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Revised RFP for Lease Cum Development of Tourism Properties ...

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DEPARTMENT OF TOURISM<br />

GOVERNMENT OF UTTAR PRADESH<br />

BID DOCUMENTS FOR<br />

LEASE CUM DEVELOPMENT<br />

OF TOURISM PROPERTIES, UTTAR PRADESH<br />

OCTOBER 2011<br />

Department <strong>of</strong> <strong>Tourism</strong>, Government <strong>of</strong> Uttar Pradesh<br />

Paryatan Bhawan, C-13, Vipin Khand, Gomti Nagar, Lucknow: 226 010


DEPARTMENT OF TOURISM<br />

GOVERNMENT OF UTTAR PRADESH<br />

BID DOCUMENTS FOR<br />

LEASE CUM DEVELOPMENT OF<br />

TOURISM PROPERTIES, UTTAR PRADESH<br />

VOLUME I OF III: REQUEST FOR PROPOSAL<br />

OCTOBER 2011<br />

Department <strong>of</strong> <strong>Tourism</strong>, Government <strong>of</strong> Uttar Pradesh<br />

Paryatan Bhawan, C-13, Vipin Khand, Gomti Nagar, Lucknow: 226 010<br />

Request <strong>for</strong> Proposal 2


[DEPARTMENTOF TOURISM, GoUP]<br />

To<br />

________________________________<br />

________________________________<br />

________________________________<br />

Dated: _________________________<br />

LETTER OF INVITATION<br />

Sub:<br />

Request <strong>for</strong> Proposal <strong>for</strong> “<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh”<br />

Dear Sir,<br />

We acknowledge your remittance <strong>of</strong> Rs. 25,000 (Rupees Twenty Five Thousand only)<br />

towards Bid Processing Fee <strong>for</strong> the Request <strong>for</strong> Proposal document (the “<strong>RFP</strong>”).<br />

You are requested to participate in the Bid Stage with the objective <strong>of</strong> submitting your<br />

Proposal (the “Bid”) <strong>for</strong> the a<strong>for</strong>esaid project in accordance with the <strong>RFP</strong>.<br />

Please note that Department <strong>of</strong> <strong>Tourism</strong>, Government <strong>of</strong> Uttar Pradesh represented<br />

through Director General, <strong>Tourism</strong> on behalf <strong>of</strong> Government <strong>of</strong> Uttar Pradesh [“the<br />

Authority”] reserves the right to accept or reject all or any <strong>of</strong> the Bids without assigning<br />

any reason whatsoever.<br />

Thanking you,<br />

Yours faithfully,<br />

______________________<br />

Director General, <strong>Tourism</strong><br />

Government <strong>of</strong> Uttar Pradesh<br />

Paryatan Bhawan<br />

C-13, Vipin Khand, Gomti Nagar<br />

Lucknow: 226 010<br />

Request <strong>for</strong> Proposal 3


Disclaimer<br />

The in<strong>for</strong>mation contained in this Request <strong>for</strong> Proposal document (the “<strong>RFP</strong>”) or subsequently provided to<br />

Bidder(s), whether in documentary or any other <strong>for</strong>m by or on behalf <strong>of</strong> the Authority or any <strong>of</strong> their<br />

employees or advisors, is provided to Bidder(s) on the terms and conditions set out in this <strong>RFP</strong> and such<br />

other terms and conditions subject to which such in<strong>for</strong>mation is provided.<br />

This <strong>RFP</strong> is not an agreement and is neither an <strong>of</strong>fer nor invitation <strong>of</strong> <strong>of</strong>fer by the Authority to the<br />

prospective Bidders or any other person. The purpose <strong>of</strong> this <strong>RFP</strong> is to provide interested parties with<br />

in<strong>for</strong>mation that may be useful to them in making their Proposal pursuant to this <strong>RFP</strong> (the "Bid"). This<br />

<strong>RFP</strong> includes statements, which reflect various assumptions and assessments arrived at by the Authority in<br />

relation to the Project. Such assumptions, assessments and statements do not purport to contain all the<br />

in<strong>for</strong>mation that each Bidder may require. This <strong>RFP</strong> may not be appropriate <strong>for</strong> all persons, and it is not<br />

possible <strong>for</strong> the Authority, its employees or advisors to consider the investment objectives, financial<br />

situation and particular needs <strong>of</strong> each party who reads or uses this <strong>RFP</strong>. The assumptions, assessments,<br />

statements and in<strong>for</strong>mation contained in this <strong>RFP</strong>, especially the Project In<strong>for</strong>mation Memorandum, may<br />

not be complete, accurate, adequate or correct. Each Bidder should, there<strong>for</strong>e, conduct its own<br />

investigations and analysis and should check the accuracy, adequacy, correctness, reliability and<br />

completeness <strong>of</strong> the assumptions, assessments, statements and in<strong>for</strong>mation contained in this <strong>RFP</strong> and obtain<br />

independent advice from appropriate sources.<br />

In<strong>for</strong>mation provided in this <strong>RFP</strong> to the Bidder(s) is on a wide range <strong>of</strong> matters, some <strong>of</strong> which depends<br />

upon interpretation <strong>of</strong> law. The in<strong>for</strong>mation given is not an exhaustive account <strong>of</strong> statutory requirements<br />

and should not be regarded as a complete or authoritative statement <strong>of</strong> law. The Authority accepts no<br />

responsibility <strong>for</strong> the accuracy or otherwise <strong>for</strong> any interpretation or opinion on law expressed herein.<br />

The Authority, its employees and advisors make no representation or warranty and shall have no liability to<br />

any person, including any Bidder or Bidders under any law, statute, rules or regulations or tort, principles<br />

<strong>of</strong> restitution or unjust enrichment or otherwise <strong>for</strong> any loss, damages, cost or expense which may arise<br />

from or be incurred or suffered on account <strong>of</strong> anything contained in this <strong>RFP</strong> or otherwise, including the<br />

accuracy, adequacy, correctness, completeness or reliability <strong>of</strong> the <strong>RFP</strong> and any assessment, assumption,<br />

statement or in<strong>for</strong>mation contained therein or deemed to <strong>for</strong>m part <strong>of</strong> this <strong>RFP</strong> or arising in any way in this<br />

Bid Stage.<br />

The Authority also accepts no liability <strong>of</strong> any nature whether resulting from negligence or otherwise<br />

howsoever caused arising from reliance <strong>of</strong> any Bidder upon the statements contained in this <strong>RFP</strong>.<br />

The Authority may in its absolute discretion, but without being under any obligation to do so, update, amend<br />

or supplement the in<strong>for</strong>mation, assessment or assumptions contained in this <strong>RFP</strong>.<br />

The issue <strong>of</strong> this <strong>RFP</strong> does not imply that the Authority is bound to select a Bidder or to appoint the Selected<br />

Bidder or Developer, as the case may be, <strong>for</strong> the Project and the Authority reserves the right to reject all or<br />

any <strong>of</strong> the Bids without assigning any reason whatsoever.<br />

The Bidder shall bear all its costs associated with or relating to the preparation and submission <strong>of</strong> its Bid<br />

including but not limited to preparation, copying, postage, delivery fees, expenses associated with any<br />

demonstrations or presentations which may be required by the Authority or any other costs incurred in<br />

connection with or relating to its Bid. All such costs and expenses will remain with the Bidder and the<br />

Authority shall not be liable in any manner whatsoever <strong>for</strong> the same or <strong>for</strong> any other costs or other expenses<br />

incurred by a Bidder in preparation or submission <strong>of</strong> the Bid, regardless <strong>of</strong> the conduct or outcome <strong>of</strong> the<br />

Bidding Process.


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Glossary<br />

Annual <strong>Lease</strong> Rental As defined in Clause 2.2.7<br />

Appointed Date<br />

Date <strong>of</strong> signing the Agreement<br />

Authority As defined in Clause 1.1.1<br />

Bank Guarantee As defined in Clause 5.1.1<br />

Bid<br />

As defined in Disclaimer<br />

Bidding Documents As defined in Clause 2.1.1<br />

Bid Due Date As defined in Clause 2.2.2<br />

Bidding Process As defined in Clause 2.2.1<br />

Bidder As defined in Clause 2.2.1<br />

Bid Security As defined in Clause 2.2.3<br />

Bid Validity Period As defined in Clause 2.3.1<br />

Conflict <strong>of</strong> Interest As defined in Clause 3.1.5<br />

Consortium As defined in Clause 3.1.1<br />

Demand Draft As defined in Clause 5.1.2<br />

DoT As defined in Clause 1.1.1<br />

Developer As defined in Clause 1.1.3<br />

Eligibility Criteria As defined in Clause 3.2<br />

F.A.R<br />

Floor Area Ratio<br />

GoI<br />

Government <strong>of</strong> India<br />

GoUP<br />

Government <strong>of</strong> Uttar Pradesh<br />

<strong>Lease</strong> As defined in Clause 1.1.4<br />

<strong>Lease</strong> cum <strong>Development</strong> Agreement As defined in Clause 1.1.3<br />

<strong>Lease</strong> Period As defined in Clause 1.1.2<br />

LOI As defined in Clause 6.3.16<br />

Member<br />

Member <strong>of</strong> a Consortium<br />

Per<strong>for</strong>mance Security<br />

As defined in Clause 6.5.1 (b)<br />

PPP<br />

Public Private Partnership<br />

Project As defined in Clause 1.1<br />

RTB<br />

Rahi Tourist Bungalow<br />

Re. or Rs. or INR<br />

Indian Rupee<br />

Reserve <strong>Lease</strong> Rent<br />

As defined in Clause 6.3.8 (i)<br />

<strong>RFP</strong><br />

Request <strong>for</strong> Proposal<br />

Selected Bidder As defined in Clause 6.3.8<br />

SPV As defined in Clause 3.2.2<br />

Sqm<br />

Square Meter<br />

Tie Bidders As defined in Clause 6.3.10<br />

Upfront Fee As defined in Clause 6.5.1<br />

UPSTDCL<br />

Uttar Pradesh <strong>Tourism</strong> <strong>Development</strong> Corporation Limited<br />

The words and expressions beginning with capital letters and defined in this document<br />

shall, unless the context otherwise requires, have the meaning ascribed thereto herein.<br />

Request <strong>for</strong> Proposal 1


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Contents<br />

1 INTRODUCTION .................................................................................................... 5<br />

1.1 Background ................................................................................................................. 5<br />

2 <strong>RFP</strong> DOCUMENT .................................................................................................... 5<br />

2.1 Bidding Documents ..................................................................................................... 5<br />

2.2 Brief Description <strong>of</strong> Bidding Process ......................................................................... 7<br />

2.3 Schedule <strong>of</strong> Bidding Process ...................................................................................... 8<br />

3 INSTRUCTIONS TO BIDDERS ............................................................................ 8<br />

3.1 General Terms <strong>of</strong> Bidding .......................................................................................... 8<br />

3.2 Eligibility Criteria ....................................................................................................... 9<br />

3.3 Change in Ownership ................................................................................................ 11<br />

3.4 Cost <strong>of</strong> Bidding ......................................................................................................... 12<br />

3.5 Site visit and verification <strong>of</strong> in<strong>for</strong>mation.................................................................. 12<br />

3.6 Acknowledgement..................................................................................................... 12<br />

3.7 Right to accept and to reject any or all Bids ............................................................. 13<br />

3.8 Clarifications ............................................................................................................. 14<br />

3.9 Amendment <strong>of</strong> <strong>RFP</strong> .................................................................................................. 14<br />

4 PREPARATION AND SUBMISSION OF BIDS ............................................... 15<br />

4.1 Language ................................................................................................................... 15<br />

4.2 Format and Signing <strong>of</strong> Bid ........................................................................................ 15<br />

4.3 Sealing and Marking <strong>of</strong> Bids .................................................................................... 15<br />

4.4 Bid Due Date ............................................................................................................. 17<br />

4.5 Late Bids .................................................................................................................... 18<br />

4.6 Modifications/ Substitution/ Withdrawal <strong>of</strong> Bids .................................................... 18<br />

4.7 Rejection <strong>of</strong> Bids ....................................................................................................... 18<br />

4.8 Validity <strong>of</strong> Bids ......................................................................................................... 18<br />

4.9 Confidentiality ........................................................................................................... 18<br />

4.10 Correspondence with the Bidder .............................................................................. 18<br />

5 BID SECURITY ...................................................................................................... 19<br />

5.1 Bid Security ............................................................................................................... 19<br />

6 EVALUATION OF BIDS ...................................................................................... 20<br />

6.1 Opening <strong>of</strong> Bids ........................................................................................................ 20<br />

6.2 Tests <strong>of</strong> Responsiveness ........................................................................................... 20<br />

6.3 Evaluation Process .................................................................................................... 20<br />

6.4 Contacts during Bid Evaluation ................................................................................ 24<br />

6.5 Payment to be made by the Selected Bidder ............................................................ 24<br />

7 IMPLEMENTATION FRAMEWORK ............................................................... 25<br />

7.1 General ...................................................................................................................... 25<br />

Request <strong>for</strong> Proposal 2


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

7.2 The <strong>Lease</strong> Period ....................................................................................................... 25<br />

7.3 Possession <strong>of</strong> the Property ........................................................................................ 26<br />

7.4 Investment Plan ......................................................................................................... 26<br />

7.5 First Right <strong>of</strong> Refusal to Developer .......................................................................... 27<br />

7.6 Statutory Licenses/Taxes .......................................................................................... 27<br />

7.7 Insurance <strong>of</strong> the Property .......................................................................................... 28<br />

7.8 Hypothecation ........................................................................................................... 28<br />

7.9 Maintain a separate Escrow Bank account ............................................................... 28<br />

7.10 Developer‟s Freedom to Fix Tariffs ......................................................................... 28<br />

7.11 Sub-leasing / Joint Venture by Developer ................................................................ 28<br />

7.12 Penalty <strong>for</strong> delay in Payments .................................................................................. 28<br />

7.13 Termination ............................................................................................................... 28<br />

7.14 Terminal Value .......................................................................................................... 29<br />

7.15 Treatment to Existing Employees ............................................................................. 29<br />

7.16 Responsibility <strong>of</strong> Developer ..................................................................................... 29<br />

7.17 Responsibility <strong>of</strong> the Authority ................................................................................ 32<br />

8 FRAUD AND CORRUPT PRACTICES ............................................................. 33<br />

8.1 General ...................................................................................................................... 33<br />

9 MISCELLANEOUS ............................................................................................... 34<br />

9.1 Pre-bid Conference ................................................................................................... 34<br />

9.2 Other Conditions ....................................................................................................... 34<br />

Request <strong>for</strong> Proposal 3


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Check list<br />

Description Annexure Submitted<br />

(Yes/ No)<br />

ENVELOPE I<br />

Bid Fee - If the Bidder has downloaded the Bid Documents<br />

from the Authority‟s website. However, if the Bidder has<br />

purchased the Bid Documents from the <strong>of</strong>fice <strong>of</strong> Director<br />

General, Department <strong>of</strong> <strong>Tourism</strong>, Government <strong>of</strong> Uttar<br />

Pradesh then the receipt <strong>of</strong> the same has to be attached.<br />

Covering letter clearly stating the validity period <strong>of</strong> the Bid A1<br />

Power <strong>of</strong> Attorney <strong>for</strong> signing the Bid<br />

A2<br />

Joint Bidding Agreement (If applicable)<br />

A3<br />

Power <strong>of</strong> Attorney <strong>for</strong> Lead Member <strong>of</strong> Consortium (If A4<br />

applicable)<br />

Bid Security, as per the prescribed <strong>for</strong>mat<br />

A5<br />

Anti-Collusion Certificate<br />

A6<br />

ENVELOPE II<br />

Details <strong>of</strong> the place <strong>of</strong> incorporation, registered <strong>of</strong>fice etc.<br />

Memorandum <strong>of</strong> Association (MoA) & Articles <strong>of</strong><br />

Association (AoA)<br />

Certificate(s) from its statutory auditors specifying the Net<br />

worth and Audited Financial Statements/ Balance Sheets<br />

Undertaking to meet the Minimum <strong>Development</strong> &<br />

Operation Obligations<br />

Project Concept, Marketing Write-up including Project<br />

Implementation Plan<br />

ENVELOPE III<br />

Financial Bid<br />

A7<br />

A8<br />

A9<br />

A10<br />

B1<br />

Request <strong>for</strong> Proposal 4


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

1 INTRODUCTION<br />

1.1 Background<br />

1.1.1 Government <strong>of</strong> Uttar Pradesh (GoUP) through Department <strong>of</strong> <strong>Tourism</strong> (“DoT”),<br />

Government <strong>of</strong> Uttar Pradesh (GoUP) and Uttar Pradesh State <strong>Tourism</strong><br />

<strong>Development</strong> Corporation Limited (UPSTDCL), a 100% owned State Government<br />

Company, incorporated under the Companies Act, 1956, owns and operates a<br />

number <strong>of</strong> tourism properties referred to as Hotels, Rahi Tourist Bunglows,<br />

Motels, Restaurants etc. (the “Unit or Property”) in the State. Some <strong>of</strong> the Units<br />

are owned by UPSTDCL and some are owned by Directorate <strong>of</strong> <strong>Tourism</strong>, GoUP.<br />

The list <strong>of</strong> these Units/<strong>Properties</strong> is given in Annexure-1.<br />

1.1.2 With the objective <strong>of</strong> providing upgraded facilities to users, better management,<br />

promoting tourism and unlocking the commercial value <strong>of</strong> the <strong>Properties</strong>, Director<br />

General, <strong>Tourism</strong>, GoUP (“Authority”) is inviting Bids from private sector party<br />

<strong>for</strong> design, finance, development, construction, up-gradation, modernisation,<br />

operation, maintenance and management <strong>of</strong> the Property (the “Project or<br />

Projects”) through Public Private Partnership. For this purpose, the identified<br />

<strong>Properties</strong> shall be leased out to Developer/s on “as-is-where-is” basis <strong>for</strong> a period<br />

(the “<strong>Lease</strong> Period”) as specified in Clause 7.2 <strong>of</strong> this <strong>RFP</strong>.<br />

1.1.3 The Selected Bidder (“Developer or Lessee”) shall be responsible <strong>for</strong><br />

implementing the Project <strong>for</strong> one or more Units under and in accordance with the<br />

provisions <strong>of</strong> the lease cum development agreement (the “<strong>Lease</strong> cum<br />

<strong>Development</strong> Agreement or Agreement”) to be entered into between the<br />

Developer and the Authority separately <strong>for</strong> each Unit, in the <strong>for</strong>m as provided in<br />

Part III: <strong>Lease</strong> cum <strong>Development</strong> Agreement <strong>of</strong> the Bidding Documents.<br />

1.1.4 The Agreement sets <strong>for</strong>th the detailed terms and conditions, rights/obligations <strong>of</strong><br />

the Developer and modalities <strong>for</strong> implementation under the proposed arrangement<br />

(the “<strong>Lease</strong>”). Unless the context otherwise requires, the terms not defined in this<br />

<strong>RFP</strong>, but defined in the Agreement <strong>for</strong> the Project shall have the meaning assigned<br />

thereto in the Agreement.<br />

2 <strong>RFP</strong> DOCUMENT<br />

2.1 Bidding Documents<br />

2.1.1 The Authority shall receive Bids pursuant to this <strong>RFP</strong> in accordance with the terms<br />

set <strong>for</strong>th in this <strong>RFP</strong> and other documents to be provided by the Authority pursuant<br />

to this <strong>RFP</strong> (collectively the "Bidding Documents"), as modified, altered,<br />

amended and clarified from time to time by the Authority, and all Bids shall be<br />

prepared and submitted in accordance with such terms.<br />

2.1.2 This <strong>RFP</strong> comprises the Disclaimer set <strong>for</strong>th hereinabove and will additionally<br />

include any Addenda issued in accordance with Clause 3.9<br />

2.1.3 The Bidding Documents include Part I: Instructions to Bidders, Part II: Project<br />

Request <strong>for</strong> Proposal 5


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

In<strong>for</strong>mation Memorandum (PIM) and Part III: <strong>Lease</strong> cum <strong>Development</strong><br />

Agreement. Subject to the provisions <strong>of</strong> Clause 2.1.2, the a<strong>for</strong>esaid documents and<br />

any Addenda issued subsequent to this <strong>RFP</strong> Document, but be<strong>for</strong>e the Bid Due<br />

Date, will be deemed to <strong>for</strong>m part <strong>of</strong> the Bidding Documents.<br />

2.1.4 The PIM <strong>for</strong> the Project is being provided only as a preliminary reference<br />

document by way <strong>of</strong> assistance to the Bidders who are expected to carry out their<br />

own surveys, investigations and other detailed examination be<strong>for</strong>e submitting their<br />

Bids. Nothing contained in the PIM shall be binding on the Authority nor confer<br />

any right on the Bidders, and the Authority shall have no liability whatsoever in<br />

relation to or arising out <strong>of</strong> any or all contents <strong>of</strong> the PIM.<br />

2.1.5 The statements and explanations contained in this <strong>RFP</strong> are intended to provide a<br />

proper understanding to the Bidders about the subject matter <strong>of</strong> this <strong>RFP</strong> and<br />

should not be construed or interpreted as limiting in any way or manner the scope<br />

<strong>of</strong> services and obligations <strong>of</strong> the Developer set <strong>for</strong>th in the Agreement or the<br />

Authority‟s rights to amend, alter, change, supplement or clarify the scope <strong>of</strong><br />

work, the <strong>Lease</strong> to be awarded pursuant to this <strong>RFP</strong> or the terms there<strong>of</strong> or herein<br />

contained. Consequently, any omissions, conflicts or contradictions in the Bidding<br />

Documents including this <strong>RFP</strong> are to be noted, interpreted and applied<br />

appropriately to give effect to this intent, and no claims on that account shall be<br />

entertained by Authority.<br />

2.1.6 Notwithstanding anything to the contrary contained in this <strong>RFP</strong>, the detailed terms<br />

specified in the Agreement shall have overriding effect.<br />

2.1.7 The Bidding Documents including this <strong>RFP</strong> and all attached documents are and<br />

shall remain the property <strong>of</strong> the Authority and are transmitted to the Bidders solely<br />

<strong>for</strong> the purpose <strong>of</strong> preparation and the submission <strong>of</strong> a Bid in accordance herewith.<br />

Bidders are to treat all in<strong>for</strong>mation as strictly confidential and shall not use it <strong>for</strong><br />

any purpose other than <strong>for</strong> preparation and submission <strong>of</strong> their Bid. The Authority<br />

will not return any Bid or any in<strong>for</strong>mation provided along therewith.<br />

