Putting things right: complaints and learning from DWP - the ...
Putting things right: complaints and learning from DWP - the ...
Putting things right: complaints and learning from DWP - the ...
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e awarded because Officer L’s actions were not<br />
authorised or condoned by <strong>DWP</strong> <strong>and</strong> so could<br />
not be considered maladministration. We said<br />
that ‘<strong>the</strong> Ombudsman may not share this view’.<br />
A Jobcentre Plus Director <strong>the</strong>n asked <strong>the</strong> special<br />
payments team to reconsider <strong>the</strong>ir compensation<br />
decision: he was concerned that Mr <strong>and</strong> Mrs A’s<br />
distress <strong>and</strong> inconvenience had been caused by a<br />
member of staff, <strong>and</strong> felt Jobcentre Plus must bear<br />
some responsibility. Never<strong>the</strong>less, in April 2007 <strong>the</strong><br />
Chief Executive informed <strong>the</strong> MP that<br />
‘I think it is reasonable to conclude that nei<strong>the</strong>r<br />
Parliament nor <strong>the</strong> Secretary of State expects our<br />
administrative functions to be connected with<br />
<strong>the</strong> type of criminal activity involved in this case<br />
<strong>and</strong> <strong>the</strong>refore this activity should not represent<br />
maladministration’. Mr <strong>and</strong> Mrs A were dissatisfied<br />
with that response <strong>and</strong> asked <strong>the</strong> Ombudsman to<br />
investigate <strong>the</strong>ir complaint. Their complaint was<br />
accepted for investigation in June.<br />
What we investigated<br />
We investigated Mr <strong>and</strong> Mrs A’s complaint that<br />
Jobcentre Plus’s response had not addressed:<br />
• <strong>the</strong> shock <strong>and</strong> upset <strong>the</strong>y suffered, <strong>and</strong> <strong>the</strong><br />
effect on <strong>the</strong>ir health;<br />
• <strong>the</strong>ir loss of faith in government agencies <strong>and</strong><br />
o<strong>the</strong>r providers; <strong>and</strong><br />
• <strong>the</strong> time <strong>and</strong> effort <strong>the</strong>y had spent correcting<br />
<strong>the</strong>ir credit record <strong>and</strong> <strong>the</strong> ongoing effort<br />
involved each time <strong>the</strong>y apply for any kind<br />
of credit.<br />
In trying to ensure <strong>the</strong>ir credit record was accurate<br />
<strong>and</strong> correct, Mr <strong>and</strong> Mrs A had to co‐ordinate<br />
correspondence with <strong>and</strong> between finance<br />
companies <strong>and</strong> credit reference agencies. They<br />
were also told that future credit applications were<br />
likely to take longer to complete as <strong>the</strong>ir credit<br />
reference records have been flagged to require<br />
additional action. Mr <strong>and</strong> Mrs A have also been<br />
refused credit, which <strong>the</strong>y say never happened to<br />
<strong>the</strong>m before <strong>the</strong> above events.<br />
What our investigation found<br />
Jobcentre Plus did not take a customer focused<br />
approach to Mr <strong>and</strong> Mrs A’s situation. Instead,<br />
<strong>the</strong>y went to extraordinary lengths to defend<br />
<strong>the</strong>ir position. The question of whe<strong>the</strong>r <strong>the</strong>y<br />
had authorised or condoned Officer L’s activities<br />
was not a reasonable test of whe<strong>the</strong>r she had<br />
acted maladministratively (we would not expect<br />
Jobcentre Plus to authorise or condone any<br />
maladministrative action). Nor were Officer L’s<br />
actions incidental to her employment. As for<br />
<strong>the</strong> argument that her criminal actions were not<br />
connected to administrative actions, <strong>the</strong> notes to<br />
<strong>the</strong> <strong>the</strong>n Parliamentary Commissioner Bill clarified<br />
that a department’s administrative functions<br />
covered everything involved in how <strong>the</strong>y administer<br />
<strong>the</strong>ir business with <strong>the</strong> public. Jobcentre Plus<br />
also argued that <strong>the</strong>y had reasonable safeguards<br />
in place to prevent Officer L <strong>from</strong> using Mrs A’s<br />
details fraudulently <strong>and</strong> so nothing more could be<br />
expected of <strong>the</strong>m. We were not convinced that<br />
that was a proper test of whe<strong>the</strong>r something was<br />
maladministration. In summary, we found nothing<br />
by way of definition to prevent Officer L’s actions<br />
<strong>from</strong> being considered maladministrative.<br />
One of <strong>the</strong> Principles of Good Administration<br />
(‘Getting it <strong>right</strong>’) is that public bodies should act<br />
in accordance with <strong>the</strong> law <strong>and</strong> with due regard for<br />
<strong>the</strong> <strong>right</strong>s of those concerned. In this case, Mr <strong>and</strong><br />
Mrs A applied to Jobcentre Plus for benefits<br />
<strong>and</strong> supplied <strong>the</strong> information <strong>the</strong>y had asked<br />
for, in support of that claim; as a direct result of<br />
90 <strong>Putting</strong> <strong>things</strong> <strong>right</strong>: <strong>complaints</strong> <strong>and</strong> <strong>learning</strong> <strong>from</strong> <strong>DWP</strong> | March 2009