ARG COMPLIANCE MANUAL - Rathi Online

DISPLAY OF NOTICE BOARDNote: 1. All the notice Board BSE/NSE/MCX-SX/MCX/NCDEX are a mandatory display inthe branch. The ideal size should be 4‟× 3‟ but due to space constraints it can be reducedbut in any case will not be in A4 size.2. Details that are blank (pertaining to branch) have to be filled by respective branch.3. To be displayed in the main / branch office of the trading member and office of the Subbroker/ Franchise of the trading memberSEBI Registration certificates to be displayed on the notice BoardAs per the Bye Laws of the Exchange all offices of the Broker have to display the SEBIRegistration certificates on their Notice Board.With regards to the same, all branches are instructed to make sure that the certificatesattached are displayed at their branch. The attached certificates are mentioned below:1. SEBI Registration for NSE Cash2. SEBI Registration for NSE F&O3. SEBI Registration for NSE CD4. SEBI Registration for BSE cash5. SEBI Registration for MCX-SX6. Registration for NCDEX7. Registration for MCX8. Registration for NMCE9. Registration for NSEL10. Registration for ICEX11. Notice Board for BSE12. Notice Board for NSE.13. Notice Board for MCX-SX14. Notice Board for MCX/NCDEX5