RESOURCE DiRECTORY - Financial Planning
RESOURCE DiRECTORY - Financial Planning
RESOURCE DiRECTORY - Financial Planning
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FP50 Rev.<br />
RANKiNg commissioN Rev. mutuAl FuNd Rev. secuRities Rev. stocK Rev. boNd Rev. etF Rev.<br />
2012 2011 comPANy $000s % chANge $000s % chANge $000s % chANge $000s $000s $000s<br />
1<br />
2<br />
3<br />
5<br />
6<br />
14<br />
17<br />
7<br />
4<br />
15<br />
11<br />
20<br />
8<br />
22<br />
18<br />
10<br />
26<br />
21<br />
13<br />
12<br />
16<br />
9<br />
27<br />
19<br />
25<br />
24<br />
23<br />
28<br />
30<br />
33<br />
36<br />
34<br />
32<br />
31<br />
45<br />
29<br />
35<br />
40<br />
38<br />
47<br />
37<br />
44<br />
39<br />
42<br />
50<br />
41<br />
46<br />
48<br />
43<br />
49<br />
1 LPL <strong>Financial</strong> 1,637,471 12.7 445,841 8.2 171,167 8.9 94,498 76,669<br />
2 Ameriprise <strong>Financial</strong> Services 1,335,713 12.7 593,314 5.6<br />
3 Raymond James <strong>Financial</strong> Services 553,134 7.6 273,197 7.6 115,144 2.2 90,843 24,301<br />
5 AXA Advisors 472,600 5.3 55,500 (6.3) 6,000 1.7 4,200 1,800<br />
6 MetLife Securities 469,431 18.9 35,075 (7.4) 3,456 3.9 2,691 371 394<br />
14 MML Investors Services 261,976 4.9 96,641 6.9 5,173 32.3 2,571 2,601<br />
25 ING <strong>Financial</strong> Partners 255,635 69.2 68,007 49.4 6,699 10.4 5,706 993<br />
8 Northwestern Mutual 235,539 3.7 120,066 3.2 4,731 4.0 4,510 221<br />
4 Commonwealth <strong>Financial</strong> Network 235,126 9.4 79,674 0.7 15,686 (5.2) 7,046 5,345 3,295<br />
15 National <strong>Planning</strong> 233,052 7.9 57,115 0.3 5,589 (9.5) 3,297 1,464 828<br />
10 NFP Advisor Services Group (and affiliates) 223,874 1.9 36,479 6.7 4,116 (32.8) 2,570 1,545<br />
18 John Hancock <strong>Financial</strong> Network 222,902 (11.6) 36,024 8.3 660 (28.4) 660<br />
7 Securities America 222,400 (9.8) 135,300 (4.1) 11,500 (16.3) 9,400 2,100<br />
20 Woodbury <strong>Financial</strong> Services 221,775 6.0 35,535 (4.8) 2,770 2,699 72<br />
17 Securian <strong>Financial</strong> Services 214,918 (5.7) 34,127 4.2 1,187 (6.1) 1,187<br />
12 Royal Alliance Associates 204,411 15.3 78,432 15.6 9,469 (6.8) 7,481 1,989<br />
26 Princor <strong>Financial</strong> Services 201,539 10.7 132,379 7.3 2,808 (2.3) 2,527 281<br />
23 New England Securities 195,522 25.9 30,134 0.6 2,328 13.0 1,711 386 232<br />
13 <strong>Financial</strong> Network Investment 190,231 2.5 86,077 (73.6) 10,546 7,015 2,553 978<br />
9 Wells Fargo Advisors <strong>Financial</strong> Network 186,861 13.5 63,013 13.1 61,686 13.9 38,019 23,667<br />
16 Waddell & Reed 185,870 1.6 124,142 6.4 1,097 46.3 848 141 108<br />
11 Cambridge Investment Research 163,348 16.4 52,696 5.5 11,124 10.1 5,734 1,748 3,643<br />
27 Invest <strong>Financial</strong> 159,570 13.9 39,113 11.5 9,377 (7.5) 5,853 2,890 634<br />
21 FSC Securities 150,102 14.9 51,968 10.4 7,355 19.6 5,904 1,451<br />
24 SagePoint <strong>Financial</strong> 149,674 12.5 53,954 9.9 7,214 (10.6) 6,646 568<br />
22 First Allied Securities 145,961 3.3 26,290 1.6 33,243 (13.1) 27,111 6,132<br />
19 H.D. Vest <strong>Financial</strong> Services 136,373 4.6 72,502 4.9 8,918 16.6 7,252 1,666<br />
29 PrimeVest <strong>Financial</strong> Services 134,466 (15.2) 36,392 (77.0) 17,489 7,965 4,676 4,848<br />
28 Transamerica <strong>Financial</strong> Advisors 121,936 (2.4) 43,124 (65.5)<br />
CUNA Brokerage Services 119,390 17,200 1,800 1,500 300<br />
35 M Holdings Securities 112,072 4.6 5,168 13.0 6,071 196.6 5,766 305<br />
33 Cadaret Grant 103,107 9.4 46,409 5.9 8,281 5.6 6,050 1,117 1,114<br />
34 Park Avenue Securities 103,102 14.6 22,561 1.4 2,041 5.3 1,893 148<br />
32 SII Investments 103,007 13.5 22,007 6.6 2,409 8.2 1,620 449 340<br />
41 Allstate <strong>Financial</strong> Services 96,308 6.1 16,099 7.1 446 (33.4) 399 47<br />
30 Multi-<strong>Financial</strong> Securities 96,122 (32.4) 27,393 (80.7) 7,434 3,320 2,492 1,622<br />
31 Next <strong>Financial</strong> Group 88,781 (11.5) 23,203 (3.4) 10,570 (19.5) 7,561 3,009<br />
40 CUSO <strong>Financial</strong> Services 88,131 5.1 25,611 (69.5) 4,057 1,763 2,295<br />
36 Ameritas Investment 87,550 11.3 22,364 5.3 6,859 (6.5) 1,806 5,053<br />
44 Centaurus <strong>Financial</strong> 80,287 9.7 8,394 (5.9) 1,576 16.3 441 207 928<br />
39 American Portfolios <strong>Financial</strong> Services 79,647 14.5 26,613 6.7 10,608 6.6 7,995 1,862 751<br />
45 CFG/H. Beck 79,018 20.0 26,279 8.7 4,114 8.8 2,567 1,548<br />
37 Walnut Street Securities 78,237 5.2 30,644 (0.2) 2,718 (20.4) 1,912 423 383<br />
43 ProEquities 77,668 18.5 34,552 18.5 6,036 15.6 1,622 4,414<br />
48 Investment Centers of America 62,516 8.0 18,092 4.8 4,577 3.3 3,091 1,225 261<br />
38 Genworth <strong>Financial</strong> Securities 58,296 (0.5) 36,395 5.8 1,589 (9.7) 1,476 113<br />
46 VSR <strong>Financial</strong> Services 58,050 17.0 10,862 9.7 5,288 (16.2) 3,966 1,216 106<br />
47 Securities Service Network 52,457 16.2 14,678 16.2 3,965 1.7 1,479 791 1,695<br />
42 Triad Advisors 52,330 13.9 12,684 6.3 5,317 43.9 2,907 2,409<br />
49 Geneos Wealth Management 30,809 34.0 9,691 72.6 2,353 8.9 1,467 886<br />
Broker-Dealer Guide / SourceMedia Marketing Solutions Group 24
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