Individual Fellowship Application Guide - UCLA School of Nursing

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PHS SF424 (R&R) Individual Fellowship Application GuideIf there is more than one study/protocol, provide a separate table for each.List any proposed racial/ethnic subpopulations below the table.Submitting Applications or Proposals Using Existing Data in Clinical Research with No Plans forCollecting New/Additional Data:Investigators are instructed to provide plans for the total number of subjects proposed for the study and toprovide the distribution by ethnic/racial categories and sex/gender using the Targeted/Planned EnrollmentTables. Under these circumstances, investigators are not required to re-contact subjects solely to complywith the newly revised categories.If Data Collection is Ongoing, Such that New Human Subjects Will be Enrolled and/or AdditionalData Will be Collected from Human Subjects:Investigators should report ethnicity/race and sex/gender sample composition using the InclusionEnrollment Report.If Data Collection is Complete, Such that No New/Additional Subject Contact is Planned:Investigators should use the Inclusion Enrollment Report.Research Conducted at Foreign Sites:If proposed studies involve a foreign site, investigators are encouraged to design culturally sensitive andappropriate data collection instruments that allow research participants to self-identify their racial andethnic affiliation. However, these items should be designed in a way that they can be aggregated into theOMB-required categories. Also, the investigator can report on any racial/ethnic subpopulations by listingthis information in an attachment to the required table. This may be particularly useful when distinctivesubpopulations are relevant to the scientific hypotheses being studied.When completing the Targeted/Planned Enrollment Tables that describe research in foreign sites,investigators should asterisk and footnote the table indicating that data include research participants inforeign sites. If the aggregated data only includes participants in foreign research sites, the investigatorshould provide information in one table with an asterisk and footnote. However, if the study includes bothdomestic and foreign sites, the investigator should complete two separate tables – one for domestic andanother for foreign participants.B. Renewal Application and Progress ReportsThe Inclusion Enrollment Report (http://grants.nih.gov/grants/funding/424/SF424R-R_enrollmentreport.doc) must be used for reporting accrual data to the NIH. For Revision applications,any proposed additions to the Targeted/Planned Enrollment Tables should be provided, in addition to theInclusion Enrollment Report. In annual progress reports, investigators conducting clinical research arerequired to provide the cumulative total enrollment of subjects to-date, showing the distribution byethnic/racial categories and sex/gender on the Inclusion Enrollment Report, and must update theTargeted/Planned Enrollment Table as needed.4.4 Inclusion of ChildrenThe NIH Policy on Inclusion of Children is referenced and described in Section 5.7. Instructions for Item12 of the Research Training Plan are as follows:• Create a section entitled “Inclusion of Children” and place it immediately following theTargeted/Planned Enrollment Table.Part II: Human SubjectsII-15
PHS SF424 (R&R) Individual Fellowship Application Guide• For the purpose of implementing these guidelines, a child is defined as an individual underthe age of 21 years (for additional information seehttp://grants.nih.gov/grants/funding/children/children.htm andhttp://grants.nih.gov/grants/guide/notice-files/not98-024.html).• Provide either a description of the plans to include children, or, if children will be excludedfrom the proposed research, application, or proposal, present an acceptable justification forthe exclusion (see below).• If children are included, the description of the plan should include a rationale for selecting aspecific age range of children. The plan also must include a description of the expertise of theinvestigative team for working with children at the ages included, of the appropriateness ofthe available facilities to accommodate the children, and the inclusion of a sufficient numberof children to contribute to a meaningful analysis relative to the purpose of the study.• Scientific Review Groups will assess each application as being acceptable or unacceptablewith regard to the age-appropriate inclusion or exclusion of children in the proposed researchproject.• When children are involved in research, the Additional Protections for Children Involved asSubjects in Research (45 CFR Part 46 Subpart D) apply and must be addressed under theProtections Against Risk subheading (4.1.2.b).Justifications for Exclusion of ChildrenFor the purposes of this policy, all individuals under 21 are considered children; however, exclusion ofany specific age group, such as individuals under 18, should be justified in this section. It is expected thatchildren will be included in all clinical research unless one or more of the following exclusionarycircumstances apply:1. The research topic to be studied is not relevant to children.2. Laws or regulations bar the inclusion of children in the research.3. The knowledge being sought in the research is already available for children or will be obtainedfrom another ongoing study, and an additional study will be needlessly redundant. Documentation ofother studies justifying the exclusions should be provided. NIH program staff can be contacted forguidance on this issue if the information is not readily available.4. A separate, age-specific study in children is warranted and preferable. Examples include:a. The condition is relatively rare in children, as compared to adults (in that extraordinary effortwould be needed to include children, although in rare diseases or disorders where the applicanthas made a particular effort to assemble an adult population, the same effort would be expectedto assemble a similar child population with the rare condition); orb. The number of children is limited because the majority are already accessed by a nationwidepediatric disease research network; orc. Issues of study design preclude direct applicability of hypotheses and/or interventions to bothadults and children (including different cognitive, developmental, or disease stages or differentage-related metabolic processes). While this situation may represent a justification for excludingchildren in some instances, consideration should be given to taking these differences intoaccount in the study design and expanding the hypotheses tested, or the interventions planned, toallow inclusion of children rather than excluding them.5. Insufficient data are available in adults to judge potential risk in children (in which case one of theresearch objectives could be to obtain sufficient adult data to make this judgment). AlthoughPart II: Human SubjectsII-16
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Individual Fellowship Application Guide - UCLA School of Nursing

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