2.1.8 This <strong>RFP</strong> is not transferable.<br />

2.1.9 This is a common <strong>RFP</strong> applicable <strong>for</strong> all the Projects. There is no cap on the<br />

number <strong>of</strong> Projects that can be bid <strong>for</strong> by the Bidders. In case where a Bidder<br />

is bidding <strong>for</strong> multiple number <strong>of</strong> Projects, a single Technical Bid (Envelope I<br />

and Envelope II as described in Clause 4.3), submitted as per the prescribed<br />

<strong>for</strong>mats in this <strong>RFP</strong>, is sufficient <strong>for</strong> consideration.<br />

2.1.10 The Financial Proposal (the “Financial Bid(s)”) should be submitted separately<br />

<strong>for</strong> each Project (Cluster or individual unit or <strong>for</strong> all the 68 Units as listed in<br />

Annexure-1) along with the Bid as per the provisions <strong>of</strong> Clause 3.2.1 and 4.3.4.<br />

2.1.11 Any award <strong>of</strong> <strong>Lease</strong> pursuant to this <strong>RFP</strong> shall be subject to the terms <strong>of</strong> Bidding<br />

Documents.<br />

Request <strong>for</strong> Proposal 6


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

2.2 Brief Description <strong>of</strong> Bidding Process<br />

2.2.1 The Authority has adopted a single-stage process (collectively referred to as the<br />

"Bidding Process") <strong>for</strong> selection <strong>of</strong> Developer <strong>for</strong> award <strong>of</strong> the Project. Interested<br />

applicants can submit their Bid in accordance with the provisions <strong>of</strong> this <strong>RFP</strong> (the<br />

"Bidder", which expression shall, unless repugnant to the context, include the<br />

Members <strong>of</strong> the Consortium).<br />

2.2.2 A Bidder bidding <strong>for</strong> multiple number <strong>of</strong> Projects is required to submit only one<br />

Technical Proposal and separate Financial Bids <strong>for</strong> each Project (Cluster or<br />

individual units or <strong>for</strong> all the 68 Units as listed in Annexure-1) along with the Bid<br />

as per the provisions <strong>of</strong> Clause 3.2.1 and 4.3.4.<br />

2.2.3 <strong>RFP</strong> Document can be obtained from the <strong>of</strong>fice <strong>of</strong> the Director General, <strong>Tourism</strong><br />

from October 25, 2011 onwards till 12.00 Hrs. <strong>of</strong> March 28, 2012 on payment <strong>of</strong> a<br />

non-refundable fee <strong>of</strong> Rs. 25,000/- (Rupees Twenty Five Thousand) only. The<br />

document can also be downloaded from www.up-tourism.com. In this case, the<br />

Bidder has to attach a non–refundable Demand Draft <strong>of</strong> Rs 25,000/- (Rupees<br />

Twenty Five Thousand) only drawn in favour <strong>of</strong> Director General, Department <strong>of</strong><br />

<strong>Tourism</strong>, Government <strong>of</strong> Uttar Pradesh payable at Lucknow while submitting the<br />

Bid documents.<br />

2.2.4 The Bid shall be valid <strong>for</strong> a period <strong>of</strong> not less than 180 days from the Bid Due Date<br />

as specified in Clause 2.3.1 <strong>for</strong> submission <strong>of</strong> Bids (the “Bid Validity Period”).<br />

2.2.5 A Bidder is required to deposit, along with its Bid, a Bid Security as indicated in<br />

Annexure-2 (the "Bid Security"), refundable not later than 60 days from the Bid<br />

Due Date except in the case <strong>of</strong> the Selected Bidder. The Bidder has the option to<br />

provide the Bid Security either as a Demand Draft or in the <strong>for</strong>m <strong>of</strong> an irrevocable<br />

and an unconditional Bank Guarantee, acceptable to the Authority, as per <strong>for</strong>mat<br />

given in this <strong>RFP</strong>. The validity period <strong>of</strong> the Bank Guarantee or Demand Draft, as<br />

the case may be, shall not be less than 240 days from the Bid Due Date, and may<br />

be extended subject to the maximum period <strong>of</strong> 300 days from the Bid Due Date by<br />

the Bidder from time to time at the request <strong>of</strong> the Authority. The Bid shall be<br />

summarily rejected if it is not accompanied by the Bid Security.<br />

2.2.6 Any condition or qualification or any other stipulation contained in the Bid shall<br />

render the Bid liable to rejection as a non-responsive Bid.<br />

2.2.7 The Selected Bidder shall be the Bidder who quotes the Highest Annual <strong>Lease</strong><br />

Rent (the “Annual <strong>Lease</strong> Rent”) <strong>for</strong> procuring the <strong>Lease</strong>.<br />

2.2.8 Any queries concerning this <strong>RFP</strong> shall be submitted in writing or by fax and e-mail<br />

to the <strong>of</strong>ficer designated in Clause 2.3.1 below. The envelopes/ communication<br />

shall clearly bear the following identification/title: "Queries: <strong>RFP</strong> <strong>for</strong><br />

<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh".<br />

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2.3 Schedule <strong>of</strong> Bidding Process<br />

2.3.1 The Authority shall endeavour to adhere to the following schedule:<br />

Bid Stage<br />

Estimated Date<br />

1. Issue <strong>of</strong> <strong>RFP</strong> October 25, 2011<br />

2. Pre-Bid meeting November 03, 2011<br />

Uttar Pradesh Sadan, Chanakya Puri,<br />

New Delhi at 11:30 AM<br />

Pre-Bid meeting November 04, 2011<br />

Conference Hall, No 111,<br />

Yojna Bhawan, Sarojini Naidu Marg,<br />

Lucknow at 11:30 AM<br />

3. Last date <strong>for</strong> receiving queries November 05, 2011 till 2:00 pm<br />

4. Last Date <strong>for</strong> Purchase <strong>of</strong> Bid<br />

Documents<br />

12:00 Hours <strong>of</strong> March 28, 2012<br />

5. Bid Due Date 15:00 Hours <strong>of</strong> March 28, 2012<br />

6. Opening <strong>of</strong> Technical Bid 17:00 Hours <strong>of</strong> March 28, 2012<br />

7. Opening <strong>of</strong> Financial Bid Will be intimated later<br />

8. Letter <strong>of</strong> Intent (LOI) Within 15 days from the date <strong>of</strong><br />

Financial Bid Opening<br />

9. Validity <strong>of</strong> Bids 180 days from Bid Due Date<br />

10. Signing <strong>of</strong> Agreement Within 90 days <strong>of</strong> award <strong>of</strong> LOI<br />

11. Address <strong>for</strong> Submission <strong>of</strong> Bid/<br />

Opening <strong>of</strong> Bids<br />

3 INSTRUCTIONS TO BIDDERS<br />

3.1 General Terms <strong>of</strong> Bidding<br />

Director General,<br />

Department <strong>of</strong> <strong>Tourism</strong><br />

Government <strong>of</strong> Uttar Pradesh<br />

Paryatan Bhawan<br />

C-13, Vipin Khand, Gomti Nagar<br />

Lucknow: 226 010<br />

Phone: 91-522-2308916, 2307095<br />

E-mail: upstdc@up-tourism.com<br />

Fax: 91-522-2213515<br />

3.1.1 The Bidder may be a sole applicant (single Company) or a group <strong>of</strong> Companies<br />

(the “Consortium”), coming together to implement the Project. However, a<br />

Bidder bidding individually or as a member <strong>of</strong> a Consortium shall not be entitled to<br />

submit another Bid <strong>for</strong> the same Unit/Cluster either individually or as a member <strong>of</strong><br />

any other Consortium, as the case may be. The term Bidder used herein would<br />

apply to both a sole applicant and a Consortium. The Bidder cannot be an<br />

individual or group <strong>of</strong> individuals, the Bidder should be a Company registered<br />

under Companies Act.<br />

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3.1.2 Any Bidder, who has earlier been barred by GoUP from participating in GoUP<br />

projects, would not be eligible to submit a Proposal, where the bar subsists as on the<br />

Bid Due Date.<br />

3.1.3 Each Bidder shall submit only one (1) Bid <strong>for</strong> each Unit/Property, in response to this<br />

<strong>RFP</strong>. Any Bidder, who submits more than one Bid <strong>for</strong> the same Unit/Property, will<br />

be disqualified.<br />

3.1.4 Bidder may Bid <strong>for</strong> one or more Unit/Cluster or <strong>for</strong> all the 68 Units as listed in<br />

Annexure-1 subject to the terms and conditions as stipulated in this <strong>RFP</strong>.<br />

3.1.5 A Consortium shall be eligible <strong>for</strong> consideration subject to the conditions set out in<br />

Clause 3.2 and 3.3.<br />

3.1.6 A Bidder shall not have a conflict <strong>of</strong> interest (the “Conflict <strong>of</strong> Interest”) that<br />

affects the Bidding Process. Any Bidder found to have a Conflict <strong>of</strong> Interest shall<br />

be disqualified. In the event <strong>of</strong> disqualification, the Authority shall <strong>for</strong>feit, invoke<br />

and appropriate the Bid Security or Per<strong>for</strong>mance Security, as the case may be,<br />

without prejudice to any other right or remedy that may be available to the<br />

Authority hereunder or otherwise. Without limiting the generality <strong>of</strong> the above, a<br />

Bidder shall be considered to have a Conflict <strong>of</strong> Interest that affects the Bidding<br />

Process, if:<br />

a. a Lead Member <strong>of</strong> such Bidder (or any constituent there<strong>of</strong>) and any other<br />

Bidder (or any constituent there<strong>of</strong>) have common controlling shareholders<br />

or other ownership interest; or<br />

b. a Lead Member or constituent Member <strong>of</strong> such Bidder (in case <strong>of</strong> a<br />

Consortium) is also a constituent <strong>of</strong> another Bidder; or<br />

c. such Bidder receives or has received any direct or indirect subsidy from<br />

any other Bidder, or has provided any such subsidy to any other Bidder; or<br />

d. such Bidder has the same legal representative <strong>for</strong> purposes <strong>of</strong> this Bid as<br />

any other Bidder; or<br />

e. such Bidder has a relationship with another Bidder, directly or through<br />

common third parties, that puts them in a position to have access to each<br />

others‟ in<strong>for</strong>mation about, or to influence the Bid <strong>of</strong> either or each <strong>of</strong> the<br />

other Bidder; or<br />

f. such Bidder has participated as a Consultant to the Authority in the<br />

preparation <strong>of</strong> any documents, design or technical specifications <strong>of</strong> the<br />

Project.<br />

3.2 Eligibility Criteria<br />

3.2.1 The interested Bidders are required to satisfy all the following criteria as Minimum<br />

Eligibility Criteria to qualify <strong>for</strong> the opening <strong>of</strong> the Financial Bids being submitted:<br />

a. Technical Criteria: For demonstrating technical capacity and experience<br />

(the “Technical Capacity”), the Bidder shall, have:<br />

To submit an undertaking to the effect that the Company is under<br />

operation and existence <strong>for</strong> the last 3 years i.e. Years 2008-09, 2009-10,<br />

2010-11<br />

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1. Submit the certificate <strong>of</strong> incorporation, Memorandum <strong>of</strong><br />

Association (MoA) and Articles <strong>of</strong> Association (AoA).<br />

2. Annual Report <strong>of</strong> the Company (last 3 years i.e. Years 2008-09,<br />

2009-10, 2010-11).<br />

In case <strong>of</strong> Consortium the above document shall be submitted <strong>for</strong> each<br />

member <strong>of</strong> the Consortium.<br />

b. Financial Criteria: The Bidder shall have a Net Worth (the “Financial<br />

Capacity”) as indicated in Annexure-2, <strong>for</strong> the latest financial year<br />

preceding the Bid Due Date (i.e. as on 31 st March 2011).<br />

The bidder can bid <strong>for</strong> more than one Unit / Cluster or <strong>for</strong> all the 68<br />

Units (as listed in Annexure-1) however, the final selection <strong>of</strong> the<br />

Successful Bidder (Developer) would be limited to the number <strong>of</strong><br />

Units/Clusters that is deemed eligible as per the financial eligibility<br />

criteria as mentioned in Annexure-2. In case the bidder is found suitable<br />

<strong>for</strong> more Units / Clusters than it is eligible (based on the financial<br />

eligibility criteria), the Units / Clusters in which the bidder is successful<br />

will depend on the order <strong>of</strong> preference as mentioned by the bidder in<br />

Annexure-A1 which is to be submitted along with the Technical Bid.<br />

In case <strong>of</strong> a Consortium, the Lead Member <strong>of</strong> the Consortium should<br />

satisfy at least 51% (fifty one percent) <strong>of</strong> the above financial criteria.<br />

3.2.2 (A) Where the Bidder is a single company, it may be required to <strong>for</strong>m an<br />

appropriate Special Purpose Vehicle, incorporated under the Indian Companies<br />

Act, 1956 (the “SPV”), to execute the Agreement and implement the Project. The<br />

equity share holding <strong>of</strong> the Bidder in the issued and paid up equity share capital <strong>of</strong><br />

the SPV shall not be less than (i) 100% (hundred per cent) till the successful<br />

completion <strong>of</strong> the <strong>Development</strong> Obligations or a period <strong>of</strong> 5 (five) years from the<br />

date <strong>of</strong> signing <strong>of</strong> the Agreement (“the Appointed Date”) [whichever is later] and<br />

51% (fifty one percent) thereafter till the end <strong>of</strong> the <strong>Lease</strong> Period.<br />

3.2.2 (B) In case the Bidder is a Consortium, it shall, in addition to <strong>for</strong>ming an SPV,<br />

comply with the following additional requirements:<br />

a. Number <strong>of</strong> members in a consortium shall not exceed 3 (Three)<br />

b. the Bid should contain the in<strong>for</strong>mation <strong>for</strong> each member <strong>of</strong> the Consortium;<br />

c. members <strong>of</strong> the Consortium shall nominate one member as the Lead<br />

member (the “Lead Member”), who shall have an equity share holding <strong>of</strong><br />

at least 51% (Fifty one per cent) <strong>of</strong> the paid up and subscribed equity <strong>of</strong> the<br />

SPV. The nomination(s) shall be supported by a Power <strong>of</strong> Attorney, signed<br />

by all the other members <strong>of</strong> the Consortium;<br />

(i)<br />

It is mandatory that the Lead Member <strong>of</strong> the Consortium shall<br />

maintain a minimum equity component <strong>of</strong> at least 51% (fifty one<br />

percent) till the successful completion <strong>of</strong> the <strong>Development</strong><br />

Obligations or a period <strong>of</strong> 5 (five) years from the Appointed Date,<br />

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whichever is later, and 26% (twenty six percent) thereafter till the end<br />

<strong>of</strong> the <strong>Lease</strong> Period.<br />

(ii) The aggregate equity share holding <strong>of</strong> the members / partners <strong>of</strong> the<br />

Consortium in the issued and paid up equity share capital <strong>of</strong> the SPV<br />

shall not be less than (i) 100% (hundred per cent) till the successful<br />

completion <strong>of</strong> the <strong>Development</strong> Obligations or a period <strong>of</strong> 5 (five)<br />

years from the Appointed Date (whichever is later) and 51% (fifty one<br />

percent) thereafter till the end <strong>of</strong> the <strong>Lease</strong> Period.<br />

(iii) Every member <strong>of</strong> the Consortium shall have a minimum equity share<br />

<strong>of</strong> 11% in the SPV till the successful completion <strong>of</strong> the <strong>Development</strong><br />

Obligations or a period <strong>of</strong> 5 (five) years from the Appointed Date<br />

(whichever is later).<br />

d. the Application should include a brief description <strong>of</strong> the roles and<br />

responsibilities <strong>of</strong> each member, particularly with reference to financial,<br />

technical and operation obligations;<br />

e. the members <strong>of</strong> a Consortium shall <strong>for</strong>m an appropriate SPV to execute the<br />

Project, if awarded to the Consortium;<br />

f. Members <strong>of</strong> the Consortium shall enter into a binding Joint Bidding<br />

Agreement, (the “Joint Bidding Agreement”), <strong>for</strong> the purpose <strong>of</strong><br />

submitting the Bid. The Joint Bidding Agreement, to be submitted along<br />

with the Bid, shall, inter alia:<br />

• convey the intent to <strong>for</strong>m an SPV with shareholding/ ownership<br />

equity commitment(s) in accordance with this <strong>RFP</strong>, which would<br />

enter into the Agreement and subsequently per<strong>for</strong>m all the<br />

obligations <strong>of</strong> the Developer in terms <strong>of</strong> the Agreement, in case the<br />

lease to undertake the Project is awarded to the Consortium;<br />

• clearly outline the proposed roles and responsibilities, if any, <strong>of</strong><br />

each member;<br />

• commit the minimum equity stake to be held by each member;<br />

• the Lead Member shall hold at least 51% (fifty one per cent) <strong>of</strong> the<br />

subscribed and paid up equity <strong>of</strong> the SPV till the successful<br />

completion <strong>of</strong> the <strong>Development</strong> Obligations or a period <strong>of</strong> 5 (five)<br />

years from the Appointed Date (whichever is later); and<br />

• include a statement to the effect that all members <strong>of</strong> the Consortium<br />

shall be liable jointly and severally <strong>for</strong> all obligations <strong>of</strong> the<br />

Developer in relation to the Project until the Financial Close <strong>of</strong> the<br />

Project is achieved in accordance with the Agreement; and<br />

• except as provided under this <strong>RFP</strong> and the Bidding Documents,<br />

there shall not be any amendment to the Joint Bidding Agreement<br />

without the prior written consent <strong>of</strong> the Authority.<br />

3.3 Change in Ownership<br />

3.3.1 By submitting the Bid, the Bidder shall be deemed to have acknowledged the<br />

terms and conditions mentioned in this <strong>RFP</strong>. The Bidder further acknowledges and<br />

undertakes that each <strong>of</strong> such Consortium Members who have met the Financial<br />

Capacity shall remain part <strong>of</strong> the Consortium with the a<strong>for</strong>esaid equity holding <strong>for</strong><br />

a minimum period <strong>of</strong> 5 (Five) years from the Appointed Date.<br />

3.3.2 By submitting the Bid, the Bidder shall also be deemed to have acknowledged and<br />

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agreed that in the event <strong>of</strong> a change in control <strong>of</strong> a Consortium Member whose<br />

Financial Capacity was taken into consideration, the Bidder shall in<strong>for</strong>m the<br />

Authority <strong>for</strong>thwith along with all relevant particulars about the same and the<br />

Authority may, in its sole discretion, disqualify the Bidder or withdraw the LOI<br />

from the Selected Bidder, as the case may be. In the event such change in control<br />

occurs after signing <strong>of</strong> the Agreement notwithstanding anything to the contrary<br />

contained in the Agreement, be deemed to be a breach there<strong>of</strong>, and the Agreement<br />

shall be liable to be terminated without the Authority being liable in any manner<br />

whatsoever to the Developer. In such an event, notwithstanding anything to the<br />

contrary contained in the Agreement, the Authority shall <strong>for</strong>feit, invoke and<br />

appropriate the Bid Security or Per<strong>for</strong>mance Security without prejudice to any<br />

other right or remedy that may be available to the Authority hereunder or<br />

otherwise.<br />

3.3.3 A Bidder including any Consortium Member should, in the last 3 (three) years,<br />

have neither failed to per<strong>for</strong>m on any contract, as evidenced by imposition <strong>of</strong> a<br />

penalty by an arbitral or judicial authority or a judicial pronouncement or<br />

arbitration award against the Bidder/Consortium Member, as the case may be, nor<br />

has been expelled from any project or contract by any public entity nor have had<br />

any contract terminated any public entity <strong>for</strong> breach by such Bidder/Consortium<br />

Member.<br />

3.4 Cost <strong>of</strong> Bidding<br />

3.4.1 The Bidder shall be responsible <strong>for</strong> all <strong>of</strong> the costs associated with the preparation<br />

<strong>of</strong> their Bid and his participation in the Bidding Process. The Authority will not be<br />

responsible or in any way liable <strong>for</strong> such costs, regardless <strong>of</strong> the conduct or<br />

outcome <strong>of</strong> the Bidding Process.<br />

3.5 Site visit and verification <strong>of</strong> in<strong>for</strong>mation<br />

3.5.1 Bidders are encouraged to respond to this <strong>RFP</strong> after making an on the spot<br />

assessment <strong>of</strong> the relevant Units/<strong>Properties</strong> and the conditions prevailing there<strong>of</strong>,<br />

the surroundings, market assessment and all other parameters and issues related to<br />

development <strong>of</strong> <strong>Properties</strong> including Applicable Laws and regulations, and any<br />

other matter considered relevant by them.<br />

3.5.2 For the purpose <strong>of</strong> site visit the Bidders are required to contact the below<br />

mentioned person:<br />

Name: Manoj Panda (Project Management Unit), Contact No: 07381010273<br />

Name: Neeraj Kumar, Contact No: 09313127275<br />

3.6 Acknowledgement<br />

3.6.1 It shall be deemed that by submitting a Bid, the Bidder has:<br />

a. made a complete and careful examination <strong>of</strong> the Bidding Documents;<br />

b. received all relevant in<strong>for</strong>mation requested from the Authority;<br />

c. acknowledged and accepted the risk <strong>of</strong> inadequacy, error or mistake in the<br />

in<strong>for</strong>mation provided in the Bidding Documents or furnished by or on<br />

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behalf <strong>of</strong> the Authority relating to any <strong>of</strong> the matters referred to in Clause<br />

3.5.1 above;<br />

d. satisfied itself about all matters, things and in<strong>for</strong>mation including matters<br />

referred to in Clause 3.5.1 hereinabove necessary and required <strong>for</strong><br />

submitting an in<strong>for</strong>med Bid, execution <strong>of</strong> the Project in accordance with the<br />

Bidding Documents and per<strong>for</strong>mance <strong>of</strong> all <strong>of</strong> its obligations thereunder;<br />

e. made a complete and careful examination <strong>of</strong> the various aspects <strong>of</strong> the<br />

Project including but not limited to:<br />

(i) the property on which the Unit is located;<br />

(ii) existing facilities and structures;<br />

(iii) condition <strong>of</strong> the interiors, exteriors, appurtenances and the layout <strong>of</strong><br />

the building including but not limited to open spaces around the Unit;<br />

(iv) the conditions <strong>of</strong> the access roads and utilities in the vicinity <strong>of</strong> the<br />

Unit;<br />

(v)<br />

conditions affecting transportation, access, disposal, handling and<br />

storage <strong>of</strong> materials;<br />

(vi) clearances obtained by the Authority <strong>for</strong> the Project; and<br />

