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Putting things right: complaints and learning from DWP - the ...

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<strong>the</strong> matter would be dealt with internally; <strong>the</strong><br />

record of <strong>the</strong> telephone conversation had been<br />

destroyed <strong>and</strong> replaced with a non‐subjective<br />

record; <strong>and</strong> <strong>the</strong>y would consider paying<br />

compensation. Mr N asked <strong>the</strong> Agency for more<br />

information about what disciplinary action would<br />

be taken. The Agency declined to disclose that<br />

information, citing <strong>the</strong> Data Protection Act, <strong>and</strong><br />

refused to make Mr N a compensation payment for<br />

gross embarrassment because <strong>the</strong> comments had<br />

not been released outside <strong>the</strong> Agency.<br />

Request for arrears<br />

In August 2007 <strong>the</strong> Agency noted that three<br />

payments <strong>from</strong> Mr N’s account (as <strong>the</strong> non‐resident<br />

parent) had not been allocated, <strong>and</strong> in September<br />

<strong>the</strong> Agency told him that he owed arrears of<br />

£1,058.76. Mr N telephoned <strong>the</strong> Agency, <strong>and</strong> <strong>the</strong>y<br />

acknowledged that he had paid <strong>the</strong> maintenance<br />

<strong>and</strong> did not owe <strong>the</strong> arrears.<br />

What we investigated<br />

In February 2007 we received Mr N’s complaint. The<br />

concerns we investigated were that <strong>the</strong> Agency:<br />

• took too long to decide whe<strong>the</strong>r to award him<br />

an advance payment of maintenance, <strong>and</strong> failed<br />

to update him on progress;<br />

• delayed forwarding maintenance payments to<br />

him <strong>from</strong> <strong>the</strong> non-resident parent;<br />

• tried to contact him by telephone, having agreed<br />

not to do so; <strong>and</strong><br />

Mr N later asked us to investigate two fur<strong>the</strong>r<br />

issues, that he:<br />

• had not received maintenance for July <strong>and</strong><br />

August 2007; <strong>and</strong><br />

• had been told he had not paid maintenance<br />

between June <strong>and</strong> September 2007.<br />

The Ombudsman has no remit to investigate<br />

actions relating to appointments or removals, pay,<br />

discipline, superannuation or o<strong>the</strong>r personnel<br />

matters. Therefore we could not investigate Mr N’s<br />

complaint about <strong>the</strong> Agency’s refusal to tell him<br />

what action <strong>the</strong>y took in response to his concerns<br />

about unfounded allegations of abusive behaviour.<br />

Mr N complained that <strong>the</strong> Agency’s actions had<br />

exasperated, frustrated <strong>and</strong> offended him, <strong>and</strong><br />

caused him to suffer financially.<br />

What our investigation found<br />

Advance payment<br />

The Agency told Mr N in June 2006 that he should<br />

hear <strong>from</strong> <strong>the</strong>m within six to eight weeks about<br />

an advance payment, but <strong>the</strong>y did not make <strong>the</strong><br />

decision until April 2007. The delay occurred<br />

because of maladministration by <strong>the</strong> Agency, <strong>and</strong><br />

we found no evidence that <strong>the</strong>y had kept Mr N<br />

informed of <strong>the</strong>ir progress. That maladministration<br />

meant Mr N had to wait a fur<strong>the</strong>r ten months<br />

before <strong>the</strong>y put <strong>things</strong> <strong>right</strong>, causing frustration <strong>and</strong><br />

inconvenience. We upheld <strong>the</strong> complaint.<br />

• failed to respond properly to his complaint that<br />

officers had wrongly alleged that he had been<br />

abusive to <strong>the</strong>m.<br />

34 <strong>Putting</strong> <strong>things</strong> <strong>right</strong>: <strong>complaints</strong> <strong>and</strong> <strong>learning</strong> <strong>from</strong> <strong>DWP</strong> | March 2009

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