Annual Report for Fixed Maturity Schemes - Tata Mutual Fund

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Current Year Commission Paid to Associate Brokers / Related parties / Group companies of Sponsor / Asset Management Company ANNEXURE 3 Tata Fixed Maturity Plan -Series 28 A Tata Fixed Maturity Plan -Series 28 B Tata Securities Limited Group Company 2011-2012 - - 28,375 14.67 Tata Capital Limited Group Company 2011-2012 - - 28 0.01 Tata Securities Limited Group Company 2011-2012 - - 2 0.00 Tata Capital Limited Group Company 2011-2012 - - 46 0.06 Tata Fixed Maturity Plan -Series 30 C Tata Securities Limited Group Company 2011-2012 80,000,000 8.78 80,000 12.90 Tata Fixed Maturity Plan -Series 32 Tata Capital Limited Group Company 2011-2012 4,400,000 0.31 30,800 0.32 Tata Fixed Maturity Plan -Series 33 C Tata Capital Limited Group Company 2011-2012 39,560 0.00 15 0.00 Tata Fixed Maturity Plan -Series 33A Tata Securities Limited Group Company 2011-2012 401,276,000 21.55 25,129 10.73 Tata Capital Limited Group Company 2011-2012 500,000 0.03 63 0.03 Tata Fixed Maturity Plan -Series 33 B Tata Securities Limited Group Company 2011-2012 200,631,000 25.15 12,290 12.55 Tata Fixed Maturity Plan -Series 34 B Tata Securities Limited Group Company 2011-2012 23,500,000 0.52 23,500 0.50 Tata Capital Limited Group Company 2011-2012 4,500,000 0.10 4,500 0.10 Tata Fixed Maturity Plan -Series 34 C Tata Securities Limited Group Company 2011-2012 501,000,000 21.98 501,000 22.01 Tata Fixed Maturity Plan -Series 35 A Tata Securities Limited Group Company 2011-2012 50,000 0.00 200 0.00 Tata Capital Limited Group Company 2011-2012 3,809,439 0.15 14,809 0.14 Tata Fixed Maturity Plan -Series 35 B Tata Securities Limited Group Company 2011-2012 50,000,000 19.17 25,000 20.79 Tata Fixed Maturity Plan -Series 35 C Tata Capital Limited Group Company 2011-2012 20,100,000 4.64 80,400 4.73 Tata Fixed Maturity Plan - Series 36 Scheme B Tata Securities Limited Group Company 2011-2012 200,000 0.04 100 0.03 Tata Fixed Maturity Plan - Series 36 Scheme C Tata Fixed Maturity Plan - Series 37 Scheme A TML Financial Services Limited Group Company 2011-2012 54,080 0.00 - - Tata Securities Limited Group Company 2011-2012 275,000,000 8.94 137,500 8.89 Tata Capital Limited Group Company 2011-2012 998,260 0.03 499 0.03 Tata Securities Limited Group Company 2011-2012 100,000,000 7.26 50,000 7.98 Tata Capital Limited Group Company 2011-2012 7,286,010 0.53 3,643 0.58 Tata Fixed Maturity Plan - Series 37 Scheme B Tata Securities Limited Group Company 2011-2012 50,000,000 10.86 25,000 13.89 Tata Fixed Maturity Plan - Series 37 Scheme C Tata Capital Limited Group Company 2011-2012 1,600,000 0.06 800 0.05
Commission Paid to Associate Brokers / Related parties / Group companies of Sponsor / Asset Management Company ANNEXURE 3 Current Year Tata Fixed Maturity Plan - Series 37 Scheme D Tata Securities Limited Group Company 2011-2012 49,998,420 3.99 24,999 4.66 Tata Fixed Maturity Plan - Series 37 Scheme E Tata Securities Limited Group Company 2011-2012 140,050,000 25.78 16,093 25.13 Tata Fixed Maturity Plan - Series 38 Scheme A Tata Capital Limited Group Company 2011-2012 2,195,000 0.25 15,365 0.23 Tata Fixed Maturity Plan - Series 38 Scheme B Tata Securities Limited Group Company 2011-2012 2,100,000 0.43 18,900 0.42 Tata Capital Limited Group Company 2011-2012 3,240,000 0.66 29,160 0.64 Tata Fixed Maturity Plan - Series 38 Scheme C Tata Securities Limited Group Company 2011-2012 100,000,000 19.04 9,677 18.15 Tata Fixed Maturity Plan - Series 38 Scheme D Tata Securities Limited Group Company 2011-2012 50,000 0.00 25 0.01 The Peerless General Finance & Investment Company Limited 115,500 0.01 58 0.02 Associate Broker 2011-2012 Tata Fixed Maturity Plan - Series 38 Scheme E Tata Capital Limited Group Company 2011-2012 512,000 0.04 1,536 0.01 Tata Fixed Maturity Plan - Series 38 Scheme F Tata Securities Limited Group Company 2011-2012 40,000 0.01 200 0.00 Tata Capital Limited Group Company 2011-2012 35,100,000 4.83 175,500 4.32 Tata Fixed Maturity Plan - Series 38 Scheme G Tata Securities Limited Group Company 2011-2012 100,000,000 13.05 7,590 12.81 Tata Fixed Maturity Plan - Series 38 Scheme H Tata Securities Limited Group Company 2011-2012 2,297,000 0.44 3,446 0.49 Tata Fixed Maturity Plan - Series 39 Scheme A Tata Securities Limited Group Company 2011-2012 10,000,000 0.79 5,000 0.88 Amit Nalin Securities Private Limited Associate Broker 2011-2012 10,500,000 0.83 - - Tata Fixed Maturity Plan - Series 39 Scheme B Tata Capital Limited Group Company 2011-2012 300,000 0.06 1,500 0.06 Tata Fixed Maturity Plan - Series 39 Scheme E Tata Securities Limited Group Company 2011-2012 26,056,918 5.10 5,211 4.34 Tata Fixed Maturity Plan - Series 39 Scheme F Tata Capital Limited Group Company 2011-2012 4,200,000 0.45 - - Tata Fixed Maturity Plan - Series 39 Scheme G Tata Securities Limited Group Company 2011-2012 4,000,000 0.15 - - Tata Capital Limited Group Company 2011-2012 630,369 0.02 - - Tata Fixed Maturity Plan - Series 39 Scheme H Tata Securities Limited Group Company 2011-2012 51,000,000 2.73 - - Tata Fixed Maturity Plan - Series 39 Scheme I Tata Securities Limited Group Company 2011-2012 75,000,000 7.12 - - Tata Fixed Maturity Plan - Series 40 Scheme A Tata Securities Limited Group Company 2011-2012 219,767,500 12.50 - - Tata Fixed Tenure Fund - Series 2 Scheme B Tata Securities Limited Group Company 2011-2012 130,000 0.02 4,875 0.02 Tata Capital Limited Group Company 2011-2012 12,377,477 1.81 460,313 1.72
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annual report 2011 - 2012 • TATA
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REPORT OF THE TRUSTEE TO THE UNITHO
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Act, 1882 and is duly registered un