(vii) all other matters that might affect the Bidder's per<strong>for</strong>mance under the<br />

terms <strong>of</strong> this <strong>RFP</strong> document<br />

f. acknowledged and agreed that inadequacy, lack <strong>of</strong> completeness or<br />

incorrectness <strong>of</strong> in<strong>for</strong>mation provided in the Bidding Documents or<br />

ignorance <strong>of</strong> any <strong>of</strong> the matters referred to in Clause 3.5.1 hereinabove<br />

shall not be a basis <strong>for</strong> any claim <strong>for</strong> compensation, damages, extension <strong>of</strong><br />

time <strong>for</strong> per<strong>for</strong>mance <strong>of</strong> its obligations, loss <strong>of</strong> pr<strong>of</strong>its etc. from the<br />

Authority, or a ground <strong>for</strong> termination <strong>of</strong> the Agreement by the Developer;<br />

and<br />

g. agreed to be bound by the undertakings provided by it under and in terms<br />

here<strong>of</strong>.<br />

3.6.2 For any assistance, Bidders can contact the following <strong>of</strong>fice at Lucknow as per<br />

their convenience on the addresses given below:<br />

Director General, <strong>Tourism</strong><br />

Government <strong>of</strong> Uttar Pradesh<br />

Paryatan Bhawan, C-13, Vipin Khand, Gomti Nagar<br />

Lucknow: 226 010<br />

Phone: 91-522-2308916, 2307095, E-mail: upstdc@up-tourism.com<br />

3.7 Right to accept and to reject any or all Bids<br />

3.7.1 Notwithstanding anything contained in this <strong>RFP</strong>, the Authority reserves the right to<br />

accept or reject any Bid and to annul the Bidding Process and reject all Bids at any<br />

time without any liability or any obligation <strong>for</strong> such acceptance, rejection or<br />

annulment, and without assigning any reasons there<strong>of</strong>.<br />

3.7.2 The Authority reserves the right to reject any Bid and appropriate the Bid Security<br />

if:<br />

a. at any time, a material misrepresentation is made or uncovered, or<br />

b. the Bidder does not provide, within the time specified by the Authority,<br />

supplemental in<strong>for</strong>mation sought by the Authority<br />

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c. Such misrepresentation/ improper response shall lead to the disqualification<br />

<strong>of</strong> the Bidder.<br />

3.7.3 In case it is found during the evaluation or at any time be<strong>for</strong>e signing <strong>of</strong> the<br />

Agreement or after its execution and during the period <strong>of</strong> subsistence there<strong>of</strong>,<br />

including the <strong>Lease</strong> thereby granted by the Authority, that one or more <strong>of</strong> the prequalification<br />

conditions have not been met by the Bidder or the Bidder has made<br />

material misrepresentation or has given any materially incorrect or false<br />

in<strong>for</strong>mation, the Bidder shall be disqualified <strong>for</strong>thwith if not yet appointed as the<br />

Developer either by issue <strong>of</strong> the LOI or entering into <strong>of</strong> the Agreement, and if the<br />

Bidder has already been issued the LOI or has entered into the Agreement, as the<br />

case may be, the same shall, notwithstanding anything to the contrary contained<br />

therein or in this <strong>RFP</strong>, be liable to be terminated, by a communication in writing by<br />

the Authority to the Bidder, without the Authority being liable in any manner<br />

whatsoever to the Bidder or Developer, as the case may be. In such an event, the<br />

Authority shall <strong>for</strong>feit, invoke and appropriate the Bid Security or Per<strong>for</strong>mance<br />

Security without prejudice to any other right or remedy that may be available to<br />

the Authority.<br />

3.7.4 The Authority reserves the right to verify all statements, in<strong>for</strong>mation and<br />

documents submitted by the Bidder in response to this <strong>RFP</strong> or the Bidding<br />

Documents. Failure <strong>of</strong> the Authority to undertake such verification shall not<br />

relieve the Bidder <strong>of</strong> its obligations or liabilities hereunder nor will it affect any<br />

rights <strong>of</strong> the Authority thereunder.<br />

3.8 Clarifications<br />

3.8.1 Bidders requiring any clarification on this <strong>RFP</strong> may notify the Authority in writing<br />

or by fax and e-mail in accordance with Clause 2.2.8. They should send in their<br />

queries be<strong>for</strong>e the date mentioned in the Schedule <strong>of</strong> Bidding Process specified in<br />

Clause 2.3.1. The Authority shall endeavour to respond to the queries within the<br />

period specified therein, but no later than 15 (fifteen) days prior to the Bid Due<br />

Date. The responses will be sent by fax or e-mail. The Authority will <strong>for</strong>ward all<br />

the queries and its responses thereto, to all Bidders without identifying the source<br />

<strong>of</strong> queries.<br />

3.8.2 The Authority shall endeavour to respond to the questions raised or clarifications<br />

sought by the Bidders. However, the Authority reserves the right not to respond to<br />

any question or provide any clarification, in its sole discretion, and nothing in this<br />

Clause shall be taken or read as compelling or requiring the Authority to respond<br />

to any question or to provide any clarification.<br />

3.8.3 The Authority may also on its own motion, if deemed necessary, issue<br />

interpretations and clarifications to all Bidders. All clarifications and<br />

interpretations issued by the Authority shall be deemed to be part <strong>of</strong> the Bidding<br />

Documents.<br />

3.9 Amendment <strong>of</strong> <strong>RFP</strong><br />

3.9.1 At any time prior to the deadline <strong>for</strong> submission <strong>of</strong> Bids, the Authority may, <strong>for</strong><br />

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any reason, whether at its own initiative or in response to clarifications requested<br />

by a Bidder, modify the <strong>RFP</strong> by the issuance <strong>of</strong> Addenda.<br />

3.9.2 The Addenda/modified <strong>RFP</strong> (if any) shall be uploaded on the website<br />

www.up-tourism.com. It will be the responsibility <strong>of</strong> the Bidders to visit the<br />

website on a regular basis to check <strong>for</strong> updates on this Project and the Bidding<br />

Process. The Authority shall not entertain any complaint/grievance from any<br />

Bidder regarding the non-receipt <strong>of</strong> the Addenda/Modified <strong>RFP</strong>.<br />

3.9.3 In order to af<strong>for</strong>d the Bidders a reasonable time <strong>for</strong> taking an Addendum into<br />

account, or <strong>for</strong> any other reason, the Authority may, at its own discretion, extend<br />

the Bid Due Date.<br />

4 PREPARATION AND SUBMISSION OF BIDS<br />

4.1 Language<br />

4.1.1 The Application and all related correspondence and documents in relation to the<br />

Bidding Process shall be in English language. Supporting documents and printed<br />

literature furnished by the Bidder with the Application may be in any other<br />

language provided that they are accompanied by translations <strong>of</strong> all the pertinent<br />

passages in the English language, duly authenticated and certified by the Bidder.<br />

Supporting materials, which are not translated into English, may not be considered.<br />

For the purpose <strong>of</strong> interpretation and evaluation <strong>of</strong> the Application, the English<br />

language translation shall prevail.<br />

4.2 Format and Signing <strong>of</strong> Bid<br />

4.2.1 The Bidder shall provide all the in<strong>for</strong>mation sought under this <strong>RFP</strong>. The Authority<br />

will evaluate only those Bids that are received in the required <strong>for</strong>mats and<br />

complete in all respects.<br />

4.2.2 The Bid shall be typed or written in indelible ink and signed by the Authorised<br />

signatory <strong>of</strong> the Bidder who shall also initial each page, in blue ink. All the<br />

alterations, omissions, additions or any other amendments made to the Bid shall be<br />

initialled by the person(s) signing the Bid.<br />

4.2.3 The Bidder shall prepare and submit only 1 (one) set <strong>of</strong> the Bid per Property/Unit.<br />

4.3 Sealing and Marking <strong>of</strong> Bids<br />

4.3.1 The Bidder shall submit the Bid in the following <strong>for</strong>mat<br />

ENVELOPE I:<br />

ENVELOPE II:<br />

ENVELOPE III:<br />

General Eligibility criteria<br />

Minimum Eligibility criteria<br />

Financial Proposal<br />

4.3.2 Envelope I: “General Eligibility Criteria” shall be submitted in a separate<br />

envelope and shall contain the following, in original:<br />

a. Bid Fee – if the Bidder has downloaded the Bid Documents from the<br />

Authority‟s website then the Bidder shall submit a Demand Draft <strong>of</strong> Rs.<br />

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25,000 (Rupees twenty five thousand) only in favour <strong>of</strong> the Director<br />

General, Department <strong>of</strong> <strong>Tourism</strong>, Government <strong>of</strong> Uttar Pradesh payable in<br />

Lucknow and drawn on any Scheduled Bank in India. However, if the<br />

Bidder has purchased the Bid Documents from the <strong>of</strong>fice <strong>of</strong> Director<br />

General, Department <strong>of</strong> <strong>Tourism</strong>, Government <strong>of</strong> Uttar Pradesh then the<br />

receipt <strong>of</strong> the same has to be attached.<br />

b. Covering letter clearly stating the validity period <strong>of</strong> the Bid in the<br />

prescribed <strong>for</strong>mat Annexure A1<br />

c. Power <strong>of</strong> Attorney <strong>for</strong> signing the Bid, as per the prescribed <strong>for</strong>mat<br />

Annexure A2.<br />

d. Joint Bidding Agreement, as per the prescribed <strong>for</strong>mat in Annexure A3<br />

wherever required.<br />

e. Power <strong>of</strong> Attorney <strong>for</strong> Lead Member <strong>of</strong> Consortium, as per the prescribed<br />

<strong>for</strong>mat in Annexure A4<br />

f. Bid Security, – if Bid Security is opted in the <strong>for</strong>m <strong>of</strong> Bank Guarantee it<br />

should be as per the prescribed <strong>for</strong>mat at Annexure A5<br />

g. Anti-Collusion Certificate – to be submitted on the letter head <strong>of</strong> the Lead<br />

Member (in case <strong>of</strong> a Consortium) or the Single applicant as the case may<br />

be substantially as per <strong>for</strong>mat given in Annexure A6.<br />

4.3.3 Envelope II: “Minimum Eligibility criteria” shall be submitted in a separate<br />

envelope and shall contain the following, in original:<br />

a. Details <strong>of</strong> the place <strong>of</strong> incorporation, registered <strong>of</strong>fice (or its equivalent),<br />

current Directors, key Management personnel and principal shareholders, legal<br />

jurisdiction, principal country where assets are located, and, where the Bidder<br />

is a subsidiary company, the details <strong>of</strong> the Bidder‟s status as a subsidiary<br />

together with the name, registered <strong>of</strong>fice (or its equivalent), current Directors<br />

and principal shareholder <strong>of</strong> its immediate and all superior holding companies.<br />

In case <strong>of</strong> Bidder being a Consortium, the above in<strong>for</strong>mation should be given<br />

<strong>for</strong> all the members <strong>of</strong> the Consortium. Role <strong>of</strong> each member <strong>of</strong> the<br />

Consortium in implementation <strong>of</strong> the Project. Contact Details comprising<br />

name, address, telephone and facsimile numbers, e-mail address <strong>of</strong> the Bidder<br />

(Lead Member and each member in case <strong>of</strong> Consortium) and the names and<br />

titles <strong>of</strong> the persons who are the principal contact persons shall be provided.<br />

This in<strong>for</strong>mation is to be provided as per Annexure A7.<br />

b. Memorandum <strong>of</strong> Association (MoA) & Articles <strong>of</strong> Association (AoA) -<br />

The main object <strong>of</strong> the Company shall be the similar as the activities which are<br />

envisaged under the Scope <strong>of</strong> Work as mentioned in this <strong>RFP</strong> Document and<br />

the related Bid Documents. However, if the main object <strong>of</strong> the Company does<br />

not permit the activities which are envisaged under the Scope <strong>of</strong> Work as<br />

mentioned in the Bid Documents, then the Company (if identified as the<br />

Selected Bidder) shall accordingly amend MoA & AoA and shall submit the<br />

same prior to the signing <strong>of</strong> the Agreement.<br />

c. Certificate(s) from its Statutory Auditors specifying the Net worth <strong>of</strong> the<br />

Bidder, at the end <strong>of</strong> the financial year 2010-11 i.e as on 31 st March 2011.<br />

For the purposes <strong>of</strong> this <strong>RFP</strong>, net worth (the “Net Worth”) shall mean the<br />

sum <strong>of</strong> subscribed and paid up equity and reserves from which shall be<br />

deducted the sum <strong>of</strong> revaluation reserves, miscellaneous expenditure not<br />

written <strong>of</strong>f and reserves not available <strong>for</strong> distribution to equity share<br />

holders. The Bidders shall be required to submit Audited Financial<br />

Statements/Balance Sheets <strong>for</strong> three financial years (FY 2008-09, 2009-10<br />

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and 2010-11). Financial Year shall mean from 1st April till 31st March.-<br />

Annexure A8.<br />

d. An undertaking to meet the Minimum <strong>Development</strong> Obligations,<br />

Applicable Rules and Regulations, the Environmental Norms <strong>of</strong> the State<br />

and Central Governments, the Technical Specifications, the Per<strong>for</strong>mance<br />

Standards, required <strong>for</strong> the Project etc. as stipulated in the <strong>RFP</strong>, as per<br />

Annexure A9.<br />

e. Project Concept, Marketing Write-up, Capital Expenditure, Operation and<br />

Maintenance Plan Annexure A10.<br />

4.3.4 Envelope III: Financial Proposal’ shall be submitted in a separate envelope which<br />

shall contain the following:<br />

a. Financial Bid as per Annexure B1.<br />

Bidder may Bid <strong>for</strong> one or more Unit/Cluster <strong>for</strong> all the 68 Units as<br />

listed in Annexure-1, subject to the terms and conditions as stipulated in<br />

this <strong>RFP</strong>.<br />

The Financial Bid <strong>for</strong> each Unit/Cluster should be submitted in a<br />

separate sealed envelope with the following clearly mentioned on the<br />

envelope – “Financial Bid <strong>for</strong> the Project – (Name <strong>of</strong> Unit / Name <strong>of</strong><br />

the Cluster / “All 68 Units” as the case may be)”. However, if any<br />

Bidder is submitting the bid <strong>for</strong> all the 68 Units, he shall submit a single<br />

Financial Bid. These envelopes would then be enclosed within the<br />

sealed Envelope III.<br />

All the above submissions in original shall be placed inside the Outer Envelope<br />

along with Envelope I, Envelope II and Envelope III. The Outer Envelope shall be<br />

sealed, labelled as “BID FOR DEVELOPMENT OF TOURISM<br />

PROPERTIES, UTTAR PRADESH and NOT TO BE OPENED BEFORE<br />

THE DUE DATE/TIME FOR BID SUBMISSION & OPENING”<br />

4.3.5 Each <strong>of</strong> the envelopes shall be addressed to:<br />

ATTN. OF: Director General, <strong>Tourism</strong><br />

ADDRESS: Government <strong>of</strong> Uttar Pradesh<br />

Paryatan Bhawan, C-13, Vipin Khand, Gomti Nagar,<br />

Lucknow: 226 010<br />

4.3.6 If the envelopes are not sealed and marked as instructed above, the Authority<br />

assumes no responsibility <strong>for</strong> the misplacement or premature opening <strong>of</strong> the<br />

contents <strong>of</strong> the Bid submitted.<br />

4.3.7 Bids submitted by fax, telex, telegram or e-mail shall not be entertained and shall<br />

be rejected.<br />

4.4 Bid Due Date<br />

4.4.1 Bids should be submitted be<strong>for</strong>e 1500 hours IST on the Bid Due Date at the<br />

address provided in Clause 2.3.1 in the manner and <strong>for</strong>m as detailed in this <strong>RFP</strong>. A<br />

receipt there<strong>of</strong> should be obtained from the person specified at Clause 2.3.1.<br />

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4.4.2 The Authority may, in its sole discretion, extend the Bid Due Date by issuing an<br />

Addendum in accordance with Clause 3.9 uni<strong>for</strong>mly <strong>for</strong> all Bidders.<br />

4.5 Late Bids<br />

4.5.1 Bids received by the Authority after the specified time on the Bid Due Date shall<br />

not be eligible <strong>for</strong> consideration and shall be summarily rejected.<br />

4.6 Modifications/ Substitution/ Withdrawal <strong>of</strong> Bids<br />

4.6.1 No Bid shall be modified, substituted or withdrawn by the Bidder after its<br />

submission.<br />

4.6.2 Any alteration/ modification in the Bid or additional in<strong>for</strong>mation supplied<br />

subsequent to submission <strong>of</strong> Bid to the Authority shall be disregarded.<br />

4.7 Rejection <strong>of</strong> Bids<br />

4.7.1 The Authority reserves the right to accept or reject all or any <strong>of</strong> the Bids without<br />

assigning any reason whatsoever. It is not obligatory <strong>for</strong> the Authority to accept<br />

any Bid or to give any reasons <strong>for</strong> their decision.<br />

4.7.2 The Authority reserves the right not to proceed with the Bidding Process at any<br />

time, without notice or liability, and to reject any Bid without assigning any<br />

reasons.<br />

4.8 Validity <strong>of</strong> Bids<br />

4.8.1 The Bids shall be valid <strong>for</strong> a period <strong>of</strong> not less than 180 (one hundred and eighty)<br />

days from the Bid Due Date. The validity <strong>of</strong> Bids may be extended subject to the<br />

maximum period <strong>of</strong> 240 days by mutual consent <strong>of</strong> the respective Bidders and the<br />

Authority.<br />

4.9 Confidentiality<br />

4.9.1 In<strong>for</strong>mation relating to the examination, clarification, evaluation and<br />

recommendation <strong>for</strong> the Bidders shall not be disclosed to any person who is not<br />

<strong>of</strong>ficially concerned with the process or is not a retained pr<strong>of</strong>essional Advisor<br />

advising the Authority in relation to or matters arising out <strong>of</strong>, or concerning the<br />

Bidding Process. The Authority will treat all in<strong>for</strong>mation, submitted as part <strong>of</strong> the<br />

Bid, in confidence and will require all those who have access to such material to<br />

treat the same in confidence. The Authority may not divulge any such in<strong>for</strong>mation<br />

unless it is directed to do so by any statutory entity that has the power under law to<br />

require its disclosure or is to en<strong>for</strong>ce or assert any right or privilege <strong>of</strong> the statutory<br />

entity and/ or the Authority.<br />

4.10 Correspondence with the Bidder<br />

4.10.1 The Authority shall not entertain any correspondence with any Bidder in relation<br />

to acceptance or rejection <strong>of</strong> any Bid.<br />

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5 BID SECURITY<br />

5.1 Bid Security<br />

5.1.1 The Bidder shall furnish as part <strong>of</strong> its Bid, a Bid Security referred to in Clause<br />

2.2.5 hereinabove in the <strong>for</strong>m <strong>of</strong> an irrevocable and unconditional bank guarantee<br />

issued by a Nationalised Bank or a Scheduled Bank in India, in favour <strong>of</strong> the<br />

Authority in the <strong>for</strong>mat at as mentioned in Clause 4.3.2 (the “Bank Guarantee”).<br />

In case the Bank Guarantee is issued by a <strong>for</strong>eign bank outside India, confirmation<br />

<strong>of</strong> the same by any nationalised bank in India is required. For the avoidance <strong>of</strong><br />

doubt, Scheduled Bank shall mean a bank as defined under Section 2(e) <strong>of</strong> the<br />

Reserve Bank <strong>of</strong> India Act, 1934.<br />

5.1.2 Bid Security can also be in the <strong>for</strong>m <strong>of</strong> a demand draft issued by a Scheduled Bank<br />

in India, drawn in favour <strong>of</strong> Director General, Department <strong>of</strong> <strong>Tourism</strong>, GoUP and<br />

payable at Lucknow (the “Demand Draft”). The Authority shall not be liable to<br />

pay any interest on the Bid Security deposit so made and the same shall be interest<br />

free.<br />

5.1.3 The value <strong>of</strong> the Bid Security shall be as prescribed in the Annexure-2. In case, a<br />

Bidder is bidding <strong>for</strong> more than one Unit or bidding <strong>for</strong> a Cluster or <strong>for</strong> all the 68<br />

Units, as the case may be, then the total value <strong>of</strong> Bid Security shall be equal to the<br />

sum <strong>of</strong> Bid Securities required <strong>for</strong> all the individual Units bidded <strong>for</strong> as prescribed<br />

in Annexure-2.<br />

5.1.4 If the Bid Security is submitted in the <strong>for</strong>m <strong>of</strong> a single demand draft and the<br />

amount is less than the total amount required as explained in Clause 5.1.3, the<br />

Authority shall consider bids <strong>for</strong> only that number <strong>of</strong> Projects, <strong>for</strong> which Bid<br />

Security is adequate <strong>for</strong> the Projects, in order <strong>of</strong> preference submitted by the<br />

Bidder as per Annexure A1.<br />

5.1.5 Any Bid not accompanied by the Bid Security shall be rejected by the Authority as<br />

non- responsive.<br />

5.1.6 Save as provided in Clause 2.2.5, the Bid Security <strong>of</strong> unsuccessful Bidders will be<br />

refundable, without any interest, not later than 60 days from the Bid Due Date<br />

except in the case <strong>of</strong> the Selected Bidder.<br />

5.1.7 The Selected Bidder‟s Bid Security will be returned, without any interest, upon the<br />

Bidder signing the Agreement and furnishing the Per<strong>for</strong>mance Security in<br />

accordance with the provisions there<strong>of</strong>.<br />

5.1.8 The Authority shall be entitled to <strong>for</strong>feit, invoke and appropriate the Bid Security<br />

in any <strong>of</strong> the events specified in Clause 5.1.9 herein below. The Bidder, by<br />

submitting its Bid pursuant to this <strong>RFP</strong>, shall be deemed to have acknowledged<br />

and confirmed that the Authority will suffer loss and damage on account <strong>of</strong><br />

withdrawal <strong>of</strong> its Bid or <strong>for</strong> any other default by the Bidder during the Bid validity<br />

period. No relaxation <strong>of</strong> any kind on Bid Security shall be given to any Bidder.<br />

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5.1.9 The Bid Security shall be <strong>for</strong>feited, invoked and appropriated by the Authority<br />

without prejudice to any other right or remedy that may be available to the<br />

Authority hereunder or otherwise, under the following conditions:<br />

a. If a Bidder submits a non-responsive Bid;<br />

b. If a Bidder engages in a corrupt practice, fraudulent practice, coercive<br />

practice, undesirable practice or restrictive practice as specified in Clause<br />

