Annual Report for Fixed Maturity Schemes - Tata Mutual Fund

C. Notes attached to and forming part of the financial statements for the period ended 31st March, 2012.
1.
2.
The aggregate value of purchases and sales ( including redemptions ) of investments for the period ended 31st March, 2012 expressed as a
percentage of average daily net assets is as under :
Particulars
Period Ended
31-Mar-12
Value*
Rs.
%
Aggregate value of Purchases
4,798,932,001 152.51
Aggregate value of Sales (including redemptions ) 1,723,320,745 54.77
* The amounts do not include CBLO and Reverse Repo transactions.
Investments made by the schemes of Tata Mutual Fund in companies or their subsidiaries (to the extent of information available) that have
invested more than 5% of the net assets of any scheme of the fund, in terms of Regulation 25 (11) (Refer Annexure 1).
3. Statement of Portfolio with industry wise classification as at 31 st March, 2012 (Refer Annexure 2).
4.
5.
Amount receivable from the Investment Manager Rs.837/- is included under “Others receivables” in “Other Current Assets”.
In accordance with the SEBI Regulations, Management Fees and Trusteeship Fees are paid as per the table below :
Dates
Management Fees
% of Daily Net Asset
From
To
12-Sep-11 31-Mar-12 0.0700
and Trusteeship Fees are paid as per the table below:
Trusteeship Fees
Dates
% of Daily Net Asset
From
To
12-Sep-11 31-Mar-12 0.0100
6. Contingent liabilities as at 31 st March, 2012 are Rs.Nil .
7. Net Asset Value Per Unit (Rs.) :
Particulars
Face Value (Rs.)
Net Asset Value (Rs.)
PERIODIC DIVIDEND
GROWTH
As at 31-Mar-12
10
10.4647
10.4647
8.
i.
ii.
Transactions with Trustees, Investment Manager, their associates and with entities controlled by co-sponsors (in relation to services
received by the Scheme).
As explained above, TSL and TICL are the co-sponsors of the Mutual Fund. The nature of transactions with the Trustees, the Investment
Manager, their associates and entities controlled by co-sponsors has been provided hereinafter. For the purpose of making these disclosures, the
meanings ascribed to the terms “associates” and “control” by Regulation 2(c) and 2(g) of the SEBI Regulations have been used which have
been summarised below:
Associates and entities that exercise control over or are controlled by the Trustee Company and the Investment Manager or whose director,
officer or employee is a director, officer or employee of the Investment Manager;
Control means the ability to exercise not less than 10% of the voting power of an entity or the ability of the board of directors of an entity to
exercise control over the Investment Manager.