ARG COMPLIANCE MANUAL - Rathi Online

i) The power of attorney / board resolution(s) together with specimensignature of authorized signatories of contract notes are required to befiled with the Membership Department of the Exchange.j) The Member should print UMC (Unique Membership Code) on Contractnote along with its Membership no. obtained from MCX.k) The Members are also required to print the Unique Client Code (UCC)allotted to the client along with name and address of clients on the contractnote.6. TRADING TERMINALS6.1 Terminal LocationAs per Business Rule 29(b), Trading on the Exchange shall be allowed onlythrough approved Workstation(s) located at approved locations for the office(s) ofa Member.If an approved workstation of a Trading Member is connected by LAN or anyother way to other workstations at any place it shall require an approval of theExchange. For every TWS, a member shall be required to specific permissionfrom the Exchange and obtain user id in advance.6.2 User Id And Approved Users6.2.1 Approved usersAs per Circular no. MCX/010/2005 dated January 11, 2004,a) For every TWS to be used by a Member shall be required to obtainregistration of the Approved User in the specified format who willbe responsible for such TWS.b) Such Approved Users can be his own employees responsible forsuch TWS or branch, sub-Members, franchisees.c) Before termination of such Approved Users, the Member shall berequired to obtain prior permission of the Exchange.6.2.2 User IDAs per Circular MCX/006/2005 dated January 03, 2005,a) No user ID should be given by Members to any persons who havenot been registered by the exchange as approved user so that therisk in the market is reduced.b) Members are required to ensure that all the trading IDs are beingused by only such approved users who have been approved by theexchange.7. COMPUTER TO COMPUTER LINK (CTCL)7.1 Development of CTCL SoftwareMembers of Exchange are allowed to develop their own trading front end (CTCL)software in-house using the API of the Exchange or procure CTCL software fromNon-empanelled vendors. Exchange shall provide the technical specifications(message formats/protocols etc.) i.e. API for the interface with the Exchange202