8.1 <strong>of</strong> this <strong>RFP</strong>;<br />

c. If a Bidder withdraws its Bid during the period <strong>of</strong> Bid validity as specified<br />

in this <strong>RFP</strong> and as extended by the Bidder from time to time;<br />

d. In the case <strong>of</strong> Selected Bidder, if it fails within the specified time limit to<br />

sign the Agreement and/or to furnish the Per<strong>for</strong>mance Security<br />

6 EVALUATION OF BIDS<br />

6.1 Opening <strong>of</strong> Bids<br />

6.1.1 The Authority shall open the Bids at 1530 hours on the Bid Due Date, at the place<br />

specified in Clause 2.3.1 and in the presence <strong>of</strong> the Bidders who choose to attend.<br />

6.1.2 The Authority will subsequently examine and evaluate the Bids in accordance with<br />

the provisions set out in Clause 6.3<br />

6.1.3 To facilitate evaluation <strong>of</strong> Bids, the Authority may, at its sole discretion, seek<br />

clarifications in writing from any Bidder regarding its Bid.<br />

6.2 Tests <strong>of</strong> Responsiveness<br />

6.2.1 Prior to evaluation <strong>of</strong> Bids, the Authority shall determine whether each Bid is<br />

responsive to the requirements <strong>of</strong> the <strong>RFP</strong>. A Bid shall be considered responsive<br />

only if:<br />

a. it is received as per the <strong>for</strong>mat as specified in Clause 4.3;<br />

b. it is received on the Bid Due Date including any extension there<strong>of</strong> pursuant<br />

to Clause 4.4;<br />

c. it is signed, sealed, and marked as stipulated in Clause 4.3;<br />

d. it is accompanied by the Bid Security as specified in Clause 5.1;<br />

e. it is accompanied by the Power(s) <strong>of</strong> Attorney;<br />

f. it contains all the in<strong>for</strong>mation (complete in all respects) as requested in this<br />

<strong>RFP</strong> and/or Bidding Documents (in <strong>for</strong>mats as specified in this <strong>RFP</strong>);<br />

g. it does not contain any condition or qualification; and<br />

h. it is not non-responsive in terms here<strong>of</strong><br />

6.2.2 The Authority reserves the right to reject any Bid which is non-responsive and no<br />

request <strong>for</strong> alteration, modification, substitution or withdrawal shall be entertained<br />

by the Authority in respect <strong>of</strong> such Bid.<br />

6.3 Evaluation Process<br />

6.3.1 The Authority shall open the Envelope I <strong>of</strong> the Bid at the time and date mentioned<br />

against the Opening Date in the Schedule <strong>of</strong> Bidding Process.<br />

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6.3.2 In the first stage, the document <strong>for</strong> General Eligibility will be evaluated. (Bid Fee,<br />

Annexure A1, A2, A3, A4, A5 and A6)<br />

6.3.3 A Bid Evaluation Committee, on the basis <strong>of</strong> General Eligibility, will undertake the<br />

screening <strong>of</strong> all Bids. Preliminary scrutiny <strong>of</strong> the Bid Document will be made to<br />

determine whether the Documents have been properly signed, Bid security<br />

deposited and other all relevant papers are submitted and the Bids are generally in<br />

order.<br />

6.3.4 Evaluation <strong>of</strong> only those Bidders who qualify the General Eligibility criteria shall be<br />

evaluated on the basis <strong>of</strong> Minimum Eligibility criteria (Annexure A7, A8, A9 and<br />

A10).<br />

6.3.5 The Financial Bid (Envelope III) <strong>of</strong> the Bidder who qualifies after the evaluation<br />

<strong>of</strong> Minimum Eligibility criteria only shall be opened. The Financial Bid shall be<br />

opened in the presence <strong>of</strong> the representatives <strong>of</strong> the qualified Bidders, who choose<br />

to attend. Technically qualified Bidders will be in<strong>for</strong>med regarding, venue, date<br />

and time <strong>of</strong> the Financial Bid opening<br />

6.3.6 The Financial Proposal (Envelope III) should contain separate sealed envelopes<br />

containing the Financial Bids <strong>for</strong> each Project that has been indicated by the<br />

Bidder and as prescribed in Clause 4.3.4. Each sealed envelope should contain the<br />

quoted Annual <strong>Lease</strong> Rent <strong>for</strong> only one Project (Cluster or individual Unit).<br />

6.3.7 The evaluation <strong>of</strong> the Bid is summarized as below:<br />

S. No. Evaluation Criteria Qualified<br />

1 Envelope I: General eligibility criteria Yes /No<br />

2 Envelope II: Minimum eligibility criteria Yes /No<br />

3 Envelope III: Financial Bid Highest Annual <strong>Lease</strong> Rent<br />

6.3.8 The Annual <strong>Lease</strong> Rent (refer to Clause 2.2.7) shall constitute the sole criteria <strong>for</strong><br />

evaluation <strong>of</strong> Financial Bids. The Project shall be awarded to the Bidder quoting<br />

the Highest Annual <strong>Lease</strong> Rent (H1 Bidder) subject to the following conditions:<br />

(i)<br />

The Annual <strong>Lease</strong> Rent shall not be less than the minimum <strong>Lease</strong> Rent (the<br />

“Reserve <strong>Lease</strong> Rent”) as derived by the Authority. The “Reserve <strong>Lease</strong><br />

Rent” <strong>for</strong> a Cluster shall be calculated by adding the “Reserve <strong>Lease</strong> Rent” <strong>of</strong><br />

individual units within that Cluster.<br />

(ii) In a given cluster following methods will be adopted to identify the H1<br />

Bidder under various scenarios:<br />

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Scenario<br />

Scenario 1: If the bids has been<br />

received only <strong>for</strong><br />

individual Unit/Units<br />

within a Cluster and no<br />

bidder bids <strong>for</strong> the Cluster<br />

Scenario 2: If the bids has been<br />

received <strong>for</strong> the Cluster as<br />

well as <strong>for</strong> individual<br />

Unit/Units within that<br />

Cluster<br />

Method to be followed to identify<br />

H1 Bidder<br />

Bidders Quoting the Highest<br />

Annual <strong>Lease</strong> Rent <strong>for</strong> individual<br />

Unit will be identified as H1 Bidder<br />

<strong>for</strong> that particular Unit.<br />

(a) Quotes received <strong>for</strong> Cluster will<br />

be compared with the sum <strong>of</strong> all<br />

the quotes <strong>of</strong> H1 Bidders <strong>for</strong><br />

individual Units within that<br />

Cluster.<br />

(b) In case no bid has been received<br />

<strong>for</strong> any individual Unit in that<br />

Cluster, then the Reserve <strong>Lease</strong><br />

Rent as derived by the Authority<br />

<strong>for</strong> that Unit shall be used to<br />

calculate the above mentioned<br />

sum.<br />

(c) In case all the bids received <strong>for</strong><br />

that Cluster are lower than the<br />

sum as per (a) & (b) then the<br />

bidders quoting the Highest<br />

Annual <strong>Lease</strong> Rent <strong>for</strong><br />

individual Units will be<br />

identified as H1 Bidder <strong>for</strong> that<br />

particular Unit. However if any<br />

<strong>of</strong> the bid received <strong>for</strong> that<br />

Cluster is higher than the sum as<br />

per (a) & (b) then the bidder<br />

quoting the same shall be<br />

identified as H1 Bidder <strong>for</strong> that<br />

particular Cluster.<br />

Scenario 3:<br />

If the bids has been<br />

received only <strong>for</strong> the<br />

Cluster and no bidder<br />

bids <strong>for</strong> individual<br />

Unit/Units within that<br />

Cluster<br />

Bidder Quoting the Highest Annual<br />

<strong>Lease</strong> Rent <strong>for</strong> the Cluster will be<br />

identified as H1 Bidder <strong>for</strong> that<br />

Cluster<br />

(iii) In case a bidder bids <strong>for</strong> all the projects (68 Units), then such bids shall be<br />

compared with the aggregate Annual <strong>Lease</strong> Rent as quoted by all the<br />

identified H1 bidders <strong>for</strong> individual Units or Clusters as the case may be.<br />

However in case if there is no identified H1 Bidder <strong>for</strong> a particular Unit, then<br />

in such case the “Reserve <strong>Lease</strong> Rent” <strong>for</strong> that Unit shall be taken into<br />

account <strong>for</strong> calculating the a<strong>for</strong>esaid aggregate Annual <strong>Lease</strong> Rent.<br />

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(iv) After identifying the H1 Bidders, the selection <strong>of</strong> successful bidder<br />

(“Selected Bidder”) shall be done as per the Clause 3.2.1 (b). In case the<br />

identified H1 Bidder is not having the sufficient Financial Capacity as<br />

prescribed in the clause 3.2.1 (b), then the respective H2 Bidder (the Bidder<br />

quoting the second Highest Annual <strong>Lease</strong> Rent) shall be considered <strong>for</strong><br />

identifying the Selected Bidder as per the clause 3.2.1 (b), and this process<br />

shall be continued till finalization <strong>of</strong> the Selected Bidder.<br />

6.3.9 The currency <strong>for</strong> the purpose <strong>of</strong> the Bid shall be Indian National Rupee (INR/Rs.).<br />

In case the conversion is required, the conversion to the currency shall be based on<br />

the exchange rate (RBI Reference Rate) as was applicable seven (7) days prior to<br />

Bid Due Date. In all such cases, the original figures in the relevant <strong>for</strong>eign<br />

currency and the Bid currency equivalent there<strong>of</strong> must be given. The date used and<br />

exchange rate there<strong>of</strong> shall be clearly stated<br />

6.3.10 In the event that two or more Bidders quote the same amount <strong>of</strong> Annual <strong>Lease</strong><br />

Rent, (the “Tie Bidders"), then the Bidder with higher Financial Capacity (i.e. Net<br />

Worth as on 31 st March 2011) shall be declared as the Selected Bidder.<br />

6.3.11 In the event that the Selected Bidder withdraws in the first instance (the “First<br />

Round <strong>of</strong> Bidding”), the Authority may go <strong>for</strong> the “Second Round <strong>of</strong> Bidding”<br />

in which the Authority may invite the second highest Bidder to revalidate or<br />

extend his respective Bid Security, as necessary, and match the Bid <strong>of</strong> the<br />

a<strong>for</strong>esaid Selected Bidder. If the second highest Bidder matches the Bid <strong>of</strong> the<br />

Selected Bidder, then the same shall be identified as the Selected Bidder. If the<br />

second highest Bidder doesn‟t matches the Bid <strong>of</strong> the Selected Bidder, then<br />

Authority may invite the third highest Bidder to revalidate or extend his respective<br />

Bid Security, as necessary, and match the Bid <strong>of</strong> the a<strong>for</strong>esaid Selected Bidder.<br />

Hence the process shall be repeated until the Selected Bidder is identified.<br />

6.3.12 In the event that no Bidder <strong>of</strong>fers to match the Selected Bidder in the Second<br />

Round <strong>of</strong> Bidding as specified in Clause 6.3.11, the Authority may, in its<br />

discretion, invite fresh Bids from all the prospective Bidders. However the<br />

Selected Bidder who withdrew in the First Round <strong>of</strong> Bidding shall be debarred<br />

from such process.<br />

6.3.13 In its sole judgment, the Highest Annual <strong>Lease</strong> Rent is less, the Authority reserves<br />

the right to reject the Bid and cancel the Bidding Process.<br />

6.3.14 In the case that the Authority receives only one Bid <strong>for</strong> the Project, it is at the<br />

discretion <strong>of</strong> the Authority to accept it or reject it, after considering the Reserve<br />

Price as derived by the Authority, <strong>of</strong> the same as per the evaluation process<br />

specified in this Document and negotiation <strong>of</strong> the Bidder if required<br />

6.3.15 In<strong>for</strong>mation relating to the examination, clarification, evaluation, and<br />

recommendation <strong>for</strong> the Bidder shall not be disclosed to any person who is not<br />

<strong>of</strong>ficially concerned with the process or is not a retained pr<strong>of</strong>essional advisor<br />

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advising the Authority in relation to, or matters arising out <strong>of</strong>, or concerning the<br />

bidding process<br />

6.3.16 After selection, a Letter <strong>of</strong> Intent (the “LOI”) shall be issued, in duplicate, by the<br />

Authority to the Selected Bidder and the Selected Bidder shall, within 7 (seven)<br />

days <strong>of</strong> the receipt <strong>of</strong> the LOI, sign and return the duplicate copy <strong>of</strong> the LOI in<br />

acknowledgement there<strong>of</strong>. In the event the duplicate copy <strong>of</strong> the LOI duly signed<br />

by the Selected Bidder is not received by the stipulated date, the Authority may,<br />

unless it consents to extension <strong>of</strong> time <strong>for</strong> submission there<strong>of</strong>, appropriate the Bid<br />

Security <strong>of</strong> Selected Bidder.<br />

6.4 Contacts during Bid Evaluation<br />

6.4.1 Bids shall be deemed to be under consideration immediately after they are opened<br />

and until such time the Authority makes <strong>of</strong>ficial intimation <strong>of</strong> LOI/ rejection to the<br />

Bidders. While the Bids are under consideration, Bidders and/ or their<br />

representatives or other interested parties are advised to refrain from contacting by<br />

any means, the Authority and/or their employees/ representatives on matters<br />

related to the Bids under consideration.<br />

6.5 Payment to be made by the Selected Bidder<br />

6.5.1 The Selected Bidder would be required to make the following payments:<br />

a) Upfront Fee: The Selected Bidder shall, within thirty (30) days <strong>of</strong> the date <strong>of</strong><br />

LOI and prior to signing <strong>of</strong> the Agreement, be required to pay the „Upfront<br />

Fee‟, in the <strong>for</strong>m <strong>of</strong> a Demand Draft in favour <strong>of</strong> “Director General,<br />

Department <strong>of</strong> <strong>Tourism</strong>, Government <strong>of</strong> Uttar Pradesh.” drawn on any<br />

Nationalized or Scheduled Bank payable at Lucknow. The Amount <strong>of</strong> Upfront<br />

Fee shall be as mentioned in Annexure-2.<br />

b) Annual <strong>Lease</strong> Rent: The Selected Bidder shall, within thirty (30) days <strong>of</strong> the<br />

date <strong>of</strong> LOI and prior to signing <strong>of</strong> the Agreement, be required to pay the<br />

„Annual <strong>Lease</strong> Rent‟, in the <strong>for</strong>m <strong>of</strong> a Demand Draft in favour <strong>of</strong> “Director<br />

General, Department <strong>of</strong> <strong>Tourism</strong>, Government <strong>of</strong> Uttar Pradesh.” drawn<br />

on any Nationalized or Scheduled Bank payable at Lucknow. The 1 st Annual<br />

<strong>Lease</strong> Rent shall be paid prior to the date <strong>of</strong> signing <strong>of</strong> the Agreement (“the<br />

Appointed Date”); the amount payable shall be calculated pro rata <strong>for</strong> the<br />

months balance in the current Financial Year. For subsequent years, the<br />

Annual <strong>Lease</strong> Rent shall be payable in advance <strong>of</strong> the Financial Year i.e. on<br />

or be<strong>for</strong>e the 30 th April <strong>of</strong> the Financial Year. The Annual <strong>Lease</strong> Rent shall<br />

be incremented by 5% (five percent) each year over that <strong>of</strong> the previous year<br />

during the <strong>Lease</strong> Period. However <strong>for</strong> avoidance <strong>of</strong> any doubt it is clarified<br />

here that the <strong>Lease</strong> period shall be calculated from the Appointed Date and<br />

the year <strong>of</strong> the Signing <strong>of</strong> the Agreement shall be treated as 1 st Year <strong>of</strong> the<br />

<strong>Lease</strong> Period.<br />

c) Subject to Clause 7.4, the Developer shall invest in the Property <strong>for</strong> creation<br />

<strong>of</strong> additional Project Asset and Project Facilities during the <strong>Development</strong><br />

Phase i.e. within 5 years from Appointed Date. Accordingly, it has been<br />

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envisaged that with betterment <strong>of</strong> Project Facilities and other services the<br />

Gross Revenue <strong>of</strong> the Property will increase substantially. (“Gross<br />

Revenue” means the total annual receipts <strong>of</strong> business and all sources <strong>of</strong><br />

revenue or amounts <strong>of</strong> money, by whatever name called, that arise, accrue to<br />

and/or are received by the Developer from the Project Facility/<br />

implementation <strong>of</strong> the Project by the Developer at the Property but excluding<br />

the service tax, value added tax, sales tax and luxury tax but not the income<br />

tax that are payable/paid by the Developer on such receipts and amounts <strong>of</strong><br />

money). Hence, after the <strong>Development</strong> Phase the Developer shall pay to the<br />

Authority the higher amount <strong>of</strong> Annual <strong>Lease</strong> Rent as given in Annexure-3.<br />

d) Per<strong>for</strong>mance Security: The Selected Bidder shall submit a Per<strong>for</strong>mance<br />

Security prior to the signing <strong>of</strong> the Agreement in the <strong>for</strong>m <strong>of</strong> an irrevocable<br />

& unconditional Bank Guarantee issued by a Scheduled/Nationalised bank<br />

having its‟ branch in Lucknow. The Per<strong>for</strong>mance Security shall be <strong>for</strong> an<br />

amount equivalent to 5 (five) times the Annual <strong>Lease</strong> Rent <strong>for</strong> the first year.<br />

An amount equal to 3 (three) times the Annual <strong>Lease</strong> Rent <strong>for</strong> the first year<br />

shall be released upon the successful completion <strong>of</strong> the <strong>Development</strong><br />

Obligation and remaining Per<strong>for</strong>mance Security [equal to 2 (two) times the<br />

Annual <strong>Lease</strong> Rent <strong>for</strong> first year] shall be retained till the completion <strong>of</strong><br />

<strong>Lease</strong> Period and shall be released after 6 months from the end <strong>of</strong> <strong>Lease</strong><br />

period. The Per<strong>for</strong>mance Security shall be en-cashed at the sole discretion <strong>of</strong><br />

the Authority towards any liquidated damages that may be payable by the<br />

Selected Bidder to the Authority and/or against termination eventualities<br />

attributed to the Selected Bidder, under the terms <strong>of</strong> the Agreement.<br />

e) Service tax and any other applicable taxes shall be payable by the Developer<br />

6.5.2 In the event the Selected Bidder fails to pay the Upfront Fee, Per<strong>for</strong>mance Security<br />

and Annual <strong>Lease</strong> Rent as given in Clause 6.5.1 above within the stipulated period,<br />

the Authority would be entitled to <strong>for</strong>feit the Bid Security <strong>of</strong> the Selected Bidder<br />

towards recovery <strong>of</strong> the same, in part or whole, without prejudice to any other right<br />

or remedy that may be available to the Authority. The decision <strong>of</strong> the Authority in<br />

this regard is final and binding<br />

7 IMPLEMENTATION FRAMEWORK<br />

7.1 General<br />

7.1.1 The Selected Bidder will enter into a <strong>Lease</strong> cum <strong>Development</strong> Agreement with the<br />

Authority <strong>for</strong> the operation, maintenance, development, design, construction, upgradation,<br />

modernisation, finance and management the Property. The Agreement<br />

will be entered in to within 30 days <strong>of</strong> the issue <strong>of</strong> the LOI to the Selected Bidder by<br />

Authority.<br />

7.2 The <strong>Lease</strong> Period<br />

7.2.1 The period <strong>of</strong> the <strong>Lease</strong> shall be <strong>for</strong> 30 years, commencing from the date <strong>of</strong> signing<br />

<strong>of</strong> the Agreement.<br />

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7.3 Possession <strong>of</strong> the Property<br />

7.3.1 The Selected Bidder upon entering into the Agreement, and upon <strong>for</strong>mal intimation<br />

to the Authority, can fix a date mutually agreeable to both parties, to take possession<br />

<strong>of</strong> the Property from the Authority upon completion <strong>of</strong> the joint inspection and<br />

verification <strong>of</strong> the inventory and records <strong>of</strong> material / assets in the Property.<br />

7.4 Investment Plan<br />

7.4.1 The Bidder as a part <strong>of</strong> the Technical Proposal is required to state the Investment<br />

Plans <strong>for</strong> upgrading/renovating/modernising the existing facilities and<br />

creation/addition <strong>of</strong> other assets including overall development as required <strong>for</strong> the<br />

Property. The Interim Phase shall be completed within 1 year from the Appointed<br />

Date while the <strong>Development</strong> Phase shall be completed within 5 years from the<br />

Appointed Date.<br />

7.4.2 The Developer shall upgrade/renovate/modernise the existing facilities and<br />

create/add other assets including overall development as required <strong>for</strong> the Property<br />

and shall make an investment <strong>of</strong> an amount equal to or greater than as mentioned in<br />

Clause 7.16.2 <strong>of</strong> this <strong>RFP</strong>.<br />

7.4.3 During the <strong>Development</strong> Phase the Developer has to improve the Property, Project<br />

Facility and Project Asset, a guideline <strong>of</strong> which is given below:<br />

Providing improved Hospitality/<strong>Tourism</strong> Services such as:<br />

a) Increase/provide well furnished Rooms/Keys based on the market demand<br />

b) Provide additional leisure services and/ or facilities, tourism that may be based<br />

on the cultural, historic, and social attractions <strong>of</strong> a place or on the appeal <strong>of</strong> a<br />

different environment<br />

c) Provide tours and ancillary services <strong>for</strong> tourists, development <strong>of</strong> package<br />

holidays, Convention/ Banquet Halls<br />

d) Provide well defined areas <strong>for</strong> Parking <strong>for</strong> public and private vehicles<br />

e) Maintain overall environment <strong>of</strong> the Property through well developed<br />

landscaped (green) area, drainage system, lighting system etc.<br />

For the purpose <strong>of</strong> improving Hospitality/<strong>Tourism</strong> related services the Developer<br />

shall be permitted to undertake the following activities:<br />

For development <strong>of</strong> Hotels:<br />

o the maximum permissible F.A.R. shall be 2.00 and 2.50 <strong>for</strong> Developed<br />

Areas and New/Undeveloped Areas respectively. However, on premises<br />

where the plot area is above 4000 sqm, additional F.A.R. can be purchased<br />

and the permissible F.A.R. in such premises can be increased upto a<br />

maximum <strong>of</strong> 4.00 depending on the width <strong>of</strong> road which is abutting the<br />

premise. (As per Building Bye-Laws released by Housing and Urban<br />

Planning Department, GoUP through Order No. 4384/8-3-11-181<br />

vivid/2008 dated 27 th September 2011)<br />

o 20% <strong>of</strong> the total permissible F.A.R. can be used <strong>for</strong> Commercial Offices<br />

and Retail shops and 20% <strong>of</strong> the total permissible F.A.R. can be used <strong>for</strong><br />

