Annual Report for Fixed Maturity Schemes - Tata Mutual Fund

Broker
The Investment Manager has appointed various brokers for carrying out investment trades on behalf of the Scheme for a brokerage. Entities that have
been paid such brokerage include Tata Securities Limited (“TSec”), over which TSL exercises control.
Transactions during the year in relation to services received by the Scheme from the co-sponsors or from entities over which they exercise control and
other disclosures required under Regulation 25(8) of the SEBI regulations are contained in Annexure 3.
9.
Disclosure under Regulation 25(8) of the SEBI (MF) Regulations 1996 have been made in the table below in respect of other payments made to
parties associated with sponsors in which the Investment Manager or its major shareholders have a substantial interest.
Name of the Company
Period Ended
31-Mar-12
Rs.
Tata Asset Management Limited
Management Fees 6,452
Tata Trustee Company Limited
Trusteeship Fees 1,290
* Tata Sons Limited – 67.90% and Tata Investment Corporation Limited – 32.10%
** Tata Sons Limited – 50.00% and Tata Investment Corporation Limited – 50.00%
10. Investments made in group / associate companies (Refer Annexure 4).
11. Aggregate Fair Value of Non-Traded debt securities (excluding CBLO and Reverse Repo) :
Nature of Investment As at 31-Mar-12
Rs.
Investments 935,246,077
12. Unprovided diminution and unrealised appreciation in the value of investments.
Particulars
As at 31-Mar-12
Rs.
Unrealised appreciation 3,473,148
Unprovided diminution
Nil
Nature of Payment
% equity capital held by the sponsors
and its subsidiary / associates as at 31 st
March, 2012.
100%*
100%**
13.
Unclaimed redemption / dividend amount, since the inception of the scheme has been invested separately, only in money market instruments and the
investors who have claimed their dividend amount have been paid alongwith the appreciation earned on this amount as per SEBI circular MFD /
CIR/9/120/2000 dated 24th November, 2000. As at 31st March,2012 the unclaimed redemption/dividend amount is Rs.Nil for Nil investors.
14.
15.
16.
In accordance with Regulation 44 (1) of the SEBI (Mutual Funds) Regulations, 1996, securities purchased should be held in the name of the Scheme.
Investments in Government Securities and Treasury Bills are held in the name of “Tata Mutual Fund”.
No provision for income tax has been made since the income of the schemes is exempt u/s 10(23D) of the Income Tax Act 1961.
The scheme was launched on 9th March, 2012 and hence there are no comparative figures.
On behalf of the Board of Directors
of Tata Trustee Company Limited
Director
Tata Asset Management Limited
Authorised Signatory
Fund Manager