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human rights and legislation who resource book on mental health

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MI Principles: Access to informati<strong>on</strong><br />

1. A patient … shall be entitled to have access to the informati<strong>on</strong> c<strong>on</strong>cerning the patient in his<br />

or her <strong>health</strong> <str<strong>on</strong>g>and</str<strong>on</strong>g> pers<strong>on</strong>al records maintained by a <strong>mental</strong> <strong>health</strong> facility. This right may be<br />

subject to restricti<strong>on</strong>s in order to prevent serious harm to the patient’s <strong>health</strong> <str<strong>on</strong>g>and</str<strong>on</strong>g> avoid<br />

putting at risk the safety of others. As domestic law may provide, any such informati<strong>on</strong> not<br />

given to the patient should, when this can be d<strong>on</strong>e in c<strong>on</strong>fidence, be given to the patient’s<br />

pers<strong>on</strong>al representative <str<strong>on</strong>g>and</str<strong>on</strong>g> counsel. When any of the informati<strong>on</strong> is withheld from a patient,<br />

the patient or the patient’s counsel, if any, shall receive notice of the withholding <str<strong>on</strong>g>and</str<strong>on</strong>g> the<br />

reas<strong>on</strong>s for it <str<strong>on</strong>g>and</str<strong>on</strong>g> it shall be subject to judicial review.<br />

2. Any written comments by the patient or the patient’s pers<strong>on</strong>al representative or counsel<br />

shall, <strong>on</strong> request, be inserted in the patient’s file.<br />

(Principle 19(1) <str<strong>on</strong>g>and</str<strong>on</strong>g> (2), MI Principles)<br />

It is possible that in excepti<strong>on</strong>al situati<strong>on</strong>s, revealing clinical records of a pers<strong>on</strong> may put the<br />

safety of others at risk or cause serious harm to that pers<strong>on</strong>’s <strong>mental</strong> <strong>health</strong>. For example, clinical<br />

records sometimes c<strong>on</strong>tain informati<strong>on</strong> from third parties, such as relatives or other<br />

professi<strong>on</strong>als, about a severely disturbed patient, which, if revealed to that patient at a particular<br />

time may cause a serious relapse or, worse still, cause the patient to do harm to himself or<br />

herself or to others. Many jurisdicti<strong>on</strong>s therefore give professi<strong>on</strong>als the right (<str<strong>on</strong>g>and</str<strong>on</strong>g> duty) to<br />

withhold such parts of records. Normally, withholding informati<strong>on</strong> can <strong>on</strong>ly be <strong>on</strong> a temporary<br />

basis, until such time as the pers<strong>on</strong>s are able to deal with the informati<strong>on</strong> rati<strong>on</strong>ally. Legislati<strong>on</strong><br />

may ensure that patients <str<strong>on</strong>g>and</str<strong>on</strong>g> their pers<strong>on</strong>al representatives have the right to ask for judicial<br />

review of, or appeal against, decisi<strong>on</strong>s to withhold informati<strong>on</strong>.<br />

Patients <str<strong>on</strong>g>and</str<strong>on</strong>g> their pers<strong>on</strong>al representatives may also have the right to request that their<br />

comments be inserted in the medical records without in any way altering the existing records.<br />

Legislati<strong>on</strong> (or regulati<strong>on</strong>s) may outline the procedure for patients to exercise their right of access<br />

to informati<strong>on</strong>. This may include:<br />

• the procedure for making an applicati<strong>on</strong> for access to informati<strong>on</strong>;<br />

• <str<strong>on</strong>g>who</str<strong>on</strong>g> is permitted to make such an applicati<strong>on</strong>;<br />

• the durati<strong>on</strong> of time in which the <strong>mental</strong> <strong>health</strong> facility must make such records available<br />

up<strong>on</strong> receipt of the applicati<strong>on</strong>;<br />

• professi<strong>on</strong>als <str<strong>on</strong>g>who</str<strong>on</strong>g> should review the records before they are made available to the patient<br />

<str<strong>on</strong>g>and</str<strong>on</strong>g>/or their pers<strong>on</strong>al representatives <str<strong>on</strong>g>and</str<strong>on</strong>g> certify which parts should not be made available (if<br />

any), <str<strong>on</strong>g>and</str<strong>on</strong>g> their reas<strong>on</strong>s for this;<br />

• when <strong>on</strong>ly partial records are given to the patients <str<strong>on</strong>g>and</str<strong>on</strong>g>/or their pers<strong>on</strong>al representative, the<br />

reas<strong>on</strong>s for not providing the full record should be c<strong>on</strong>veyed to them;<br />

• set out the excepti<strong>on</strong>al circumstances when access to informati<strong>on</strong> may be denied.<br />

It is also important that <strong>health</strong> facilities have a staff member available to review <str<strong>on</strong>g>and</str<strong>on</strong>g> explain the<br />

informati<strong>on</strong> in the patient’s file or record to the patient <str<strong>on</strong>g>and</str<strong>on</strong>g>/or legal representative.<br />

5.3 Rights <str<strong>on</strong>g>and</str<strong>on</strong>g> c<strong>on</strong>diti<strong>on</strong>s in <strong>mental</strong> <strong>health</strong> facilities<br />

Pers<strong>on</strong>s with <strong>mental</strong> disorders residing in <strong>mental</strong> <strong>health</strong> facilities are often subject to poor living<br />

c<strong>on</strong>diti<strong>on</strong>s, such as lack of or inadequate clothing, poor sanitati<strong>on</strong> <str<strong>on</strong>g>and</str<strong>on</strong>g> hygiene, insufficient <str<strong>on</strong>g>and</str<strong>on</strong>g><br />

poor quality food, lack of privacy, being forced to work, or being subject to physical, <strong>mental</strong> <str<strong>on</strong>g>and</str<strong>on</strong>g><br />

sexual abuse from other patients <str<strong>on</strong>g>and</str<strong>on</strong>g> staff (see Chapter 1, subsecti<strong>on</strong> 3.2). Such c<strong>on</strong>diti<strong>on</strong>s<br />

violate internati<strong>on</strong>ally agreed norms for <str<strong>on</strong>g>rights</str<strong>on</strong>g> <str<strong>on</strong>g>and</str<strong>on</strong>g> c<strong>on</strong>diti<strong>on</strong>s in <strong>mental</strong> <strong>health</strong> facilities.<br />

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