ARG COMPLIANCE MANUAL - Rathi Online

33. Gender34. Introducer DetailsII. Know Your ClientCLIENT REGISTRATION FORM (CRF)1. CRF are of 2 types –a. Individual / HUFb. Non-Individual– Company/Firms/Trust2. Separate CRF must be collected from clients for ARSL/NCSL/ARCL in the format as provided toyou.3. CRF to be collected from ALL the clients i.e. both existing and new clients.4. CRF to be collected before commencement of business with new client.5. CRF to be collected with the relevant supporting documents I.e. ANY ONE out of theprescribed documents.6. Details which are required to be collected COMPULSORILY‣ INDIVIDUAL CLIENT‟S• Photo with signature across.• Name, Address, Tel. No.• Birth Date & Occupation• Bank A/c Details & Letter from Client‟s Bank• DP A/c Details – Xerox copy for proof of DP No. to be taken• IT PAN No. Xerox copy for proof of PAN No. to be taken• Copy of any one of the specified documents (PAN Card, Voters ID Card, Passport,Driving Licence, Ration Card)• Introducer‟s Name & Signature• Signature of Client(self attestation on all supportings)• Branch Manager‟s signature‣ ADDITIONAL INFORMATION FROM NON-INDIVIDUAL CLIENT‟S• Certified true copy of Board Resolution• Certified true copy of Audited Final A/cs for the latest year• Copy of IT Return, if possible• Certified true copy of MOA/AOA/ Partnership Deed/Trust Deed• Details of 2 key personsPhoto with signature across.Name, Address, Tel. No.Birth Date & DesignationCopy of any one of the specified documents (similar to those collected in respect ofindividuals)Signature of key person.111