ARG COMPLIANCE MANUAL - Rathi Online

Members of the Exchange are required to furnish the following documents on anannual basis to the Exchange at the end of respective financial year. Members arerequired to submit following documents in the specified format.a) Audited Annual Financial Statements duly certified (-for CorporateMembers : Balance Sheet, Profit and Loss Account, Directors report,Auditors reports – For Partnership Firm : Balance Sheet, Profit & LossAccount – For all other Members – Balance Sheet & Profit & LossAccount).b) Net worth Certificate in the format as specified.c) Shareholding/Sharing Pattern in the format as specified.d) Details of Directors/Partners/Proprietor/Society Member in the format asspecified.e) Dominant Promoter Group (DPG) details in the format as specified.(Applicable to Corporate Members / Partnership firms).13.6 Submission of Annual Compliance Report (ACR)a) CR is the gist of compliances to be followed by Members which is selfanalysed by Members and submitted to the Exchange annually.b) All Members are required to submit ACR to the Exchange with thetimeline as prescribed by the Exchange.13.7 Display of Notice BoardAs per Circular No MCX/295/2006 dated July 28, 2006 all the Members of theExchange are required to display Notice board at prominent place in theprescribed format.208