Putting things right: complaints and learning from DWP - the ...
Putting things right: complaints and learning from DWP - the ...
Putting things right: complaints and learning from DWP - the ...
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claim did not link with <strong>the</strong> previous one. But<br />
after consulting <strong>the</strong> Decision Makers Guide <strong>and</strong><br />
obtaining clarification during <strong>the</strong> interview, he<br />
realised he should have disregarded <strong>the</strong> ‘first day of<br />
<strong>the</strong> second period’, which was 14 September 2006.<br />
He acknowledged he had been unaware of that<br />
method of calculation, <strong>and</strong> said he would have<br />
suggested that Mrs U amend her claim if he had<br />
realised that her new claim linked to her previous<br />
one.) Jobcentre Plus disallowed Mrs U’s claim<br />
because her entitlement was based on National<br />
Insurance contributions that had run out. Her<br />
appeal about this decision was unsuccessful.<br />
In March 2007 Mrs U asked Jobcentre Plus for<br />
compensation for having been misdirected. They<br />
refused a payment, on <strong>the</strong> grounds that <strong>the</strong>y<br />
probably had not misdirected her. In June Mrs U<br />
complained to <strong>the</strong> Ombudsman. We referred<br />
<strong>the</strong> matter to Jobcentre Plus’s Chief Executive.<br />
A Jobcentre Plus Director responded saying<br />
that he found no evidence that Mrs U had been<br />
misdirected in July 2006. He made no reference to<br />
<strong>the</strong> allegation of misdirection in September 2006,<br />
despite Officer B’s submission to <strong>the</strong> investigation<br />
confirming that he discussed ‘linking’ with Mrs U<br />
<strong>and</strong> ‘at her request checked to see if it was<br />
more than 12 weeks since her previous … claim’.<br />
Officer A told us he was not asked to respond to<br />
Mrs U’s complaint.<br />
What we investigated<br />
We investigated whe<strong>the</strong>r Jobcentre Plus had<br />
misdirected Mrs U about when she could claim<br />
contribution-based jobseeker’s allowance, <strong>and</strong> how<br />
<strong>the</strong>y had h<strong>and</strong>led her complaint about that. As<br />
part of our investigation we interviewed Mrs U, <strong>and</strong><br />
Officers A <strong>and</strong> B.<br />
What our investigation found<br />
We found that Officer A was unaware of <strong>the</strong><br />
correct way to calculate <strong>the</strong> linking period <strong>and</strong><br />
so probably had confirmed <strong>the</strong> wrong date to<br />
Mrs U. Officer B demonstrated at interview how<br />
he (incorrectly) calculated what he thought to be<br />
<strong>the</strong> correct date for her claim, <strong>and</strong> confirmed that,<br />
based on this calculation, he had wrongly told<br />
Mrs U that her claim would not link to her previous<br />
claim. Although this advice was given in good faith,<br />
<strong>the</strong>se errors amount to maladministration.<br />
One of <strong>the</strong> Principles of Good Administration<br />
is ‘<strong>Putting</strong> <strong>things</strong> <strong>right</strong>’. Although Mrs U<br />
identified to whom she had spoken <strong>and</strong> when,<br />
Jobcentre Plus did not properly investigate her<br />
claims. Their compensation decision did not refer<br />
to Officer B’s misdirection, <strong>and</strong> he was not asked<br />
about Mrs U’s complaint before that decision was<br />
made. Fur<strong>the</strong>rmore, Jobcentre Plus considered<br />
Officer A’s account of events, which was provided<br />
in relation to Mrs U’s July 2006 complaint, which<br />
was not about misdirection. The poor quality of<br />
Jobcentre Plus’s investigation led <strong>the</strong>m to conclude<br />
<strong>the</strong>re was no evidence of misdirection. Given that<br />
both Officers promptly admitted <strong>the</strong> probability<br />
of misdirection when we put Mrs U’s allegations<br />
to <strong>the</strong>m, Jobcentre Plus’s failure to thoroughly<br />
investigate her complaint was maladministration.<br />
If Mrs U had not been misdirected, she would have<br />
claimed <strong>from</strong> 15 September 2006, <strong>and</strong> received<br />
contribution-based jobseeker’s allowance for<br />
182 days. Instead, she submitted her claim <strong>from</strong><br />
<strong>the</strong> wrong date <strong>and</strong> it was refused. Jobcentre Plus’s<br />
failure to properly address Mrs U’s complaint meant<br />
that it took 18 months to resolve, resulting in<br />
inconvenience <strong>and</strong> fur<strong>the</strong>r frustration for her.<br />
We upheld Mrs U’s complaint <strong>and</strong> concluded our<br />
investigation in September 2008.<br />
24 <strong>Putting</strong> <strong>things</strong> <strong>right</strong>: <strong>complaints</strong> <strong>and</strong> <strong>learning</strong> <strong>from</strong> <strong>DWP</strong> | March 2009