Compliance &Ethics - Society of Corporate Compliance and Ethics

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People on the MoveCompliance & Ethics Professional May/June 2012· Cynthia Scavelli, Esq.,CCEP, FIS CorporateCompliance & Ethics Counsel,has been selected as oneof The Jacksonville BusinessJournal’s “40 Under 40” for2012. Scavelli has also beenappointed as the new leaderof the Northeast FloridaCompliance and Ethics UserGroup for 2012 in Jacksonville,Florida. The group servesas a resource to companies,community organizations,and governmental agencies inNortheast Florida to promoteawareness and influence, educate,and support the valueof compliance and ethicsprograms in business and ourcommunity.· On March 5, 2012, Lisa D.Pleasant was appointed theCompliance Manager for St.John’s Community Services ofWashington DC, a nonprofitorganization committed toadvancing community supportopportunities for peopleliving with disabilities. Shewas the Regulatory AffairsCoordinator for Aria Health,a hospital in Philadelphia,and she is the former EthicsSpecialist and AlternateEthics Liaison Officer for theUniversity of Medicine andDentistry of New Jersey.Peopleon theMove· David Childers has beennamed Chief ExecutiveOfficer at Compli, a providerof on-demandHuman Resources, Safety,and Compliance managementsoftware. Lon Leneve,President of Compli, says,“David is a pioneer in theGRC field and has a trackrecord for being one of themost dynamic and innovativeindividuals in the industry.”Prior to joining Compli,Childers was a founder andCEO of EthicsPoint, oneof the leading global riskawareness organizations.Childers sits on the Board ofSCCE and is a member of theEthics & Compliance OfficerAssociation (ECOA), theInternational Association ofPrivacy Professionals (IAPP),and a charter member of theOpen Compliance EthicsGroup, where he has been recognizedas an OCEG Fellow.· Newbridge SecuritiesCorporation (NSC) is excitedto announce the additionof Michael Bernadino toserve as Chief ComplianceOfficer, effective February13, 2012. Bernadino is athirty-five-year veteran of thesecurities industry and foundingpartner at IJL FinancialAdvisors, LLC in Charlotte,NC. Todd Newton, Presidentand Co-CEO of Newbridge,says, “Mike brings a reputationof understanding thefinancial advisors needswhile maintaining soundrelationships with the variousregulatory agencies towhich we report.” NSC is aFINRA member broker-dealerthat engages in full servicesecurities brokerage, investmentbanking, and advisoryservices for individuals andinstitutional customers.Received a promotion? Have anew hire in your department? ·If you’ve received a promotion, award, or degree;accepted a new position; or added a new staffmember to your Compliance department, please letus know. It’s a great way to keep the compliancecommunity up-to-date. Send your updates toliz.hergert@corporatecompliance.org.12 www.corporatecompliance.org +1 952 933 4977 or 888 277 4977
Help Keep YourCompliance ProgramFully StaffedList Your Job OpeningsOnline with SCCEIt’s hard to have an effective compliance and ethicsprogram when you have openings on your team.Help fill those openings quickly—list your compliancejob opportunities with the Society of CorporateCompliance and Ethics.Benefits include:• Listing is posted for 90 days to maximize exposure• Targeted audience• Your ad is also included in our monthly SCCE JobsNewsletter, which reaches more than 14,000 emailsDon’t leave your compliance positions open any longerthan necessary. Post your job listings with SCCE today.www.corporatecompliance.org/newjobsor call +1 952 933 4977 or 888 277 4977
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Page 40 and 41: Featureby Roz BlissEthical decision
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prosecutors from demanding waivers.
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Compliance & Ethics Professional Ma
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y Dawn LomerSocial media evidence:A
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y Eric R. FeldmanBuilding transpare
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of a company’s “ethical culture
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Feature The last wordby Joe Murphy,
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SCCE’s 2012 Upcoming EventsLearn
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Join us for SCCE’s 10th AnnualHig
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