Service Apartments. (As per Building Bye-Laws released by Housing and<br />

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Urban Planning Department, GoUP through Order No. 4384/8-3-11-181<br />

vivid/2008 dated 27 th September 2011)<br />

On Units/<strong>Properties</strong> which are classified as Way Side Amenities as per<br />

Annexure-1, Service Centre <strong>for</strong> tourist transport shall be allowed on maximum<br />

<strong>of</strong> 5% <strong>of</strong> the permissible F.A.R. This may include Motor Repair Garage,<br />

Driver‟s Dormitory and Camper‟s Site with specifications as prescribed in GoI<br />

guidelines on the subject.<br />

Activities related to arts, crafts such as Shilp-Gram, Convention-cum-<br />

Conference facilities shall be permissible.<br />

7.4.4 The Developer at his cost is required to maintain the Property, Project Facility and<br />

Project Asset to its standards through timely repair and maintenance from time to<br />

time. The Developer is also required to replace from time to time the equipment,<br />

furniture, fittings and fixtures, installations, etc. installed in the Property on<br />

completion <strong>of</strong> the serviceable life <strong>of</strong> the same at his cost. The Developer shall<br />

refurbish the Property at regular intervals to uphold its standards and shall at the end<br />

<strong>of</strong> the <strong>Lease</strong> period hand over the Property in good condition to the Authority at Rs<br />

1/- value<br />

7.5 First Right <strong>of</strong> Refusal to Developer<br />

7.5.1 At the end <strong>of</strong> <strong>Lease</strong> Period the Authority shall have the right to invite fresh Bids<br />

from interested parties to develop, operate and manage the Project. In this scenario,<br />

the Developer shall have the Right <strong>of</strong> First Refusal i.e. the right to match the<br />

highest financial Bid received by the Authority, provided the Authority is satisfied<br />

with the Developer with regard to observance <strong>of</strong> the terms & conditions <strong>of</strong> the<br />

<strong>Lease</strong> Agreement during its validity.<br />

7.5.2 However, in the event <strong>of</strong> Termination <strong>of</strong> the Agreement in between i.e be<strong>for</strong>e the<br />

successful completion <strong>of</strong> the <strong>Lease</strong> Period <strong>for</strong> reasons <strong>of</strong> event <strong>of</strong> default <strong>of</strong> the<br />

Developer, and if the Authority decides to invite fresh proposals to select an<br />

developer <strong>for</strong> the said Property, the Developer shall not be entitled to the Right <strong>of</strong><br />

First Refusal.<br />

7.6 Statutory Licenses/Taxes<br />

7.6.1 The Developer shall obtain at his cost all the statutory licenses required to carry out<br />

the business in the Property. The Authority will facilitate the Developer in providing<br />

details <strong>of</strong> the Property, etc as required by the Developer to apply <strong>for</strong> the said<br />

licenses. The Developer will further have to indemnify the Authority from any<br />

liabilities / obligations towards non-compliances/ non-procurement <strong>of</strong> licenses and<br />

non-payment <strong>of</strong> the amounts payable towards the same to the statutory bodies. The<br />

Developer shall make timely payments viz: VAT, Luxury Tax, Service Tax, any<br />

other statutory taxes, ESI, PF etc as and when applicable and payable by the<br />

Developer towards his obligations <strong>for</strong> operating the Property to the competent<br />

Authority. The Authority undertakes to assist <strong>for</strong> obtaining all clearances with<br />

respect to the construction, occupancy, fire fighting, and <strong>for</strong> operation <strong>of</strong> the<br />

Property to the Developer.<br />

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7.7 Insurance <strong>of</strong> the Property<br />

7.7.1 The Developer at his own cost will insure the Property along with its assets towards<br />

fire, theft, natural calamities, earthquake etc and submit a copy <strong>of</strong> the same to the<br />

Authority from time to time. The Developer would be further required to timely<br />

renew the insurance policy from time to time during the <strong>Lease</strong> Period.<br />

7.8 Hypothecation<br />

7.8.1 The Developer will not be permitted to raise funds by hypothecating the Property or<br />

its assets.<br />

7.9 Maintain a separate Escrow Bank account<br />

7.9.1 For purpose <strong>of</strong> Clause 7.16.1 (z), the Developer is required to open an Escrow<br />

account, which shall be operated as per Clause 6.6 <strong>of</strong> the <strong>Lease</strong> cum <strong>Development</strong><br />

Agreement.<br />

7.10 Developer’s Freedom to Fix Tariffs<br />

7.10.1 The Developer would have the freedom to decide and fix the tariff to be charged<br />

towards the facilities, and the other services provided depending upon its policies<br />

and market demand so as to maintain the business <strong>of</strong> the Property.<br />

7.11 Sub-leasing / Joint Venture by Developer<br />

7.11.1 The Developer shall not enter in to a fresh Consortium or Joint Venture Agreement<br />

<strong>for</strong> the development, operation, management and maintenance <strong>of</strong> the Property and<br />

the same shall be treated as an unfair practice and lead to <strong>for</strong>feiture <strong>of</strong> the<br />

Per<strong>for</strong>mance Security and entails termination <strong>of</strong> the Agreement.<br />

7.11.2 Similarly, the Developer shall not be allowed to sub-lease <strong>for</strong> development,<br />

operations and maintenance <strong>of</strong> the Property. The Developer may however choose<br />

to licence/sub-contract to any agency various operations viz: Gym and health club,<br />

Business Centre, souvenir store, etc. upon seeking the consent <strong>of</strong> the Authority<br />

along with the revenue monitoring system to be adopted <strong>for</strong> the same. The<br />

Developer may also choose to outsource other services like housekeeping, laundry<br />

security, maintenance, and staff.<br />

7.12 Penalty <strong>for</strong> delay in Payments<br />

7.12.1 The Developer shall pay a penalty equivalent to SBI Base Rate plus 3 percent per<br />

annum on the outstanding amounts to the Authority. The date <strong>of</strong> commencement <strong>of</strong><br />

interest <strong>for</strong> the purpose <strong>of</strong> calculation <strong>of</strong> the interest would be from the first day <strong>of</strong><br />

the month from which the payment was due.<br />

7.13 Termination<br />

7.13.1 The Authority reserves the right to terminate the Agreement <strong>for</strong> failure on part <strong>of</strong> the<br />

Developer to abide by the conditions <strong>of</strong> the <strong>Lease</strong> cum <strong>Development</strong> Agreement<br />

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with a notice <strong>of</strong> three months. The Authority reserves the right to call <strong>for</strong> an early<br />

termination <strong>of</strong> the <strong>Lease</strong> cum <strong>Development</strong> Agreement in the following cases:<br />

a) On event <strong>of</strong> failure on the part <strong>of</strong> the Developer to commence 100% operations<br />

<strong>of</strong> the Property within a period <strong>of</strong> 180 days from the date <strong>of</strong> taking possession <strong>of</strong><br />

the Property by Developer.<br />

b) On event <strong>of</strong> default <strong>of</strong> Developer to timely pay to the Authority the Annual<br />

<strong>Lease</strong> Rent <strong>for</strong> a period <strong>of</strong> 90 days from the Due Date<br />

7.14 Terminal Value<br />

7.14.1 In the event <strong>of</strong> default or termination or expiry <strong>of</strong> <strong>Lease</strong> cum <strong>Development</strong><br />

Agreement or by efflux <strong>of</strong> time (the <strong>Lease</strong> having run its full course), the Developer<br />

shall hand over/ transfer the vacant possession <strong>of</strong> the Property, including all Project<br />

Facility and Project Asset, to the Authority at Rs 1/- value. For avoidance <strong>of</strong> doubt it<br />

is made clear that Authority shall pay the a<strong>for</strong>esaid Rs 1/- <strong>for</strong><br />

improvement/upgradation etc. made by the Developer in the Property/Project<br />

Facility/Project Assets.<br />

7.15 Treatment to Existing Employees<br />

7.15.1 The existing employees will have the option <strong>of</strong> working with the Developer on<br />

mutually agreed terms. In that case the employee will be treated as an employee <strong>of</strong><br />

the Authority <strong>for</strong> the benefit <strong>of</strong> retiral dues but the current salary and related<br />

emoluments will be paid by the Developer. The statutory deduction will be made<br />

and deposited under relevant heads by the Developer. However, the Developer has<br />

no obligation to accommodate the existing employees.<br />

7.15.2 Employees can opt <strong>for</strong> Voluntary Retirement Scheme (VRS).<br />

7.15.3 The Employees who are not opting <strong>for</strong> any <strong>of</strong> the above options will continue with<br />

the Authority.<br />

7.16 Responsibility <strong>of</strong> Developer<br />

7.16.1 The Developer shall comply with the following as his responsibilities during the<br />

<strong>Lease</strong> Period:<br />

a) Design, Develop, Upgrade, Finance, Manage, Market, Operate and Maintain<br />

the Property and Project Facilities, at its cost and expense in accordance with<br />

the provisions <strong>of</strong> the <strong>Lease</strong> cum <strong>Development</strong> Agreement, the Standards and<br />

Specifications, the Applicable Laws, terms <strong>of</strong> Applicable Permits and Good<br />

Industry Practice.<br />

b) Obtain and maintain at its cost all Applicable Permits, in con<strong>for</strong>mity with the<br />

Applicable Laws and be in compliance therewith.<br />

c) Provide to the Authority reports on a regular basis during the <strong>Lease</strong> Period and<br />

the refurbishment, renovations, addition <strong>of</strong> assets carried out and at all times<br />

provide the Authority such in<strong>for</strong>mation, data and documents the Authority<br />

may reasonably require.<br />

d) May contract at its cost and risk to Contractors possessing the requisite skill,<br />

expertise, capacity and technical and financial qualifications, the designing,<br />

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engineering, procurement and implementation furnishing /re-furbishing work<br />

in the Project or any part there<strong>of</strong> relating to furniture, furnishings and<br />

equipment, plant, systems and fixtures, operating equipment, contracts with<br />

employment contractors <strong>for</strong> providing labour (peons, waiters, cleaners,<br />

gardeners, plumbers, electricians, drivers etc.) and clerical staff (receptionists,<br />

telephone operators, clerks etc.) and with car rental agencies <strong>for</strong> providing<br />

chauffeur driven vehicles/taxis on hire.<br />

e) The Developer shall supervise, monitor and control the activities <strong>of</strong><br />

Contractors under their respective Project contracts as may be necessary. The<br />

appointment <strong>of</strong> Contractors shall not relieve in any way the Developer <strong>of</strong> its<br />

obligations.<br />

f) Be solely and exclusively responsible <strong>for</strong> the recruitment, transportation,<br />

accommodation, catering, payment <strong>of</strong> the salaries, wages and other payments<br />

and costs incidental thereto, health, hygiene, safety etc. and all taxes, charges,<br />

levies, duties payable under Applicable Laws arising from the respective terms<br />

and conditions <strong>of</strong> employment <strong>of</strong> all labour and personnel employed by the<br />

Developer, its Contractors, agents and representatives on or in connection with<br />

the works or the Property under or through whatever legal relationship.<br />

g) The employees <strong>of</strong> the Developer and its Contractors shall at all times be the<br />

responsibility <strong>of</strong> the Developer and the Authority shall not be liable in any<br />

manner whatsoever in respect <strong>of</strong> such employees and their employment.<br />

h) Develop, implement and administer a surveillance and safety program <strong>for</strong> the<br />

Project and the users there<strong>of</strong> and its and the Contractors‟ labour and personnel<br />

engaged in the provision <strong>of</strong> any services under any <strong>of</strong> the Project contracts,<br />

including correction <strong>of</strong> safety violations and deficiencies, and taking <strong>of</strong> all<br />

other actions necessary to provide a safe environment in accordance with<br />

Applicable Laws and Good Industry Practice.<br />

i) Take all reasonable precautions <strong>for</strong> the prevention <strong>of</strong> accidents on or about the<br />

Property and provide all reasonable assistance and emergency medical aid to<br />

accident victims. The Developer shall maintain liaison with emergency service<br />

providers and seek necessary police assistance on payment <strong>of</strong> applicable<br />

charges <strong>for</strong> the provision <strong>of</strong> such services as are not provided in the normal<br />

course or are available only on payment.<br />

j) Not place or create nor to permit any Contractor or other Person claiming<br />

through or under the Developer to create or place any Encumbrance over all or<br />

any part <strong>of</strong> the Property, Project Facilities, Project Assets, or on any rights <strong>of</strong><br />

the Developer therein so that the Property remains free from all encroachments<br />

during the <strong>Lease</strong> Period and take all steps necessary to remove encroachments,<br />

if any.<br />

k) Pay in a timely manner all taxes, duties, levies, cess and charges in respect <strong>of</strong><br />

the operation <strong>of</strong> the Property and its business, including but not limited to<br />

income tax, sales tax, service tax, excise duty, customs duty and octroi that<br />

may be levied, claimed or demanded from time to time by any Government<br />

Authority including any increase therein effected from time to time from any<br />

Government Authority, in respect <strong>of</strong> the Project.<br />

l) Pay all charges, taxes, fines, late fees and other outgoings in relation to the use<br />

<strong>of</strong> utilities and services by the Developer or its Contractors and agents during<br />

the implementation and operation <strong>of</strong> the Project such as water supply, sewage<br />

disposal, fuel, garbage collection and disposal, electric power, gas, telephone<br />

Request <strong>for</strong> Proposal 30


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

and other utilities and ensure avoidance <strong>of</strong> any disruption there<strong>of</strong> due to<br />

disconnection or withdrawal <strong>of</strong> the facility.<br />

m) Promptly remove from the Property in accordance with Good Industry Practice<br />

all surplus construction machinery and materials, waste materials (including,<br />

without limitation, hazardous materials, all types <strong>of</strong> solid and liquid waste),<br />

rubbish and other debris and keep the Property in a neat and clean condition<br />

and in con<strong>for</strong>mity with the Applicable Laws and Applicable Permits.<br />

n) Be liable <strong>for</strong> all hazardous, dangerous and other goods, materials, creatures<br />

and substances brought, kept, stored or handled at the Property.<br />

o) Maintain requisite insurance in accordance with the provisions here<strong>of</strong>.<br />

p) Provide or arrange at its cost during the <strong>Lease</strong> Period power, electricity, water,<br />

sanitation, sewage treatment and disposal, drainage, solid and hazardous waste<br />

disposal, effluent treatment and disposal and other utilities and facilities<br />

required from time to time in respect <strong>of</strong> the implementation, operation and<br />

maintenance <strong>of</strong> the Project and be in compliance to the requirements relating<br />

thereto under the Applicable Laws, terms <strong>of</strong> Applicable Permits and Good<br />

Industry Practice.<br />

q) Hand over the Property, Project Facility and Project Assets to the Authority or<br />

its nominated agency upon the expiry/termination <strong>of</strong> the <strong>Lease</strong> Period at Rs 1/-<br />

value.<br />

r) Arrange, procure or provide at its cost all the infrastructure facilities, services<br />

and requirements, all goods, materials, consumable and things required <strong>for</strong> the<br />

implementation, operation and maintenance <strong>of</strong> the Property during the <strong>Lease</strong><br />

Period.<br />

s) Operate, maintain, manage, repair / refurbish the Property at its cost and risk<br />

during the <strong>Lease</strong> Period in accordance with the provisions here<strong>of</strong>, including<br />

the Specifications and Standards, the Applicable Laws, the terms <strong>of</strong><br />

Applicable Permits and Good Industry Practice.<br />

t) Employ qualified Persons to efficiently operate and manage the Project.<br />

u) Provide Job Training to one trainee per room as per the guidelines <strong>of</strong> “Hunar<br />

Se Rozgaar Tak” Scheme <strong>of</strong> Ministry <strong>of</strong> <strong>Tourism</strong>, GoI. The cost <strong>of</strong> training<br />

shall be reimbursed to the Developer as per the a<strong>for</strong>esaid Scheme.<br />

v) Make available all necessary financial, managerial, technical, technological<br />

and other resources <strong>for</strong> the operation, management and, maintenance <strong>of</strong> the<br />

Project<br />

w) Ensure maintenance <strong>of</strong> proper and accurate records, data and accounts relating<br />

to the operations <strong>of</strong> the Project and the revenues earned there from.<br />

x) Comply with all Applicable Law in implementing, operating, maintaining and<br />

managing the Project Facility, including those relating to safety, health,<br />

sanitation, environment, labour and hazardous and dangerous materials.<br />

y) Promptly and diligently repair, replace or restore the Project Facility and<br />

Project Asset or part there<strong>of</strong> which may be destroyed, lost or damaged.<br />

z) Ensure timely payments to the Authority and submit reports at suitable interval<br />

related to Gross Revenue, Annual Report, Balance Sheet etc.<br />

aa) Comply with all its obligations herein, including in respect <strong>of</strong> the opening and<br />

operation <strong>of</strong> the Escrow Account and deposit <strong>of</strong> all collections/payments <strong>of</strong><br />

revenues therein and provisions relating to payments by the Developer to the<br />

Authority.<br />

Request <strong>for</strong> Proposal 31


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

7.16.2 Minimum <strong>Development</strong> Obligations - The Developer shall meet the following<br />

minimum development obligations (the “Minimum <strong>Development</strong> Obligations”)<br />

while designing, renovating, developing, augmenting the Property:<br />

a. The Developer shall upgrade/renovate/modernise the existing facilities and<br />

create/add other assets including overall development as required <strong>for</strong> the<br />

Property and shall make an investment <strong>of</strong> an amount equal to or greater than as<br />

mentioned in Annexure-2.<br />

b. The Developer shall finance, upgrade, develop, operate, manage and<br />

maintain the Property, Project Facility and Project Asset as per Good<br />

Industry Practice from the Appointed Date.<br />

c. The Property, Project Facility and Project Asset under consideration shall be<br />

used only <strong>for</strong> providing Hospitality/<strong>Tourism</strong> services.<br />

d. Complete the Initial Phase within 1 year from the Appointed Date and<br />

<strong>Development</strong> Phase within 5 years from Appointed Date.<br />

e. Augmentation/expansion/<strong>Development</strong> <strong>of</strong> the Property with prior approval<br />

from the Authority to be in line with the local building regulations, and other<br />

Applicable Laws.<br />

f. Follow the Building bye-laws and Regulation <strong>of</strong> the nearest Urban Area <strong>for</strong><br />

additional construction/development in case the Unit/Property is located in<br />

Rural Area.<br />

g. Carry out new construction <strong>for</strong> providing additional rooms or additional<br />

facilities in the Property.<br />

h. Non-violation <strong>of</strong> all applicable Environmental Standards and Pollution<br />

Control Norms as laid down by Central / State Pollution Control Board.<br />

i. Existing local development controls, if any, will be binding if they are more<br />

limiting than the Project Specifications / Minimum Requirements.<br />

j. Operate the Project without disturbing the natural surroundings and ensuring<br />

that the local flora and fauna are not disturbed.<br />

k. Create an adequate waste disposal system <strong>for</strong> management and disposal <strong>of</strong><br />

the waste generated through the Project.<br />

l. Responsible <strong>for</strong> maintaining hygiene and quality standards at the Property<br />

and Project Facilities and providing quality services to tourists.<br />

m. Responsible <strong>for</strong> providing adequate security <strong>for</strong> the tourists using the Project<br />

Facilities, and ensuring there is no damage or loss to Project Facilities.<br />

7.17 Responsibility <strong>of</strong> the Authority<br />

7.17.1 The Authority shall comply with the following as his responsibilities during the<br />

<strong>Lease</strong> Period:<br />

a) Provide the <strong>Lease</strong> Property free from encumbrances to the Developer <strong>for</strong> the<br />

<strong>Lease</strong> period<br />

b) Pay the property tax to the Government Authorities in respect <strong>of</strong> the land and<br />

buildings comprising <strong>of</strong> the Property, and the Developer shall reimburse the<br />

same to the Authority.<br />

Request <strong>for</strong> Proposal 32


8 FRAUD AND CORRUPT PRACTICES<br />

8.1 General<br />

<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

8.1.1 The Bidders and their respective <strong>of</strong>ficers, employees, agents and advisers shall<br />

observe the highest standard <strong>of</strong> ethics during the Bidding Process and subsequent<br />

to the issue <strong>of</strong> the LOI and during the subsistence <strong>of</strong> the Agreement.<br />

Notwithstanding anything to the contrary contained herein, or in the LOI or the<br />

Agreement, the Authority shall reject a Bid, withdraw the LOI, or terminate the<br />

Agreement, as the case may be, without being liable in any manner whatsoever to<br />

the Bidder or Developer, as the case may be, if it determines that the Bidder or<br />

Developer, as the case may be, has, directly or indirectly or through an agent,<br />

engaged in corrupt practice, fraudulent practice, coercive practice, undesirable<br />

practice or restrictive practice in the Bidding Process. In such an event, the<br />

Authority shall <strong>for</strong>feit, invoke and appropriate the Bid Security or Per<strong>for</strong>mance<br />

Security without prejudice to any other right or remedy that may be available to<br />

the Authority hereunder or otherwise.<br />

8.1.2 Without prejudice to the rights <strong>of</strong> the Authority under Clause 8.1.1 and the rights<br />

and remedies which the Authority may have under the LOI or the Agreement, if a<br />

Bidder or Developer, as the case may be, is found by the Authority to have directly<br />

or indirectly or through an agent, engaged or indulged in any corrupt practice,<br />

fraudulent practice, coercive practice, undesirable practice or restrictive practice<br />

during the Bidding Process, or after the issue <strong>of</strong> the LOI or the execution <strong>of</strong> the<br />

Agreement, such Bidder or Developer shall not be eligible to participate in any<br />

tender or <strong>RFP</strong> issued by the Authority during a period <strong>of</strong> 2 (two) years from the<br />

date such Bidder or Developer, as the case may be, is found by the Authority to<br />

have directly or indirectly or through an agent, engaged or indulged in any corrupt<br />

practice, fraudulent practice, coercive practice, undesirable practice or restrictive<br />

practices, as the case may be.<br />

8.1.3 For the purposes <strong>of</strong> this <strong>RFP</strong>, the following terms shall have the meaning<br />

hereinafter respectively assigned to them:<br />

a. “corrupt practice” means (i) the <strong>of</strong>fering, giving, receiving, or soliciting,<br />

directly or indirectly, <strong>of</strong> anything <strong>of</strong> value to influence the actions <strong>of</strong> any<br />

person connected with the Bidding Process (<strong>for</strong> avoidance <strong>of</strong> doubt,<br />

<strong>of</strong>fering <strong>of</strong> employment to or employing or engaging in any manner<br />

whatsoever, directly or indirectly, any <strong>of</strong>ficial <strong>of</strong> the Authority who is or<br />

has been associated in any manner, directly or indirectly with the Bidding<br />

Process or the LOI or has dealt with matters concerning the Agreement or<br />

arising there from, be<strong>for</strong>e or after the execution there<strong>of</strong>, at any time prior to<br />

the expiry <strong>of</strong> one year from the date such <strong>of</strong>ficial resigns or retires from or<br />

otherwise ceases to be in the service <strong>of</strong> the Authority, shall be deemed to<br />

constitute influencing the actions <strong>of</strong> a person connected with the Bidding<br />

Process); or (ii) engaging in any manner whatsoever, whether during the<br />

Bidding Process or after the issue <strong>of</strong> the LOI or after the execution <strong>of</strong> the<br />

Agreement, as the case may be, any person in respect <strong>of</strong> any matter<br />

relating to the Project or the LOI or the Agreement, who at any time has<br />

Request <strong>for</strong> Proposal 33


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

been or is a legal, financial or technical adviser <strong>of</strong> the Authority in relation<br />

to any matter concerning the Project;<br />

b. “fraudulent practice” means a misrepresentation or omission <strong>of</strong> facts or<br />

suppression <strong>of</strong> facts or disclosure <strong>of</strong> incomplete facts, in order to influence<br />

the Bidding Process ;<br />

c. “coercive practice” means impairing or harming, or threatening to impair or<br />

harm, directly or indirectly, any person or property to influence any<br />

person‟s participation or action in the Bidding Process;<br />

d. “undesirable practice” means (i) establishing contact with any person<br />

connected with or employed or engaged by the Authority with the objective<br />

<strong>of</strong> canvassing, lobbying or in any manner influencing or attempting to<br />

influence the Bidding Process; or (ii) having a Conflict <strong>of</strong> Interest; and<br />

e. “Restrictive practice” means <strong>for</strong>ming a cartel or arriving at any<br />

understanding or arrangement among Bidders with the objective <strong>of</strong><br />

restricting or manipulating a full and fair competition in the Bidding<br />

Process.<br />

9 MISCELLANEOUS<br />

9.1 Pre-bid Conference<br />

9.1.1 Pre-Bid conferences <strong>of</strong> the Bidders shall be convened at the designated date, time<br />

and place. A maximum <strong>of</strong> three representatives <strong>of</strong> each Bidder shall be allowed to<br />

participate on production <strong>of</strong> authority letter from the Bidder.<br />

9.1.2 During the course <strong>of</strong> Pre-Bid conferences, the Bidders will be free to seek<br />

clarifications and make suggestions <strong>for</strong> consideration <strong>of</strong> the Authority. The<br />

Authority shall endeavour to provide clarifications and such further in<strong>for</strong>mation as<br />

it may, in its sole discretion, consider appropriate <strong>for</strong> facilitating a fair, transparent<br />

and competitive Bidding Process.<br />

9.2 Other Conditions<br />

9.2.1 The Bidding Process shall be governed by, and construed in accordance with, the<br />

laws <strong>of</strong> India and the Courts at Lucknow shall have exclusive jurisdiction over all<br />

disputes arising under, pursuant to and/ or in connection with the Bidding Process.<br />

9.2.2 The Authority, in its sole discretion and without incurring any obligation or<br />

liability, reserves the right, at any time, to;<br />

a. suspend and/or cancel the Bidding Process and/or amend and/or<br />

supplement the bidding process or modify the dates or other terms and<br />

conditions relating thereto;<br />

b. consult with any Bidder in order to receive clarification or further<br />

in<strong>for</strong>mation;<br />

c. retain any in<strong>for</strong>mation and/ or evidence submitted to the Authority by, on<br />

behalf <strong>of</strong>, and/ or in relation to any Bidder; and/ or<br />

Request <strong>for</strong> Proposal 34


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

d. Independently verify, disqualify, reject and/ or accept any and all<br />

submissions or other in<strong>for</strong>mation and/ or evidence submitted by or on<br />

behalf <strong>of</strong> any Bidder.<br />

9.2.3 It shall be deemed that by submitting the Bid, the Bidder agrees and releases the<br />

Authority, its employees, agents and advisers, irrevocably, unconditionally, fully<br />

and finally from any and all liability <strong>for</strong> claims, losses, damages, costs, expenses or<br />

liabilities in any way related to or arising from the exercise <strong>of</strong> any rights and/ or<br />

per<strong>for</strong>mance <strong>of</strong> any obligations hereunder, pursuant hereto and/ or in connection<br />

herewith and waives any and all rights and/ or claims it may have in this respect,<br />

whether actual or contingent, whether present or future.<br />

Request <strong>for</strong> Proposal 35


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Annexures<br />

Request <strong>for</strong> Proposal 36


Annexure-1<br />

List <strong>of</strong> Clusters/Units<br />

<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Cluster 1:<br />

Cluster 2:<br />

Cluster 3:<br />

Cluster 4:<br />

Cluster 5:<br />

Cluster 6:<br />

Cluster 7:<br />

AGRA<br />

1. RTB Raja Mandi, Agra<br />

2. Shilpgram Restaurant<br />

3. Gulistan, Fatehpur Sikri<br />

4. RTB Bateshwar<br />

MATHURA<br />

1. RTB Gokulgaon<br />

2. RTB Vrindavan<br />

3. Yatri Niwas Vrindavan<br />

4. Gokul Restaurant<br />

5. P.C. Nagala Chandrabhan<br />

6. RTB Radhakund<br />

7. RTB Mathura<br />

ALLAHABAD<br />

1. Rahi Triveni Darshan<br />

2. Rahi Tourist Bungalow Allahabad<br />

VINDHYACHAL<br />

1. RTB Vindhyachal<br />

2. RTB Chunar<br />

3. RTB Mirzapur<br />

BUNDELKHAND<br />

1. RTB Jhansi<br />

2. RTB Chitrakoot<br />

3. RTB Lalitpur<br />

4. RTB Mahoba<br />

BUDDHIST<br />

1. RTB Sarnath<br />

2. RTB Kushinagar<br />

3. RTB Sankisha<br />

4. RTB Sunoli<br />

5. RTB Dohrighat<br />

6. RTB Shravasti<br />

7. RTB Kapilvastu<br />

8. RTB Naugarh<br />

9. RTB Balrampur<br />

10. RTB Ramgarh Tal, Gorakhpur<br />

NH – 91 Way Side Amenities<br />

1. RTB Bhartari, Aligarh<br />

2. RTB Bewar, Mainpuri<br />

3. RTB Rania, Kanpur<br />

4. RTB Soron, Etah<br />

Request <strong>for</strong> Proposal 37


5. Tourist Complex Patna Pachhi Vihar, Etah<br />

6. RTB Khurja, Bulandsahar<br />

7. RTB Narora, Bulandsahar<br />

8. RTB Kannauj<br />

<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Cluster 8:<br />

Cluster 9:<br />

Cluster 10:<br />

Cluster 11:<br />

Cluster 12:<br />

Cluster 13:<br />

Cluster 14:<br />

Cluster 15:<br />

NH-2 Way Side Amenities<br />

1. RTB Bhadoi<br />

2. RTB Gopiganj, Bhadoi<br />

3. RTB Auraiya<br />

4. RTB Khaga, Fatehpur<br />

NH – 24 Way Side Amenities<br />

1. RTB Garh Mukteshwar<br />

2. RTB Moradabad<br />

3. RTB Bareilly<br />

4. RTB Sahjahanpur<br />

5. RTB Sandi Jheel, Hardoi<br />

KANPUR<br />

1. RTB Bithoor, Kanpur<br />

2. RTB Tatyaganj, Kanpur<br />

SITAPUR<br />

1. RTB Neemsar, Sitapur<br />

2. RTB Hargaon, Sitapur<br />

SULTANPUR<br />

1. RTB Munshiganj, Sultanpur<br />

2. RTB Jagdishpur, Sultanpur<br />

3. RTB Raibareilly<br />

FAIZABAD<br />

1. RTB Ayodhya<br />

2. RTB Devasharif<br />

NH – 58 Way Side Amenities<br />

1. RTB Kandhala Muzzaffarnagar<br />

2. RTB Muzzaffarnagar<br />

3. RTB Sardhana, Meerut<br />

INDIVIDUAL UNITS<br />

1. Gomti, Lucknow<br />

2. RTB Basti<br />

3. RTB Deoria<br />

4. RTB Gazipur<br />

5. RTB Bhupiamau, Pratapgarh<br />

6. RTB Shikohabad<br />

7. RTB Badaun<br />

8. RTB Kachala Badaun<br />

9. RTB Kheri<br />

Request <strong>for</strong> Proposal 38


Land Area<br />

(In Sqm)<br />

Construction<br />

Area<br />

(In Sqm)<br />

<strong>Development</strong><br />

Obligation<br />

(Rs Lakh)<br />

Upfront Fee<br />

(Rs Lakhs<br />

Required<br />

Net Worth<br />

(Rs Lakh)<br />

Bid Security<br />

(Rs Lakh)<br />

Annexure-2<br />

<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

S.<br />

No.<br />

Cluster Name<br />

Name <strong>of</strong> Unit<br />

1<br />

RTB, Rajamandi, Agra 2278 2640 551 177 165 11.0<br />

2 Cluster 1: Shilp Gram, Restaurant, Agra 272 314 69 68 20 1.4<br />

3 Agra RTB, Fatehpur Sikri Agra 50000 2553 1111 35 335 22.2<br />

4 RTB Bateshwar, Agra 1728 388 20 5 5 0.4<br />

5<br />

RTB, Gokul Gaon, Mathura 8097 594 167 5 50 3.3<br />

6 Vrindavan 6073 528 319 5 95 6.4<br />

7 Yatri Niwas, Vrindavan 6073 1127 337 5 100 6.7<br />

Cluster 2:<br />

8 Gokul Resturant, Mathura 4312 420 336 31 100 6.7<br />

Mathura<br />

9 PC Nagla Chandrabhan Mathura 30480 204 340 5 100 6.8<br />

10 RTB, Radha Kund, Mathura 10121 594 410 5 125 8.2<br />

11 RTB, Mathura 8595 1326 676 9 205 13.5<br />

12 Cluster 3: R.T.D. Allahbad 1288 1378 142 36 45 2.8<br />

13 Allahabad R.T.B.Allahbad 4895 2925 1138 337 340 22.8<br />

14<br />

RTB, Vindyachal Mirzapur 4170 1853 107 8 30 2.1<br />

Cluster 4:<br />

15 RTB, Chunar, Mirzapur 2532 369 37 5 10 0.7<br />

Vindhyachal<br />

16 RTB, Mirzapur 12892 2504 228 24 70 4.6<br />

17<br />

RTB, Jhansi 6630 2090 734 47 440 29.3<br />

18 Cluster 5: RTB, Chitrakoot 12780 3345 528 70 160 10.6<br />

19 Bundelkhand RTB, Deogarh, Lalitpur 16190 462 103 5 30 2.1<br />

20 RTB, Mahoba 10414 1455 332 14 200 13.3<br />

21<br />

RTB, Sarnath Varansi 3672 1848 348 33 105 7.0<br />

22 RTB, Khushinagar 15730 4540 384 95 115 7.7<br />

23 RTB, Farukhabad (Sankisa) 4411 2439 127 5 40 2.5<br />

24 RTB, Sonauli, Maharajganj 21480 2773 338 18 100 6.8<br />

25 Cluster 6: RTB, Dohri ghat, Mau 5020 1386 165 18 50 3.3<br />

26 Buddhist RTB, Sharavasti (New) 25770 1375 407 14 245 16.3<br />

27 RTB, Kapilvastu, Siddharthanagar 10000 538 164 5 50 3.3<br />

28 RTB Naugarh (Siddhart Nagar) 5100 504 184 5 55 3.7<br />

29 RTB, Balram Pur 7217 4530 433 66 130 8.7<br />

30 RTB,Ramgarh Taal (Gorakpur) 28960 4611 517 5 310 20.7<br />

31<br />

RTB, Bhartari, Ali garh 8050 269 203 5 120 8.1<br />

32 RTB, Bewar, Mainpuri 10890 269 65 5 20 1.3<br />

33 RTB, Rania Kanpur Dehat 15790 559 95 11 30 1.9<br />

34 Cluster 7: RTB, Saron Eta 3920 465 84 5 25 1.7<br />

35 NH-91 WSA Tourist Complex, Patna Pakchi Vihar 23400 598 166 5 50 3.3<br />

36 RTB, Khurja Bulandshahar 5060 369 79 5 25 1.6<br />

37 GTR, Narora, Bulandshahar 21965 325 249 5 150 10.0<br />

38 RTB, Kannauj 7120 724 297 34 90 5.9<br />

39<br />

RTB, Bhadoi 13629 948 382 5 230 15.3<br />

40 Cluster 8: RTB, Gopiganj 4840 275 89 5 25 1.8<br />

41 NH-2 WSA RTB, Auraiya 16260 386 328 5 195 13.1<br />

42 RTB, Khaga fatehpur 4770 275 107 5 30 2.1<br />

43<br />

RTB, Garh Mukteshwar 7164 474 184 13 110 7.4<br />

44 RTB, Moradabad 8335 2338 673 68 200 13.5<br />

Cluster 9:<br />

45 RTB, Bareily 2088 970 373 63 110 7.5<br />

NH-24 WSA<br />

46 RTB, Shahjahanpur 1690 525 224 31 65 4.5<br />

47 RTB, Sandhi Jheel, Hardoi 4250 439 81 5 25 1.6<br />

48 Cluster 10: RTB, Bithur Kanpur 6100 400 38 32 10 0.8<br />

49 Kanpur RTB, Tatya Ganj 9230 880 345 14 105 6.9<br />

50 Cluster 11: RTB, Neemsar Sitapur 11500 541 404 5 120 8.1<br />

51 Sitapur RTB, Hargaoun Sitapur 1408 284 29 5 10 0.6<br />

52<br />

RTB, Munsiganj (Sultanpur) 6550 932 200 5 60 4.0<br />

Cluster 12:<br />

53 RTB, Jagdishpur (Sultanpur) 12136 1672 242 13 145 9.7<br />

Sultanpur<br />

54 RTB, Raibarelly 4443 1419 334 122 100 6.7<br />

55 Cluster 13: RTB, Ayodhya (Yatri Niwas) 2116 1087 85 7 25 1.7<br />

56 Faizabad RTB Devasharif (Barabanki) 2338 155 63 5 20 1.3<br />

57<br />

RTB, Kandhla, Muzzafarnagar 8929 388 57 5 15 1.1<br />

Cluster 14:<br />

58 RTB, Muzaffarmagar 3921 598 697 5 210 13.9<br />

NH-58 WSA<br />

59 RTB, Sardhana, Meerut 5060 450 137 5 40 2.7<br />

Request <strong>for</strong> Proposal 39


Land Area<br />

(In Sqm)<br />

Construction<br />

Area<br />

(In Sqm)<br />

<strong>Development</strong><br />

Obligation<br />

(Rs Lakh)<br />

Upfront Fee<br />

(Rs Lakhs<br />

Required<br />

Net Worth<br />

(Rs Lakh)<br />

Bid Security<br />

(Rs Lakh)<br />

<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

S.<br />

No.<br />

Cluster Name<br />

Name <strong>of</strong> Unit<br />

60<br />

Hotel Gomti, Lucknow 3629 5969 1196 485 360 23.9<br />

61 RTB, Basti 7820 280 122 5 75 4.9<br />

62 RTB, Deoriya 6750 954 118 5 35 2.4<br />

63 RTB, Ghazipur 3810 1200 144 23 45 2.9<br />

Cluster 15:<br />

64 RTB, Bhupiamau, Pratapgarh 3300 269 72 5 20 1.4<br />

Individual Units<br />

65 RTB, Sikohabad 8090 658 420 5 125 8.4<br />

66 RTB Badaun 4793 574 123 5 35 2.5<br />

67 RTB, Kachla Badaun 2950 549 67 5 20 1.3<br />

68 RTB, Dhudhwa, Khiri (Forest Den Pallia) 9100 723 33 7 10 0.7<br />

Total 610372 81802 19357 2200 6910 461.4<br />

Request <strong>for</strong> Proposal 40


Annexure-3<br />

Payment Schedule <strong>for</strong> Annual <strong>Lease</strong> Rent<br />

<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Year<br />

Financial Date <strong>of</strong> Payment <strong>of</strong><br />

Year Annual <strong>Lease</strong> Rent<br />

Amount <strong>of</strong> Payment<br />

1 2011-12<br />

Prior to Signing <strong>of</strong> Annual <strong>Lease</strong> Rent as Quoted by the Bidder (The amount payable shall be<br />

Agreement calculated pro rata <strong>for</strong> the months balance in the current Financial Year)<br />

2 2012-13 30-April-2012 105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 1<br />

3 2013-14 30-April-2013 105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 2<br />

4 2014-15 30-April-2014 105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 3<br />

5 2015-16 30-April-2015 105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 4<br />

6 2016-17 30-April-2016 105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 5<br />

7 2017-18 30-April-2017<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 6 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 6<br />

8 2018-19 30-April-2018<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 7 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 7<br />

9 2019-20 30-April-2019<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 8 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 8<br />

10 2020-21 30-April-2020<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 9 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 9<br />

11 2021-22 30-April-2021<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 10 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 10<br />

12 2022-23 30-April-2022<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 11 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 11<br />

13 2023-24 30-April-2023<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 12 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 12<br />

14 2024-25 30-April-2024<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 13 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 13<br />

15 2025-26 30-April-2025<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 14 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 14<br />

16 2026-27 30-April-2026<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 15 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 15<br />

17 2027-28 30-April-2027<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 16 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 16<br />

18 2028-29 30-April-2028<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 17 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 17<br />

19 2029-30 30-April-2029<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 18 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 18<br />

20 2030-31 30-April-2030<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 19 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 19<br />

21 2031-32 30-April-2031<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 20 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 20<br />

22 2032-33 30-April-2032<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 21 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 21<br />

23 2033-34 30-April-2033<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 22 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 22<br />

24 2034-35 30-April-2034<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 23 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 23<br />

25 2035-36 30-April-2035<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 24 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 24<br />

26 2036-37 30-April-2036<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 25 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 25<br />

27 2037-38 30-April-2037<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 26 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 26<br />

28 2038-39 30-April-2038<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 27 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 27<br />

29 2039-40 30-April-2039<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 28 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 28<br />

30 2040-41 30-April-2040<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 29 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 29<br />

31 2041-42 30-April-2041<br />

Higher Amount <strong>of</strong><br />

105% X Annual <strong>Lease</strong> Rent <strong>of</strong> Year 30 or 5% <strong>of</strong> Gross Revenue <strong>of</strong> Year 30<br />

(The amount payable shall be calculated pro rata <strong>for</strong> the months balance in the<br />

<strong>Lease</strong> Period)<br />

Request <strong>for</strong> Proposal 41


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Annexure A1<br />

Letter comprising the Bid<br />

(Refer Clause 4.3.2)<br />

Dated:<br />

Director General, Department <strong>of</strong> <strong>Tourism</strong><br />

Government <strong>of</strong> Uttar Pradesh<br />

Paryatan Bhawan, C-13, Vipin Khand, Gomti Nagar<br />

Lucknow: 226 010<br />

Sub: Bid <strong>for</strong> <strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Dear Sir,<br />

1. With reference to your <strong>RFP</strong> document dated ________, I/we, having examined the<br />

Bidding Documents and understood their contents, hereby submit my/our Bid <strong>for</strong><br />

the following Property.<br />

S. No. Name <strong>of</strong> the Units/Clusters (In order <strong>of</strong> preference)<br />

2. The Bid is unconditional and unqualified.<br />

3. All in<strong>for</strong>mation provided in the Bid and in the Annexures is true and correct.<br />

4. This statement is made <strong>for</strong> the express purpose <strong>of</strong> qualifying as a Bidder <strong>for</strong> the<br />

a<strong>for</strong>esaid Project/s.<br />

5. I/We shall make available to the Authority any additional in<strong>for</strong>mation it may find<br />

necessary or require to supplement or authenticate the Bid.<br />

6. I/We acknowledge the right <strong>of</strong> the Authority to reject our Bid without assigning<br />

any reason or otherwise and hereby waive our right to challenge the same on any<br />

account whatsoever.<br />

7. We certify that in the last three years, we/ any <strong>of</strong> the Consortium Members have<br />

neither failed to per<strong>for</strong>m on any contract, as evidenced by imposition <strong>of</strong> a penalty<br />

or a judicial pronouncement or arbitration award, nor been expelled from any<br />

project or contract nor have had any contract terminated <strong>for</strong> breach on our part.<br />

8. I/ We declare that:<br />

• I/ We have examined and have no reservations to the Bidding Documents,<br />

including any Addendum issued by the Authority.<br />

• I/ We do not have any conflict <strong>of</strong> interest in accordance with Clause 3.1.6<br />

<strong>of</strong> the <strong>RFP</strong> document;<br />

Request <strong>for</strong> Proposal 42


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

• I/We have not directly or indirectly or through an agent engaged or<br />

indulged in any corrupt practice, fraudulent practice, coercive practice,<br />

undesirable practice or restrictive practice, as defined in Section 8 <strong>of</strong> the<br />

<strong>RFP</strong> document, in respect <strong>of</strong> any tender or request <strong>for</strong> proposal issued by or<br />

any agreement entered into with the Authority or any other public sector<br />

enterprise or any government, Central or State; and<br />

• I/ We hereby certify that we have taken steps to ensure that in con<strong>for</strong>mity<br />

with the provisions <strong>of</strong> Clause 8.1 <strong>of</strong> the <strong>RFP</strong>, no person acting <strong>for</strong> us or on<br />

our behalf has engaged or will engage in any corrupt practice, fraudulent<br />

practice, coercive practice, undesirable practice or restrictive practice.<br />

9. I/ We understand that you may cancel the Bidding Process at any time and that you<br />

are neither bound to accept any Bid that you may receive nor to invite the Bidders<br />

to Bid <strong>for</strong> the Project, without incurring any liability to the Bidders, in accordance<br />

with Clause 3.7 <strong>of</strong> the <strong>RFP</strong> document.<br />

10. I/ We believe that we/ our Consortium/ satisfy(ies) the Net Worth criteria and<br />

meet(s) the requirements as specified in the <strong>RFP</strong> document and are/ is qualified to<br />

submit a Bid in accordance with the <strong>RFP</strong> document.<br />

11. I/ We declare that we/ any Member <strong>of</strong> the Consortium are/is not a Member <strong>of</strong> a/<br />

any other Consortium submitting a Bid <strong>for</strong> the Project.<br />

12. I/ We certify that in regard to matters other than security and integrity <strong>of</strong> the<br />

country, we have not been convicted by a Court <strong>of</strong> Law or indicted or adverse<br />

orders passed by a regulatory authority which could cast a doubt on our ability to<br />

undertake the Project or which relates to a grave <strong>of</strong>fence that outrages the moral<br />

sense <strong>of</strong> the community.<br />

13. I/ We further certify that in regard to matters relating to security and integrity <strong>of</strong><br />

the country, we have not been charge-sheeted by any agency <strong>of</strong> the Government or<br />

convicted by a Court <strong>of</strong> Law <strong>for</strong> any <strong>of</strong>fence committed by us or by any <strong>of</strong> our<br />

Members.<br />

14. I/ We further certify that no investigation by a regulatory authority is pending<br />

either against us or against our CEO or any <strong>of</strong> our Directors/ Managers/<br />

employees.<br />

15. I/ We undertake that in case due to any change in facts or circumstances during the<br />

Bidding Process, we are attracted by the provisions <strong>of</strong> disqualification in terms <strong>of</strong><br />

the guidelines referred to above, we shall intimate the Authority <strong>of</strong> the same<br />

immediately.<br />

16. I/ We understand that the Selected Bidder shall be an existing Company<br />

incorporated under the Indian Companies Act, 1956<br />

17. I/We hereby irrevocably waive any right which we may have at any stage at law or<br />

howsoever otherwise arising to challenge or question any decision taken by the<br />

Authority in connection with the selection <strong>of</strong> the Bidder, or in connection with the<br />

Request <strong>for</strong> Proposal 43


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Bidding Process itself, in respect <strong>of</strong> the above mentioned Project and the terms and<br />

implementation there<strong>of</strong>.<br />

18. In the event <strong>of</strong> my/ our being declared as the Selected Bidder, I/We agree to enter<br />

into an Agreement in accordance with the draft that has been provided to me/us.<br />

We agree not to seek any changes in the a<strong>for</strong>esaid draft and agree to abide by the<br />

same.<br />

19. I/We have studied all the Bidding Documents carefully and also surveyed the<br />

Project Site. We understand that except to the extent as expressly set <strong>for</strong>th in the<br />

Agreement, we shall have no claim, right or title arising out <strong>of</strong> any documents or<br />

in<strong>for</strong>mation provided to us by the Authority or in respect <strong>of</strong> any matter arising out<br />

<strong>of</strong> or concerning or relating to the Bidding Process including the award <strong>of</strong><br />

Operation.<br />

20. The Annual <strong>Lease</strong> Rent has been quoted by me/we after taking into consideration<br />

all the terms and conditions stated in the <strong>RFP</strong>, our own estimates <strong>of</strong> costs and after<br />

a careful assessment <strong>of</strong> the Project and all the conditions that may affect the Bid.<br />

21. I/We <strong>of</strong>fer a Bid Security <strong>of</strong> Rs ________ (Rupees ______ Lakhs only), to the<br />

Authority in accordance with the <strong>RFP</strong> Document. The Bid Security in the <strong>for</strong>m <strong>of</strong><br />

a Demand Draft/ irrevocable and unconditional Bank Guarantee (strike out<br />

whichever is not applicable) is attached.<br />

22. I/We agree and understand that the Bid is subject to the provisions <strong>of</strong> the Bidding<br />

Documents. In no case, I/We shall have any claim or right <strong>of</strong> whatsoever nature if<br />

the Project is not awarded to me/us or our Bid is not opened.<br />

23. I/We agree to keep this <strong>of</strong>fer valid <strong>for</strong> 180 (one hundred and eighty) days from the<br />

Bid Due Date specified in the <strong>RFP</strong>.<br />

24. I/We agree and undertake to abide by all the terms and conditions <strong>of</strong> the <strong>RFP</strong><br />

document.<br />

In witness there<strong>of</strong>, I/we submit this Bid under and in accordance with the terms <strong>of</strong> the<br />

<strong>RFP</strong> document.<br />

Yours faithfully,<br />

(Signature <strong>of</strong> the Authorised signatory)<br />

(Name and designation <strong>of</strong> the <strong>of</strong> the Authorised signatory)<br />

Name and seal <strong>of</strong> Bidder/Lead Firm<br />

Date:<br />

Place:<br />

Note: Paragraphs in square parenthesis may be omitted, if not applicable, or modified as necessary.<br />

Request <strong>for</strong> Proposal 44


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Annexure A2<br />

Power <strong>of</strong> Attorney <strong>for</strong> signing <strong>of</strong> Bid<br />

(Refer Clause 4.3.2)<br />

Know all men by these presents, We, ____________ (name <strong>of</strong> the firm and address <strong>of</strong> the<br />

registered <strong>of</strong>fice) do hereby irrevocably constitute, nominate, appoint and authorise Mr.<br />

/Ms (Name), son/daughter/wife <strong>of</strong>___________ and presently residing at<br />

______________, who is [presently employed with us/ the Lead Member <strong>of</strong> our<br />

Consortium and holding the position <strong>of</strong> ___________], as our true and lawful attorney<br />

(hereinafter referred to as the “Attorney”) to do in our name and on our behalf, all such<br />

acts, deeds and things as are necessary or required in connection with or incidental to<br />

submission <strong>of</strong> our bid <strong>for</strong> the “<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong> at ----------------------<br />

-----------------------, Uttar Pradesh” proposed or being developed by the Director<br />

General, Department <strong>of</strong> <strong>Tourism</strong>, Government <strong>of</strong> Uttar Pradesh (GoUP) (the “Authority”)<br />

including but not limited to signing and submission <strong>of</strong> all Bids, Bids and other documents<br />

and writings, participate in Bidders' and other conferences and providing in<strong>for</strong>mation<br />

/responses to the Authority, representing us in all matters be<strong>for</strong>e the Authority, signing<br />

and execution <strong>of</strong> all contracts including the Agreement and undertakings consequent to<br />

acceptance <strong>of</strong> our Bid, and generally dealing with the Authority in all matters in<br />

connection with or relating to or arising out <strong>of</strong> our Bid <strong>for</strong> the said Project and/or upon<br />

award there<strong>of</strong> to us and/or till the entering into <strong>of</strong> the Agreement with the Authority.<br />

AND we hereby agree to ratify and confirm and do hereby ratify and confirm all acts,<br />

deeds and things lawfully done or caused to be done by our said Attorney pursuant to and<br />

in exercise <strong>of</strong> the powers conferred by this Power <strong>of</strong> Attorney and that all acts, deeds and<br />

things done by our said Attorney in exercise <strong>of</strong> the powers hereby conferred shall and<br />

shall always be deemed to have been done by us.<br />

IN WITNESS WHEREOF WE, ____________, THE ABOVE NAMED PRINCIPAL<br />

HAVE EXECUTED THIS POWER OF ATTORNEY ON THIS _____________DAY OF<br />

_________, 2011.<br />

Request <strong>for</strong> Proposal 45


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

For __________________<br />

(Signature)<br />

Witnesses:<br />

(Name, Title and Address)<br />

1.<br />

2.<br />

Accepted [Notarised]<br />

(Signature)<br />

(Name, Title and Address <strong>of</strong> the Attorney)<br />

Notes:<br />

• The mode <strong>of</strong> execution <strong>of</strong> the Power <strong>of</strong> Attorney should be in accordance with the<br />

procedure, if any, laid down by the applicable law and the charter documents <strong>of</strong><br />

the executants (s) and when it is so required, the same should be under common<br />

seal affixed in accordance with the required procedure.<br />

• Also, wherever required, the Bidder should submit <strong>for</strong> verification the extract <strong>of</strong><br />

the charter documents and documents such as a resolution/power <strong>of</strong> attorney in<br />

favour <strong>of</strong> the person executing this Power <strong>of</strong> Attorney <strong>for</strong> the delegation <strong>of</strong> power<br />

hereunder on behalf <strong>of</strong> the Bidder.<br />

• For a Power <strong>of</strong> Attorney executed and issued overseas, the document will also<br />

have to be legalised by the Indian Embassy and notarised in the jurisdiction where<br />

the Power <strong>of</strong> Attorney is being issued.<br />

Request <strong>for</strong> Proposal 46


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Annexure A3<br />

(Refer Clause 4.3.2)<br />

Joint Bidding Agreement<br />

(To be executed o n Stamp paper <strong>of</strong> appropriate value)<br />

THIS JOINT BIDDING AGREEMENT is entered into on this the ___________ day <strong>of</strong><br />

________________2011<br />

AMONGST<br />

______________Limited, a company incorporated under the Companies Act, 1956 and<br />

having its registered <strong>of</strong>fice at ________________(hereinafter referred to as the “First Part”<br />

which expression shall, unless repugnant to the context include its successors and permitted<br />

assigns)<br />

AND<br />

_________________Limited, a company incorporated under the Companies Act, 1956 and<br />

having its registered <strong>of</strong>fice at ______________________ (hereinafter referred to as the<br />

“Second Part” which expression shall, unless repugnant to the context include its<br />

successors and permitted assigns)<br />

AND<br />

________________Limited, a company incorporated under the Companies Act, 1956 and<br />

having its registered <strong>of</strong>fice at _______________ (hereinafter referred to as the “Third<br />

Part” which expression shall, unless repugnant to the context include its successors and<br />

permitted assigns)<br />

The above mentioned parties <strong>of</strong> the FIRST, SECOND and THIRD PART are collectively<br />

referred to as the “Parties” and each is individually referred to as a “Party”<br />

WHEREAS,<br />

Department <strong>of</strong> <strong>Tourism</strong>, Government <strong>of</strong> Uttar Pradesh, represented by its Director General<br />

hereinafter referred to as the “Authority” which expression shall, unless repugnant to the<br />

context or meaning there<strong>of</strong>, include its administrators, successors and assigns) has invited<br />

bids (the “Bids”) by its Request <strong>for</strong> Proposal dated _________ (the “<strong>RFP</strong>”) <strong>for</strong> prequalification,<br />

short-listing <strong>of</strong> bidders and selection <strong>of</strong> Developer <strong>for</strong> <strong>Development</strong> <strong>of</strong><br />

<strong>Tourism</strong> <strong>Properties</strong> at _________________________________, Uttar Pradesh (the<br />

“Project”) through public private partnership.<br />

The Parties are interested in jointly bidding <strong>for</strong> the Project as members <strong>of</strong> a Consortium and<br />

in accordance with the terms and conditions <strong>of</strong> the <strong>RFP</strong> document and other bid documents<br />

in respect <strong>of</strong> the Project, and<br />

It is a necessary condition under the <strong>RFP</strong> document that the members <strong>of</strong> the Consortium<br />

shall enter into a Joint Bidding Agreement and furnish a copy there<strong>of</strong> with the Bid.<br />

Request <strong>for</strong> Proposal 47


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

NOW IT IS HEREBY AGREED as follows:<br />

1. Definitions and Interpretations<br />

In this Agreement, the capitalized terms shall, unless the context otherwise requires, have<br />

the meaning ascribed thereto under the <strong>RFP</strong>.<br />

2. Consortium<br />

2.1. The Parties do hereby irrevocably constitute a consortium (the “Consortium”) <strong>for</strong><br />

the purposes <strong>of</strong> jointly participating in the Bidding Process <strong>for</strong> the Project.<br />

2.2. The Parties hereby undertake to participate in the Bidding Process only through this<br />

Consortium and not individually and/ or through any other consortium constituted<br />

<strong>for</strong> this Project, either directly or indirectly or through any <strong>of</strong> their Associates.<br />

3. Covenants<br />

The Parties hereby undertake that in the event the Consortium is declared the selected<br />

Bidder and awarded the Project, it shall incorporate a special purpose vehicle (the “SPV”)<br />

under the Indian Companies Act, 1956 <strong>for</strong> entering into an Agreement with the Authority<br />

and <strong>for</strong> per<strong>for</strong>ming all its obligations as the Developer in terms <strong>of</strong> the Agreement <strong>for</strong> the<br />

Project<br />

4. Role <strong>of</strong> the Parties<br />

The Parties hereby undertake to per<strong>for</strong>m the roles and responsibilities as described below:<br />

4.1. Party <strong>of</strong> the First Part shall be the Lead member <strong>of</strong> the Consortium and shall have<br />

the power <strong>of</strong> attorney from all Parties <strong>for</strong> conducting all business <strong>for</strong> and on behalf<br />

<strong>of</strong> the Consortium during the Bidding Process and until the Appointed Date under<br />

the Agreement when all the obligations <strong>of</strong> the SPV shall become effective;<br />

4.2. Party <strong>of</strong> the Second Part shall be {the Technical/ Financial Member <strong>of</strong> the<br />

Consortium;}<br />

4.3. Party <strong>of</strong> the Third Part shall be the Operation and Maintenance Member/ Other<br />

Member <strong>of</strong> the Consortium.}<br />

5. Joint and Several Liability<br />

The Parties do hereby undertake to be jointly and severally responsible <strong>for</strong> all obligations<br />

and liabilities relating to the Project and in accordance with the terms <strong>of</strong> the <strong>RFP</strong> and the<br />

Agreement, till such time as the Financial Close <strong>for</strong> the Project is achieved under and in<br />

accordance with the Agreement.<br />

6. Shareholding in the SPV<br />

The Parties agree that the proportion <strong>of</strong> shareholding among the Parties in the SPV shall be<br />

as follows:<br />

First Party:<br />

Second Party:<br />

Third Party:<br />

6.1. The Parties undertake that a minimum <strong>of</strong> 51% (Fifty one per cent) <strong>of</strong> the subscribed<br />

and paid up equity share capital <strong>of</strong> the SPV shall, at all times till the fifth year from<br />

the Appointed Date <strong>of</strong> the Project, be held by the Parties <strong>of</strong> the First Part whose<br />

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<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

experience and Net worth have been reckoned <strong>for</strong> the purposes <strong>of</strong> qualification and<br />

short-listing <strong>of</strong> Applicants <strong>for</strong> the Project in terms <strong>of</strong> the <strong>RFP</strong>.<br />

6.2. The Parties undertake that they shall comply with all equity lock-in requirements set<br />

<strong>for</strong>th in the Agreement.<br />

7. Representation <strong>of</strong> the Parties<br />

Each Party represents to the other Parties as <strong>of</strong> the date <strong>of</strong> this Agreement that:<br />

7.1. Such Party is duly organized, validly existing and in good standing under the laws <strong>of</strong><br />

its incorporation and has all requisite power and authority to enter into this<br />

Agreement;<br />

7.2. The execution, delivery and per<strong>for</strong>mance by such Party <strong>of</strong> this Agreement has been<br />

authorised by all necessary and appropriate corporate or governmental action and a<br />

copy <strong>of</strong> the extract <strong>of</strong> the charter documents and board resolution/ power <strong>of</strong> attorney<br />

in favour <strong>of</strong> the person executing this Agreement <strong>for</strong> the delegation <strong>of</strong> power and<br />

authority to execute this Agreement on behalf <strong>of</strong> the Consortium Member is annexed<br />

to this Agreement, and will not, to the best <strong>of</strong> its knowledge:<br />

a. require any consent or approval not already obtained;<br />

b. violate any Applicable Law presently in effect and having applicability to it;<br />

c. violate the memorandum and articles <strong>of</strong> association, by-laws or other<br />

applicable organisational documents there<strong>of</strong>;<br />

d. violate any clearance, permit, concession, grant, license or other<br />

governmental authorisation, approval, judgment, order or decree or any<br />

mortgage agreement, indenture or any other instrument to which such Party<br />

is a party or by which such Party or any <strong>of</strong> its properties or assets are bound<br />

or that is otherwise applicable to such Party; or<br />

e. create or impose any liens, mortgages, pledges, claims, security interests,<br />

charges or Encumbrances or obligations to create a lien, charge, pledge,<br />

security interest, encumbrances or mortgage in or on the property <strong>of</strong> such<br />

Party, except <strong>for</strong> encumbrances that would not, individually or in the<br />

aggregate, have a material adverse effect on the financial condition or<br />

prospects or business <strong>of</strong> such Party so as to prevent such Party from fulfilling<br />

its obligations under this Agreement;<br />

f. this Agreement is the legal and binding obligation <strong>of</strong> such Party, en<strong>for</strong>ceable<br />

in accordance with its terms against it; and<br />

g. there is no litigation pending or, to the best <strong>of</strong> such Party's knowledge,<br />

threatened to which it or any <strong>of</strong> its Affiliates is a party that presently affects<br />

or which would have a material adverse effect on the financial condition or<br />

prospects or business <strong>of</strong> such Party in the fulfillment <strong>of</strong> its obligations under<br />

this Agreement.<br />

8. Termination<br />

This Agreement shall be effective from the date here<strong>of</strong> and shall continue in full <strong>for</strong>ce and<br />

effect until the Financial Close <strong>of</strong> the Project is achieved under and in accordance with the<br />

Agreement, in case the Project is awarded to the Consortium. However, in case the<br />

Consortium is either not prequalified <strong>for</strong> the Project or does not get selected <strong>for</strong> award <strong>of</strong><br />

the Project, the Agreement will stand terminated in case the Applicant is not pre-qualified<br />

or upon return <strong>of</strong> the Bid Security by the Authority to the Bidder, as the case may be.<br />

9. Miscellaneous<br />

Request <strong>for</strong> Proposal 49


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

This Joint Bidding Agreement shall be governed by laws <strong>of</strong> {India}. The Parties<br />

acknowledge and accept that this Agreement shall not be amended by the Parties without<br />

the prior written consent <strong>of</strong> the Authority.<br />

IN WITNESS WHEREOF THE PARTIES ABOVE NAMED HAVE EXECUTED AND<br />

DELIVERED THIS AGREEMENT AS OF THE DATE FIRST ABOVE WRITTEN.<br />

SIGNED, SEALED AND DELIVERED<br />

For and on behalf <strong>of</strong> LEAD MEMBER<br />

(Signature)<br />

(Name)<br />

(Designation) (Address)<br />

For and on behalf <strong>of</strong>: SECOND PART<br />

(Signature)<br />

(Name)<br />

(Designation)<br />

(Address)<br />

For and on behalf <strong>of</strong> THIRD PART<br />

(Signature)<br />

(Name)<br />

(Designation)<br />

(Address)<br />

Request <strong>for</strong> Proposal 50


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Annexure A4<br />

(Refer Clause 4.3.2)<br />

Power <strong>of</strong> Attorney <strong>for</strong> Lead Member <strong>of</strong> Consortium<br />

Whereas the Director General, Department <strong>of</strong> <strong>Tourism</strong>, Government <strong>of</strong> Uttar Pradesh (“the<br />

Authority”) has invited applications from interested parties <strong>for</strong> the <strong>Development</strong> <strong>of</strong> <strong>Tourism</strong><br />

<strong>Properties</strong> at _____________________________________(the “Project”).<br />

Whereas, …………………….., …………………….., …………………….. and<br />

…………………….. (collectively the “Consortium”) being Members <strong>of</strong> the Consortium are<br />

interested in bidding <strong>for</strong> the Project in accordance with the terms and conditions <strong>of</strong> the<br />

Request <strong>for</strong> Proposal document (<strong>RFP</strong>) and other connected documents in respect <strong>of</strong> the<br />

Project, and<br />

Whereas, it is necessary <strong>for</strong> the Members <strong>of</strong> the Consortium to designate one <strong>of</strong> them as the<br />

Lead Member with all necessary power and authority to do <strong>for</strong> and on behalf <strong>of</strong> the<br />

Consortium, all acts, deeds and things as may be necessary in connection with the<br />

Consortium‟s bid <strong>for</strong> the Project and its execution.<br />

NOW THEREFORE KNOW ALL MEN BY THESE PRESENTS<br />

We, …………………….. having our registered <strong>of</strong>fice at …………………….., M/s.<br />

…………………….. having our registered <strong>of</strong>fice at …………………….., M/s.<br />

…………………….. having our registered <strong>of</strong>fice at …………………….., and<br />

…………………….. having our registered <strong>of</strong>fice at …………………….., (hereinafter<br />

collectively referred to as the “Principals”) do hereby irrevocably designate, nominate,<br />

constitute, appoint and authorise M/s …………………….. having its registered <strong>of</strong>fice at<br />

…………………….., being one <strong>of</strong> the Members <strong>of</strong> the Consortium, as the Lead Member<br />

and true and lawful attorney <strong>of</strong> the Consortium (hereinafter referred to as the “Attorney”).<br />

We hereby irrevocably authorise the Attorney (with power to sub-delegate) to conduct all<br />

business <strong>for</strong> and on behalf <strong>of</strong> the Consortium and any one <strong>of</strong> us during the bidding process<br />

and, in the event the Consortium is awarded the <strong>Lease</strong>, during the execution <strong>of</strong> the Project<br />

and in this regard, to do on our behalf and on behalf <strong>of</strong> the Consortium, all or any <strong>of</strong> such<br />

acts, deeds or things as are necessary or required or incidental to the prequalification <strong>of</strong> the<br />

Consortium and submission <strong>of</strong> its Bid <strong>for</strong> the Project, including but not limited to signing<br />

and submission <strong>of</strong> all applications, Bids and other documents and writings, participate in<br />

bidders and other conferences, respond to queries, submit in<strong>for</strong>mation/ documents, sign and<br />

execute contracts and undertakings consequent to acceptance <strong>of</strong> the Bid <strong>of</strong> the Consortium<br />

and generally to represent the Consortium in all its dealings with the Authority, and/ or any<br />

other Government Agency or any person, in all matters in connection with or relating to or<br />

arising out <strong>of</strong> the Consortium‟s Bid <strong>for</strong> the Project and/ or upon award there<strong>of</strong> till the<br />

Agreement is entered into with the Authority.<br />

AND hereby agree to ratify and confirm and do hereby ratify and confirm all acts, deeds<br />

and things done or caused to be done by our said Attorney pursuant to and in exercise <strong>of</strong> the<br />

powers conferred by this Power <strong>of</strong> Attorney and that all acts, deeds and things done by our<br />

said Attorney in exercise <strong>of</strong> the powers hereby conferred shall and shall always be deemed<br />

to have been done by us/ Consortium.<br />

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<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

