RESOURCE DiRECTORY - Financial Planning
RESOURCE DiRECTORY - Financial Planning
RESOURCE DiRECTORY - Financial Planning
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<strong>RESOURCE</strong> <strong>DiRECTORY</strong><br />
First midWest securities<br />
207 W. Jefferson St., Suite 102<br />
Bloomington, Ill. 61701<br />
Phone (309) 820-7444<br />
Website myFMSI.com<br />
Year founded 1989<br />
ceO Terry Buffalo<br />
clearing firm Pershing<br />
Parent co. Investment Co.<br />
At FSC, our advisors benefit from<br />
the resources we offer as part of one<br />
of America’s largest networks of<br />
independent advisors, combined<br />
with an advisor-driven approach that<br />
puts the “home” in home office. We<br />
have 50 years of success supporting<br />
advisors with an entrepreneurial<br />
spirit just like yours.<br />
STATS<br />
Number of repS 1,125<br />
AverAge pAyouT Up to 95%<br />
CleAriNg firm Pershing, LLC and<br />
National <strong>Financial</strong><br />
e&o CoverAge Yes<br />
yeAr fouNded 1958<br />
Ceo/preSideNT Jerry Murphy<br />
reCruiTiNg Josh Hayes<br />
exeCuTive<br />
pAreNT CompANy Advisor Group<br />
CoNTACT<br />
Josh Hayes<br />
2300 Windy Ridge Parkway<br />
Atlanta, GA 30339<br />
800-372-5646<br />
Fax: 770-690-3853<br />
www.JoinFSC.com<br />
FOunders FinAnciAl securities<br />
1020 Cromwell Bridge Road<br />
Towson, Md. 21286<br />
Phone (410) 308-9988<br />
Website foundersfinancial.com<br />
Year founded 2006<br />
ceO/president Bradley M. Shepherd<br />
recruiting executive Jim DeCarlo<br />
clearing firm Pershing<br />
Parent co. Founders <strong>Financial</strong><br />
Fsc securities<br />
2300 Windy Ridge Parkway, Suite 1100<br />
Atlanta, Ga. 30339<br />
Phone (800) 547-2382<br />
Website joinfsc.com<br />
Year founded 1958<br />
ceO/president Jerry Murphy<br />
recruiting executive Josh Hayes<br />
clearing firms National <strong>Financial</strong>, Pershing<br />
Parent co. Advisor Group<br />
GeneOs WeAlth mAnAGement<br />
9055 E. Mineral Circle, Suite 200<br />
Centennial, Colo. 80112<br />
Phone (303) 785-8470<br />
Website geneoswealth.com<br />
Year founded 2002<br />
ceO/president Russell Diachok<br />
recruiting executive Ryan Diachok<br />
clearing firms National <strong>Financial</strong>, Pershing<br />
Parent co. GWM Holdings<br />
GenWOrth FinAnciAl securities<br />
200 N. Martingale Road<br />
Schaumburg, Ill. 60173<br />
Phone (888) 528-2987<br />
Website genworthfinancialsecurities.com<br />
Year founded 1981<br />
ceO Enrique M. Vasquez<br />
recruiting executive Michael Abramowicz<br />
clearing firm Pershing<br />
Parent co. Cetera <strong>Financial</strong> Group<br />
hArBOur investments<br />
575 D’Onofrio Drive, Suite 300<br />
Madison, Wis. 53719<br />
Phone (608) 662-6100<br />
Website harbourinv.com<br />
Year founded 1987<br />
ceO/president Nick W. Sondel<br />
recruiting executive Carina Saunders<br />
clearing firms Pershing, Wedbush Morgan<br />
h. d. vest FinAnciAl services<br />
6333 N. State Highway 161<br />
Fourth Floor<br />
Irving, Texas 75038<br />
Phone (972) 870-6000<br />
Website hdvest.com<br />
Year founded 1983<br />
ceO/president Roger Ochs<br />
recruiting executive Mark Ellison<br />
clearing firm First Clearing<br />
Parent co. Parthenon Capital Partners<br />
Broker-Dealer Guide / SourceMedia Marketing Solutions Group 36<br />
hOrnOr tOWnsend & kent<br />
600 Dresher Road, Suite C1C<br />
Horsham, Pa. 19044<br />
Phone (800) 225-7637<br />
Website htk.com<br />
Year founded 1969<br />
ceO Michelle Barry<br />
recruiting executive Phil D’Ambrisi<br />
clearing firm Pershing<br />
Parent co. Penn Mutual Life Insurance<br />
Founded in 1982, INVEST <strong>Financial</strong><br />
is a full-service multi-channel broker/<br />
dealer. As an industry leader in both the<br />
independent representative channel<br />
and financial institution channel, INVEST<br />
prides itself in its commitment to provide<br />
<strong>Financial</strong> Advisors with the essential<br />
tools, products, practice management<br />
support, resources and technology to<br />
service their clients effectively.<br />
STATS<br />
Number of repS 1,182<br />
AverAge pAyouT 89% - 95%<br />
CleAriNg firm Pershing LLC or<br />
National <strong>Financial</strong><br />
Services<br />
e&o CoverAge Included in monthly<br />
fee of $283.00<br />
yeAr fouNded 1982<br />
Ceo/preSideNT Steve Dowden<br />
reCruiTiNg Sharon Flaspohler<br />
exeCuTive and Bessie Savery<br />
pAreNT CompANy National <strong>Planning</strong><br />
Holdings<br />
CoNTACT<br />
New Business Development Team<br />
8745 Henderson Road, Suite 300<br />
Tampa, FL 33634<br />
800-245-4732<br />
Fax: 813-890-6412<br />
www.investfinancial.com<br />
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