
There is 1 unit holder holding 59.75% of the Net Asset Value of the Scheme as at 31st March 2012 (previous year no unit holders holding
over 25% of the Net Asset Value).
Transactions with Trustees, Investment Manager, their associates and with entities controlled by co-sponsors (in relation to services
received by the Scheme).
As explained above, TSL and TICL are the co-sponsors of the Mutual Fund. The nature of transactions with the Trustees, the Investment
Manager, their associates and entities controlled by co-sponsors has been provided hereinafter. For the purpose of making these disclosures,
the meanings ascribed to the terms “associates” and “control” by Regulation 2(c) and 2(g) of the SEBI Regulations have been used which
have been summarised below: