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Individual Fellowship Application Guide - UCLA School of Nursing

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PHS SF424 (R&R) <strong>Individual</strong> <strong>Fellowship</strong> <strong>Application</strong> <strong>Guide</strong>Scenario C: Human Subjects Research Claiming Exemption 1, 2, 3, 4, 5, or 6CriteriaHuman Subjects ResearchYesExemption Claimed 1, 2, 3, 4, 5, or 6Clinical TrialNIH-Defined Phase III Clinical TrialYes or NoInstructions and Required InformationAlthough no specific page limitation applies to this section <strong>of</strong> the application, be succinct. Theexemptions appear in Part III under Human Subjects Research Definitions and Terms.Although the research may be exempt from the DHHS regulatory requirements, it is still researchinvolving human subjects and the application must follow the instructions that are identified for each <strong>of</strong>the following topics and provide the information that is requested.In the application narrative, provide the required information for each <strong>of</strong> the following topics below as aseparate file. Save each <strong>of</strong> the four files as a .pdf file and attach in Items 9-12 <strong>of</strong> the PHS <strong>Fellowship</strong>Supplemental Form – Research Training Plan.Protections for Human Subjects – Include the following statement: ‘This Human Subjects Researchfalls under Exemption(s) … .’ Clearly identify which exemption(s) (1, 2, 3, 4*, 5, 6) you areclaiming, and justify why the research meets the criteria for exemption that you have claimed. If theresearch will include a clinical trial, even if exempt, include a Data and Safety Monitoring Plan –Section 4.1.5, and address the ClinicalTrials.gov requirements if applicable – Section 4.1.6.Inclusion <strong>of</strong> Women and Minorities - Section 4.2Targeted/Planned Enrollment Table(s) - Section 4.3Inclusion <strong>of</strong> Children - Section 4.4*NOTE: If all the proposed research meets the criteria for Exemption 4, then the requirements forinclusion <strong>of</strong> women and minorities, targeted/planned enrollment table, and inclusion <strong>of</strong> children, donot need to be addressed.Scenario D: Delayed-Onset Human Subjects ResearchNoCriteriaHuman Subjects ResearchExemptionClinical TrialNIH-Defined Phase III Clinical TrialYesYes or NoYes or NoYes or NoInstructions and Required InformationIn rare situations, applications are submitted with the knowledge that human subjects will be involvedduring the period <strong>of</strong> support, but plans are so indefinite that it is not possible to describe the involvement<strong>of</strong> human subjects in the application. The kinds <strong>of</strong> activities that lack definite plans are <strong>of</strong>ten institutionalPart II: Human SubjectsII-5

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