ARG COMPLIANCE MANUAL - Rathi Online

By Regd. Post A/DDate: __ / __ / 10To,Mr. /Mrs. /Ms. _____________(Complete Name and Address of Client)Dear Sirs,Ref: Non- Payment of outstanding dues/ debit balances in yourunder client code No. ________=================================================account** strike whichever is not applicable1. You approached our Company **M/s. Anand Rathi Securities Limited / M/s. Navratan Capital and SecuritiesLimited., / Navratan Commodities Limited with a request / desires of investing / trading in shares / securities / contactsand other instruments admitted to deal on the Exchange as per the Rules, Bye-laws and Regulations of the Exchange andcirculars issued thereunder from time to time and strictly in accordance with the terms and conditions mentioned inmember-client agreement executed between yourself and my clients as well as risk disclosure documents and annexureattached thereto.2. As per your instructions we have effected transactions through ** BSE / NSE (cash as well as F&O) / MCX /NCDX under your above stated client code No ________ on your behalf in shares / securities / contacts and otherinstruments your account from _______ to _______ and the contract notes/ bills in respect whereof have beendelivered to you in due course, which you have received and accepted by you without any objectionwhatsoever.3. In respect of the aforesaid transactions an aggregate sum of Rs. ___________/- is due and payable by you to myclients. Pursuant to the Member- Client agreement, you were to pay my clients the amount due by you to meet yourobligations immediately.4. We have demanded the aforesaid amount from time to time, and you promised to clear the said outstanding dueswithin short period, however you have failed and neglected to pay the amount of the outstanding dues or any part thereof.We state that from the aforesaid, it is apparent that you have intentionally, deliberately and with malafide intention notpaid the said outstanding dues for the transactions done on your behalf.59