ARG COMPLIANCE MANUAL - Rathi Online

202122232425262728F & OContract NotePay in of SharesPay Out of sharesFamilyM To M Margin should be collected on adaily basisContract Note must be issued to the clientwithin 24 hours of trading.Acknowledgement register maintained forthe same.Client should deliver the shares to thebroker same day of sales or maximum T+1dayClient should receive shares from thebroker within 24 hours from the payoutrecd from the ExchangeNo family Adjustment allowedStatement of accounts Securities ledger and Account / FundStatement to be sent to the Client onQuarterly basisReporting of bulk deal To report bulk deal to us on or before 3.30pm on a daily basis (BSE)MinorUCC registrationNot to open minor trading account/ trustaccountTrade carried out in Code only afterExchange successful registration of UCC122