ARG COMPLIANCE MANUAL - Rathi Online

Final Auto Square Off Report - followings details will be shown regarding Actual qty square off by HOPartyCode symbolExpirydate Inst_type Option typeAvailableQuantitySquare OffQuantityActual Sq. OfQuantityClient A MAHSEAMLES FUTSTK 29-Nov-07 7800 7800 780Client A ORCHIDCHEM FUTSTK 29-Nov-07 5250 5250 525Client A TOTALClient B IDFC FUTSTK 29-Nov-07 2950 2950 295Client B DIVISLAB FUTSTK 29-Nov-07 310 310 31Client B CAIRN FUTSTK 29-Nov-07 2500 2500 250Client B TOTALClient C RPL FUTSTK 29-Nov-07 3350 3350 335Client C TOTAL1. party code2. symbol – scrip name3. expiry date – expiry of the scrip4. inst_type – position in future or option5. option type - option type index option(ce/pe) and stock option (ca/pa)6. Available qty – open position of the client in back office7. Qty square off - Qty which are to be square off later in the day (calculated as per shortfallof the clients)8. today‟s square off Qty – Actual square off qty by Ho9. shortfall - shortfall of the clientSome Points1. Calculation of scrip wise margin in overall position report is on the basis of FNO Daily margin reportuploaded on intra rathi.com. There could be a minor difference from actual total margin calculated by theexchange at the time of actual square off.2. Family includes member clients and parent.3. The clients whose trades have been executed on direct terminal due to connectivity problem will getsquared off on the direct terminal only.B. Square off PoliciesB. 1. AUTO SQUARE OFF – BSE AND NSE CASH SEGMENT:Category of client:4. Client having debit bal. more than 3 days will be squared off on 4 th day morning.Important terms:Square off Amount – Ageing bal. for more than 3 days OR Actual Debit Bal. 4th day (Which everis lower)44