RESOURCE DiRECTORY - Financial Planning
RESOURCE DiRECTORY - Financial Planning
RESOURCE DiRECTORY - Financial Planning
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<strong>RESOURCE</strong> <strong>DiRECTORY</strong><br />
J. W. cOle FinAnciAl<br />
6928 W. Linebaugh Ave., Tampa, Fla. 33625<br />
Phone (866) 592-6531<br />
Website joinjw-cole.com<br />
Year founded 2002<br />
ceO R. J. Wood<br />
recruiting executive John Carlson<br />
clearing firm National <strong>Financial</strong><br />
Operating almost 3 decades,<br />
PlanMember Securities specializes<br />
in supporting independent advisors<br />
and groups in growing their fee-based<br />
practices, particularly in the qualifiedplan<br />
market. Offering competitive<br />
payouts, proven marketing campaigns,<br />
top-notch technology and a quality<br />
transition team, PlanMember’s 450<br />
advisors are supported by 125 home<br />
office staff resulting in excellent service<br />
and happy advisors.<br />
STATS<br />
Number of repS 450<br />
AverAge pAyouT 88%<br />
CleAriNg firm Pershing, LLC<br />
e&o CoverAge $1,830.00<br />
yeAr fouNded 1982<br />
Ceo/preSideNT Jon Ziehl<br />
reCruiTiNg Al Close, Sr. VP<br />
exeCuTive<br />
pAreNT CompANy PlanMember<br />
<strong>Financial</strong> Corporation<br />
CoNTACT<br />
Wesley Dickerson<br />
6187 Carpinteria Avenue<br />
Carpinteria, CA 93013<br />
800-874-6910 ext 2556<br />
Fax: 800-614-8522<br />
www.JoinPlanMember.com<br />
kms FinAnciAl services<br />
2001 Sixth Ave., Suite 2801<br />
Seattle, Wash. 98121<br />
Phone (206) 441-2885 ext. 202<br />
Website kms.com<br />
Year founded 1971<br />
ceO/chairman Mark Hamby<br />
clearing firm Pershing<br />
kOvAck securities<br />
6451 N. Federal Highway, Suite 1201<br />
Ft. Lauderdale, Fla. 33308<br />
Phone (866) 564-6574<br />
Website joinksi.com<br />
Year founded 1997<br />
ceO/chairman Ronald J. Kovack<br />
recruiting executive Carlo A. Bidone<br />
clearing firms National <strong>Financial</strong>, Pershing<br />
lArsOn FinAnciAl securities<br />
1015 Corporate Square Drive, Suite 300<br />
St. Louis, Mo. 63132<br />
Phone (314) 787-7436<br />
Website larsonfinancial.com<br />
Year founded 2010<br />
ceO/president Paul D. Larson<br />
recruiting executive Ashlie Pinson<br />
Parent co. Larson <strong>Financial</strong> Holdings<br />
lAsAlle st. securities<br />
940 N. Industrial Drive<br />
Elmhurst, Ill. 60126<br />
Phone (630) 600-0500<br />
Website joinlasallest.com<br />
Year founded 1974<br />
ceO Jack McDermott<br />
recruiting executive Todd Morgan<br />
clearing firm National <strong>Financial</strong><br />
lPl FinAnciAl<br />
One Beacon St., 22nd Floor<br />
Boston, Mass. 02108<br />
Phone (888) 250-2420<br />
Website joinlpl.com<br />
Year founded 1968<br />
ceO/chairman Mark Casady<br />
recruiting executive William Morrissey<br />
clearing firm LPL <strong>Financial</strong><br />
Parent co. LPL Holdings<br />
metliFe securities<br />
1095 Ave. of the Americas, New York, N.Y. 10036<br />
Phone (888) 883-4684<br />
Website metlife.com<br />
Year founded 1983<br />
ceO/chairman John J. Brett<br />
clearing firm Pershing<br />
Parent co. MetLife<br />
m hOldinGs securities<br />
1125 NW Couch St., Suite 900,<br />
Portland, Ore. 97209<br />
Phone (888) 520-6784<br />
Website mfin.com<br />
Year founded 2000<br />
ceO/president Kenneth R. Ehinger<br />
recruiting executive Connie Morrison<br />
clearing firm Pershing<br />
Parent co. M <strong>Financial</strong> Group<br />
Broker-Dealer Guide / SourceMedia Marketing Solutions Group 38<br />
mml investOrs services<br />
1295 State St.<br />
Springfield, Mass. 01111<br />
Phone (800) 542-6767<br />
Website mmlinvestors.com<br />
Year founded 1981<br />
ceO/president John A. Vaccaro<br />
recruiting executive Ed Pelis<br />
Parent co. Massachusetts Mutual Life Insurance<br />
Questar Capital Corporation gives you<br />
the freedom to succeed. With a culture<br />
of service and support, our expansive<br />
product shelf, and the strength of our<br />
affiliation with Allianz Life Insurance<br />
Company of North America, we offer<br />
independent representatives the<br />
freedom and flexibility to run your<br />
business, your way.<br />
STATS<br />
Number of repS 600<br />
AverAge pAyouT 90%<br />
CleAriNg firm Pershing LLC<br />
e&o CoverAge 1 million<br />
aggregate coverage<br />
yeAr fouNded 1997<br />
Ceo/preSideNT Kevin S. Bachmann,<br />
CLU, ChFC<br />
reCruiTiNg Alex Barned<br />
exeCuTive<br />
pAreNT CompANy Allianz Life<br />
Insurance Company<br />
of North America<br />
CoNTACT<br />
Alex Barned<br />
Questar Capital Corporation<br />
5701 Golden Hills Drive<br />
Minneapolis, MN 55416-1297<br />
888-446-5872<br />
www.Questarcapital.com
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