IN WITNESS WHEREOF WE THE PRINCIPALS ABOVE NAMED HAVE EXECUTED<br />

THIS POWER OF ATTORNEY ON THIS …………………. DAY OF ………. 2011<br />

For ……………………..<br />

(Signature)<br />

……………………..<br />

(Name & Title)<br />

For ……………………..<br />

(Signature)<br />

……………………..<br />

(Name & Title)<br />

For ……………………..<br />

(Signature)<br />

……………………..<br />

(Name & Title)<br />

Witnesses:<br />

1.<br />

2.<br />

………………………………………<br />

(Executants)<br />

(To be executed by all the Members <strong>of</strong> the Consortium)<br />

Notes:<br />

• The mode <strong>of</strong> execution <strong>of</strong> the Power <strong>of</strong> Attorney should be in accordance with the<br />

procedure, if any, laid down by the applicable law and the charter documents <strong>of</strong> the<br />

executant(s) and when it is so required, the same should be under common seal<br />

affixed in accordance with the required procedure.<br />

• Also, wherever required, the Applicant should submit <strong>for</strong> verification the extract <strong>of</strong><br />

the charter documents and documents such as a board or shareholders’ resolution/<br />

power <strong>of</strong> attorney in favour <strong>of</strong> the person executing this Power <strong>of</strong> Attorney <strong>for</strong> the<br />

delegation <strong>of</strong> power hereunder on behalf <strong>of</strong> the Applicant.<br />

• For a Power <strong>of</strong> Attorney executed and issued overseas, the document will also have<br />

to be legalised by the Indian Embassy and notarised in the jurisdiction where the<br />

Power <strong>of</strong> Attorney is being issued. However, the Power <strong>of</strong> Attorney provided by<br />

Applicants from countries that have signed the Hague Legislation Convention1961<br />

are not required to be legalised by the Indian Embassy if it carries a con<strong>for</strong>ming<br />

Appostille certificate.<br />

Request <strong>for</strong> Proposal 52


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Annexure A5<br />

(Refer Clause 4.3.2)<br />

Bank Guarantee <strong>for</strong> Bid Security<br />

(The Bidder has to submit separate Bid Security <strong>for</strong> submitting more than one Bids)<br />

B.G. No.<br />

Dated:<br />

In consideration <strong>of</strong> you, Director General, Department <strong>of</strong> <strong>Tourism</strong>, Government <strong>of</strong> Uttar<br />

Pradesh, having its <strong>of</strong>fice at Lucknow, (hereinafter referred to as the “Authority”, which<br />

expression shall unless it be repugnant to the subject or context there<strong>of</strong> include its,<br />

successors and assigns) having agreed to receive the Bid <strong>of</strong> _________ [a Company<br />

registered under provision <strong>of</strong> the Companies Act, 1956] and having its registered <strong>of</strong>fice at<br />

_______ [and acting on behalf <strong>of</strong> its Consortium] (hereinafter referred to as the “Bidder”<br />

which expression shall unless it be repugnant to the subject or context there<strong>of</strong> include<br />

its/their executors administrators, successors and assigns), <strong>for</strong> the <strong>Development</strong> <strong>of</strong> <strong>Tourism</strong><br />

<strong>Properties</strong> at __________________________ (hereinafter referred to as “the Project”)<br />

pursuant to the <strong>RFP</strong> Document dated _____ issued in respect <strong>of</strong> the Project and other<br />

related documents hereinafter collectively referred to as “Bidding Documents”), we<br />

[Name <strong>of</strong> the Bank] having our registered <strong>of</strong>fice at _______ and one <strong>of</strong> its branches at<br />

_______ hereinafter referred to as the “Bank”), at the request <strong>of</strong> the Bidder, do hereby in<br />

terms <strong>of</strong> Section 5 <strong>of</strong> the <strong>RFP</strong> Document, irrevocably, unconditionally and without<br />

reservation guarantee the due and faithful fulfilment and compliance <strong>of</strong> the terms and<br />

conditions <strong>of</strong> the Bidding Documents (including the <strong>RFP</strong> Document) by the said Bidder<br />

and unconditionally and irrevocably undertake to pay <strong>for</strong>thwith to the Authority an<br />

amount <strong>of</strong> Rs. ____ Lakhs (Rupees ____ Lakhs only) as Bid Security (hereinafter<br />

referred to as the “Bid Security”) as our primary obligation without any demur,<br />

reservation, recourse, contest or protest and without reference to the Bidder if the Bidder<br />

shall fail to fulfil or comply with all or any <strong>of</strong> the terms and conditions contained in the<br />

said Bidding Documents.<br />

Any such written demand made by the Authority stating that the Bidder is in default <strong>of</strong> the<br />

due and faithful fulfilment and compliance with the terms and conditions contained in the<br />

Bidding Documents shall be final, conclusive and binding on the Bank.<br />

We, the Bank, do hereby unconditionally undertake to pay the amounts due and payable<br />

under this Guarantee without any demur, reservation, recourse, contest or protest and<br />

without any reference to the Bidder or any other person and irrespective <strong>of</strong> whether the<br />

claim <strong>of</strong> the Authority is disputed by the Bidder or not merely on the first demand from<br />

the Authority stating that the amount claimed is due to the Authority by reason <strong>of</strong> failure<br />

<strong>of</strong> the Bidder to fulfil and comply with the terms and conditions contained in the Bidding<br />

Documents including failure <strong>of</strong> the said Bidder to keep its Bid open during the Bid<br />

validity period as set<strong>for</strong>th in the said Bidding Documents <strong>for</strong> any reason whatsoever. Any<br />

such demand made on the Bank shall be conclusive as regards amount due and payable by<br />

the Bank under this Guarantee. However, our liability under this Guarantee shall be<br />

restricted to an amount not exceeding Rs. _____ Lakhs (Rupees ______ Lakhs only).<br />

This Guarantee shall be irrevocable and unconditional and remain in full <strong>for</strong>ce <strong>for</strong> a period<br />

<strong>of</strong> 240 (Two Hundred Fourty) days from the Bid Due Date inclusive <strong>of</strong> a claim period <strong>of</strong><br />

Request <strong>for</strong> Proposal 53


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

60 (sixty) days or <strong>for</strong> such extended period as may be mutually agreed between the<br />

Authority and the Bidder, and agreed to by the Bank, and shall continue to be en<strong>for</strong>ceable<br />

till all amounts under this Guarantee have been paid.<br />

We, the Bank, further agree that the Authority shall be the sole judge to decide as to<br />

whether the Bidder is in default <strong>of</strong> due and faithful fulfilment and compliance with the<br />

terms and conditions contained in the Bidding Documents including, inter alia, the failure<br />

<strong>of</strong> the Bidder to keep its Bid open during the Bid validity period set <strong>for</strong>th in the said<br />

Bidding Documents, and the decision <strong>of</strong> the Authority that the Bidder is in default as<br />

a<strong>for</strong>esaid shall be final and binding on us, notwithstanding any differences between the<br />

Authority and the Bidder or any dispute pending be<strong>for</strong>e any Court, Tribunal, Arbitrator or<br />

any other Authority.<br />

The Guarantee shall not be affected by any change in the constitution or winding up <strong>of</strong> the<br />

Bidder or the Bank or any absorption, merger or amalgamation <strong>of</strong> the Bidder or the Bank<br />

with any other person.<br />

In order to give full effect to this Guarantee, the Authority shall be entitled to treat the<br />

Bank as the principal debtor. The Authority shall have the fullest liberty without affecting<br />

in any way the liability <strong>of</strong> the Bank under this Guarantee from time to time to vary any <strong>of</strong><br />

the terms and conditions contained in the said Bidding Documents or to extend time <strong>for</strong><br />

submission <strong>of</strong> the Bids or the Bid validity period or the period <strong>for</strong> conveying acceptance<br />

<strong>of</strong> Letter <strong>of</strong> Award by the Bidder or the period <strong>for</strong> fulfilment and compliance with all or<br />

any <strong>of</strong> the terms and conditions contained in the said Bidding Documents by the said<br />

Bidder or to postpone <strong>for</strong> any time and from time to time any <strong>of</strong> the powers exercisable by<br />

it against the said Bidder and either to en<strong>for</strong>ce or <strong>for</strong>bear from en<strong>for</strong>cing any <strong>of</strong> the terms<br />

and conditions contained in the said Bidding Documents or the securities available to the<br />

Authority, and the Bank shall not be released from its liability under these presents by<br />

any exercise by the Authority <strong>of</strong> the liberty with reference to the matters a<strong>for</strong>esaid or by<br />

reason <strong>of</strong> time being given to the said Bidder or any other <strong>for</strong>bearance, act or omission on<br />

the part <strong>of</strong> the Authority or any indulgence by the Authority to the said Bidder or by any<br />

change in the constitution <strong>of</strong> the Authority or its absorption, merger or amalgamation with<br />

any other person or any other matter or thing whatsoever which under the law relating to<br />

sureties would but <strong>for</strong> this provision have the effect <strong>of</strong> releasing the Bank from its such<br />

liability.<br />

Any notice by way <strong>of</strong> request, demand or otherwise hereunder shall be sufficiently given<br />

or made if addressed to the Bank and sent by courier or by registered mail to the Bank at<br />

the address set <strong>for</strong>th herein.<br />

We undertake to make the payment on receipt <strong>of</strong> your notice <strong>of</strong> claim on us addressed to<br />

[name <strong>of</strong> Bank along with branch address] and delivered at our above branch that shall be<br />

deemed to have been duly authorised to receive the said notice <strong>of</strong> claim<br />

It shall not be necessary <strong>for</strong> the Authority to proceed against the said Bidder be<strong>for</strong>e<br />

proceeding against the Bank and the guarantee herein contained shall be en<strong>for</strong>ceable against<br />

the Bank, notwithstanding any other security which the Authority may have obtained from<br />

the said Bidder or any other person and which shall, at the time when proceedings are taken<br />

against the Bank hereunder, be outstanding or unrealised.<br />

Request <strong>for</strong> Proposal 54


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

We, the Bank, further undertake not to revoke this Guarantee during its currency except<br />

with the previous express consent <strong>of</strong> the Authority in writing.<br />

The Bank declares that it has power to issue this Guarantee and discharge the obligations<br />

contemplated herein, the undersigned is duly authorised and has full power to execute this<br />

Guarantee <strong>for</strong> and on behalf <strong>of</strong> the Bank.<br />

Signed and Delivered by ___________ Bank<br />

By the hand <strong>of</strong> Mr. /Ms. _____ _____________, its________ and authorised <strong>of</strong>ficial.<br />

(Signature <strong>of</strong> the Authorised Signatory)<br />

(Official Seal)<br />

Request <strong>for</strong> Proposal 55


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Annexure A6<br />

(Refer Clause 4.3.2)<br />

ANTI-COLLUSION CERTIFICATE<br />

(On the letter head <strong>of</strong> the Lead Member / Single Entity)<br />

ANTI-COLLUSION CERTIFICATE<br />

We hereby certify and confirm that in the preparation and submission <strong>of</strong> this Proposal, we<br />

have not acted in concert or in collusion with any other Bidder or other person(s) and also<br />

not done any act, deed, or thing which is or could be regarded as anti-competitive.<br />

We further confirm that we have not <strong>of</strong>fered nor will <strong>of</strong>fer any illegal gratification in cash<br />

or kind to any person or agency in connection with the instant Proposal.<br />

Date this ……………………..Day <strong>of</strong> ………………….2011.<br />

Name <strong>of</strong> the Bidder<br />

Signature <strong>of</strong> the Authorised Representative<br />

Name <strong>of</strong> the Authorised Representative<br />

Note: To be executed by the lead member, in case <strong>of</strong> a Consortium<br />

Request <strong>for</strong> Proposal 56


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Annexure A7<br />

(Refer Clause 4.3.3)<br />

S. N. Particulars Details<br />

1. Basic In<strong>for</strong>mation <strong>of</strong> Organization<br />

a) Name <strong>of</strong> the Company<br />

b) Status in the Project Single Bidder/<br />

Lead Consortium Member / Other<br />

Consortium Member<br />

(Strike out whichever is not<br />

applicable)<br />

c) Country <strong>of</strong> incorporation<br />

d) Date <strong>of</strong> incorporation and / or<br />

commencement <strong>of</strong> business<br />

e) Address <strong>of</strong> the corporate headquarters and its<br />

branch <strong>of</strong>fice(s), if any, in India<br />

f) Ownership <strong>of</strong> the Organization<br />

(List <strong>of</strong> stakeholders/members who own 10%<br />

or more stocks & their interest in the<br />

company<br />

g) List <strong>of</strong> current directors<br />

h) Other key management personnel<br />

2. Brief description <strong>of</strong> the Company including<br />

details <strong>of</strong> its main lines <strong>of</strong> business.<br />

3. Proposed role and responsibilities <strong>of</strong> the<br />

Company in this project<br />

4. Details <strong>of</strong> individual (s) who will serve as<br />

the point <strong>of</strong> contact/communication within<br />

the Company:<br />

(a) Name<br />

(b) Designation<br />

(c) Address<br />

(d) Telephone Number<br />

(e) E-Mail Address<br />

(f) Fax Number<br />

Note:<br />

• In case <strong>of</strong> a Consortium, the in<strong>for</strong>mation above should be provided <strong>for</strong> all the<br />

members <strong>of</strong> the consortium in separate sheets.<br />

• Please attach a copy <strong>of</strong> Certificate <strong>of</strong> Incorporation, Memorandum <strong>of</strong> Association,<br />

Articles <strong>of</strong> Association, Company Pr<strong>of</strong>ile, Company Brochure, Copies <strong>of</strong> latest<br />

Income Tax return, Service Tax Registration No. issued by the competent<br />

authorities with details <strong>of</strong> PAN/TIN/ECC/CST etc <strong>of</strong> each individual Members<br />

Signature ___________________<br />

Name ___________________<br />

Designation ___________________<br />

Company ___________________<br />

Company seal<br />

Date ___________________<br />

1.<br />

2.<br />

3.<br />

Request <strong>for</strong> Proposal 57


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Annexure A8<br />

(Refer Clause 4.3.3)<br />

Financial Summary Data<br />

Net-worth related data<br />

All figures in INR millions<br />

S. No. Description As on 31.03.2011<br />

A Paid up Share Capital<br />

B Reserves & Surplus<br />

C Sum <strong>of</strong> Revaluation Reserves, miscellaneous<br />

expenditure not written <strong>of</strong>f and reserves not<br />

available <strong>for</strong> distribution to equity share<br />

holders<br />

D Net-worth (A+B-C)<br />

Note:<br />

Details <strong>of</strong> Calculation <strong>of</strong> net worth along with Auditors Certificate (<strong>for</strong> each<br />

member in case <strong>of</strong> Consortium) shall be to be enclosed.<br />

Audited Balance sheets and Pr<strong>of</strong>it & Loss statements <strong>of</strong> the Applicant (<strong>of</strong> the each<br />

member, in case <strong>of</strong> a Consortium) shall be enclosed.<br />

Signature ___________________<br />

Name ___________________<br />

Designation ___________________<br />

Company ___________________<br />

Company seal<br />

Date ___________________<br />

Request <strong>for</strong> Proposal 58


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Annexure A9<br />

(Refer Clause 4.3.3)<br />

Date:<br />

Undertaking to meet the Minimum <strong>Development</strong> & Operation Obligations<br />

[On the Letter head <strong>of</strong> the Bidder (in case <strong>of</strong> Single Bidder)<br />

or Lead Member (in case <strong>of</strong> a Consortium)]<br />

Director General, Department <strong>of</strong> <strong>Tourism</strong><br />

Government <strong>of</strong> Uttar Pradesh<br />

Paryatan Bhawan, C-13, Vipin Khand, Gomti Nagar<br />

Lucknow: 226 010<br />

Sub: Bid <strong>for</strong> <strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong> at ___________________________,<br />

Uttar Pradesh<br />

Sir,<br />

I/We hereby undertake that if the Project is awarded to us, we will meet the Minimum<br />

<strong>Development</strong> & Operation Obligations as given below:<br />

a. I/We shall upgrade/renovate/modernise the existing facilities and create/add other<br />

assets including overall development as required <strong>for</strong> the Property and shall make an<br />

investment <strong>of</strong> an amount equal to or greater than as mentioned in Annexure-2 <strong>of</strong> the<br />

<strong>RFP</strong> Document.<br />

b. I/We shall finance, upgrade, develop, operate, manage and maintain the Property,<br />

Project Facility and Project Asset as per Good Industry Practice from the<br />

Appointed Date.<br />

c. The Property, Project Facility and Project Asset under consideration shall be used<br />

only <strong>for</strong> providing Hospitality/<strong>Tourism</strong> services.<br />

d. I/We shall complete the Initial Phase within 1 year from the Appointed Date and<br />

<strong>Development</strong> Phase within 5 years from Appointed Date.<br />

e. I/We shall Augment/expand/Develop the Property with prior approval from the<br />

Authority to be in line with the local building regulations, and other Applicable<br />

Laws.<br />

f. I/We shall follow the Building bye-laws and Regulation <strong>of</strong> the nearest Urban Area<br />

<strong>for</strong> additional construction/development in case the Unit/Property is located in<br />

Rural Area.<br />

g. Carry out new construction <strong>for</strong> providing additional rooms or additional facilities<br />

in the Property.<br />

h. I/We shall not violate any applicable Environmental Standards and Pollution<br />

Control Norms as laid down by Central / State Pollution Control Board.<br />

i. Existing local development controls, if any, will be binding if they are more<br />

limiting than the Project Specifications / Minimum Requirements.<br />

j. I/We shall operate the Project without disturbing the natural surroundings and<br />

ensuring that the local flora and fauna are not disturbed.<br />

k. I/We shall create an adequate waste disposal system <strong>for</strong> management and disposal<br />

<strong>of</strong> the waste generated through the Project.<br />

Request <strong>for</strong> Proposal 59


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

l. I/We shall be responsible <strong>for</strong> maintaining hygiene and quality standards at the<br />

Property and Project Facilities and providing quality services to tourists.<br />

m. I/We shall be responsible <strong>for</strong> providing adequate security <strong>for</strong> the tourists using the<br />

Project Facilities, and ensuring there is no damage or loss to Project Facilities<br />

I/We also undertake to obtain the necessary approvals required <strong>for</strong> development and<br />

operation <strong>of</strong> required services from competent authorities and meet the applicable Local<br />

and State Rules and Regulation including the Environmental Norms <strong>of</strong> the both State and<br />

Central Government and all other Rules & Regulations as applicable.<br />

Further I/We confirm that I/We am/are willing to abide by the requirement laid down by<br />

<strong>Tourism</strong> Regulatory Authority <strong>of</strong> India<br />

Yours faithfully,<br />

_________________________<br />

(Signature <strong>of</strong> Authorised Signatory)<br />

(Name, Title, Address, Date)<br />

Request <strong>for</strong> Proposal 60


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Annexure A10<br />

(Refer Clause 4.3.3)<br />

Brief on Project Concept, Investment Plan, Marketing ef<strong>for</strong>ts including proposed Capital<br />

Expenditure, Operation & Management and Maintenance Plan<br />

Timeline <strong>for</strong> Implementation Period w.e.f. Appointment with details on investigation,<br />

design, renovation, redevelopment, augmentation, <strong>of</strong> the Property<br />

Note: Bidder is at liberty to use his own <strong>for</strong>mat <strong>for</strong> the write-up.<br />

Request <strong>for</strong> Proposal 61


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

Annexure B1<br />

[On the Letter head <strong>of</strong> the Bidder (in case <strong>of</strong> Single Bidder)<br />

or Lead Member (in case <strong>of</strong> a Consortium)]<br />

Date:<br />

Director General, Department <strong>of</strong> <strong>Tourism</strong><br />

Government <strong>of</strong> Uttar Pradesh<br />

Paryatan Bhawan, C-13, Vipin Khand, Gomti Nagar<br />

Lucknow: 226 010<br />

Sub: Financial Bid <strong>for</strong> <strong>Development</strong> <strong>of</strong> _______________________ (Name <strong>of</strong> Unit /<br />

Name <strong>of</strong> the Cluster / “All 68 Units” as the case may be), Uttar Pradesh<br />

Sir,<br />

1. Being duly authorised to represent and act on behalf <strong>of</strong><br />

___________________(name <strong>of</strong> the Bidder) and having reviewed and fully<br />

understood all the requirements <strong>of</strong> Bid submissions provided vide the <strong>RFP</strong><br />

document dated _________________ pertaining to <strong>Development</strong> <strong>of</strong> <strong>Tourism</strong><br />

<strong>Properties</strong> at________________________, Uttar Pradesh, we hereby provide our<br />

financial bid.<br />

Annual <strong>Lease</strong> Rent Offered (Rs)<br />

Rs.<br />

(in figures)<br />

2. We are ready to enter into an Agreement with the Authority in the event <strong>of</strong> being<br />

the Selected Bidder.<br />

3. In compliance to the requirement <strong>of</strong> Clause 6.5 <strong>of</strong> <strong>RFP</strong> document, we hereby<br />

accept and agree to pay to the Authority the Upfront Fee and the Annual <strong>Lease</strong> rent<br />

during the <strong>Lease</strong> Period.<br />

4. We also agree to furnish Per<strong>for</strong>mance Security as bank guarantee in favour <strong>of</strong> the<br />

Authority as indicated in the <strong>RFP</strong> document.<br />

5. Service Tax and any other Applicable taxes shall be payable by us<br />

6. We understand that the development, operation, maintenance and management <strong>of</strong><br />

the Property would be as per the specification mentioned in the Agreement, the<br />

<strong>RFP</strong> document and in line with Good Industry Practice.<br />

7. The Authority reserves the right to charge liquidated damages from the Developer<br />

in case <strong>of</strong> non per<strong>for</strong>mance as laid out in Agreement<br />

Request <strong>for</strong> Proposal 62


<strong>Development</strong> <strong>of</strong> <strong>Tourism</strong> <strong>Properties</strong>, Uttar Pradesh<br />

8. Until a <strong>for</strong>mal Agreement is prepared and executed between us, this Bid, together<br />

with your LOI, shall constitute a binding contract between us.<br />

9. We understand that you are not bound to accept the Highest or any Bid that you<br />

may receive.<br />

We declare that the in<strong>for</strong>mation stated above and enclosed is complete and absolutely<br />

correct and any error or omission therein, accidental or otherwise, as a result <strong>of</strong> which our<br />

Bid is found to be non-responsive, will be sufficient <strong>for</strong> the Authority to reject our Bid and<br />

<strong>for</strong>feit our bid security in full.<br />

Yours faithfully,<br />

_______________<br />

(Signature <strong>of</strong> Authorised Signatory)<br />

(Name, Title, Address, Date)<br />

Request <strong>for</strong> Proposal 63

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