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* On 31st December 2008, the units
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Sr No Scheme / Plan Name Date of al
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Redressal of Complaints received ag
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Name of the Company / Issuer Date o
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AUDITORS’ REPORT TO THE BOARD OF
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Balance Sheet of Tata Fixed Income
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Tata Fixed Income Portfolio Fund -
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Revenue Account of Tata Fixed Incom
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Tata Fixed Income Portfolio Fund Sc
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Revenue Account of Tata Fixed Matur
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Tata Fixed Maturity Plan - Series 3
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INCOME Revenue Account of Tata Fixe
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INCOME Revenue Account of Tata Fixe
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Investments purchased are initially
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1.6 Load Charges: Load represents a
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8. Transactions with Trustees, Inve
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Schedules forming part of the Accou
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Non-Traded / thinly traded debt sec
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C. Notes attached to and forming pa
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11. Investments made in group / ass
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Government Securities and Treasury
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13 Utilisation of Load charges i. D
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Investments are derecognised when t
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10. Net Asset Value Per Unit (Rs.)
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Non - traded/ thinly traded debt se
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10. Net Asset Value Per Unit (Rs.)
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Investment Manager The Board of Dir
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13 Utilisation of Load charges i. D
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Subsequent to initial recognition,
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8. i. ii. Transactions with Trustee
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11. Aggregate Fair Value of Non-Tra
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13. 14. Unclaimed redemption / divi
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Investments purchased are initially
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12. Unprovided diminution and unrea
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Investments are derecognised when t
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. Recognition, de-recognition and m
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16. No provision for income tax has
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11. Aggregate Fair Value of Non-Tra
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i. ii. Associates and entities that
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1.4 B) Expenses: Expenses directly
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ii. Control means the ability to ex
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14. 15. 16. In accordance with Regu
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16. No provision for income tax has
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c. Fair value estimation Debt secur
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14. 15. 16. 17. In accordance with
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13. Unclaimed redemption / dividend
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Broker The Investment Manager has a
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15. There are no unit holders holdi
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13. 14. 15. 16. 17. Unclaimed redem
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13. Unclaimed redemption / dividend
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Tata Growth Fund 7,164,724.63 55,55
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Tata Liquid Fund Tata Dividend Yiel
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Tata Tax Saving Fund 24,056,882.98
Page 587 and 588: Tata Fixed Maturity Plan -Series 33
Page 589 and 590: Tata Fixed Income Portfolio Fund -
Page 591 and 592: Tata Sip Fund Scheme-2 11,993,157.0
Page 593 and 594: SHRIRAM TRANS. FIN. CO. LTD. Tata L
Page 595 and 596: Tata Pure Equity Fund 269,332,156.6
Page 597 and 598: Tata Growth Fund 2,531,067.33 0.00
Page 599 and 600: Tata Fixed Income Portfolio Fund Sc
Page 605 and 606: Tata Fixed Maturity Plan Series 30
Page 637: Current Year Commission Paid to Ass
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Page 643 and 644: Current Year Tata Tax Saving Fund T
Page 645 and 646: Current Year Commission Paid to Ass
Page 647 and 648: Current Year Tata Gilt Securities F
Page 649 and 650: Current Year Tata Tax Advantage Fun
Page 651 and 652: Brokerage Paid to Associate Brokers
Page 653 and 654: Brokerage Paid to Associate Brokers
Page 655: (Annexure 5) In term of SEBI Cir/IM
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Annual Report for Fixed Maturity Schemes - Tata Mutual Fund

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