RESOURCE DiRECTORY - Financial Planning
RESOURCE DiRECTORY - Financial Planning
RESOURCE DiRECTORY - Financial Planning
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centAurus FinAnciAl<br />
2300 E. Katella Ave., Suite 200<br />
Anaheim, Calif. 92806<br />
Phone (800) 880-4234<br />
Website centaurusfinancial.com<br />
Year founded 1992<br />
ceO/chairman James R. King<br />
recruiting executive Robert E. Keilly<br />
clearing firm Pershing<br />
“Highest in Independent<br />
Advisor Satisfaction Among<br />
<strong>Financial</strong> Investment Firms”<br />
two times in a row.<br />
Commonwealth received the highest<br />
score among independent advisors<br />
in the J.D. Power and Associates<br />
2010 and 2012 <strong>Financial</strong> Advisor<br />
Satisfaction Studies. SM For J.D. Power<br />
and Associates award information,<br />
visit jdpower.com. For more on the<br />
broker/dealer that’s client-forward,<br />
visit commonwealth.com.<br />
STATS*<br />
Number of<br />
AdviSorS 1,414<br />
AverAge pAyouT $348,323.00<br />
CleAriNg firm National <strong>Financial</strong><br />
Services LLC, a<br />
Fidelity Investments<br />
Company<br />
e&o CoverAge $2,150<br />
yeAr fouNded 1979<br />
ChAirmAN Joseph S. Deitch<br />
Ceo Wayne Bloom<br />
reCruiTiNg Andrew Daniels<br />
exeCuTive<br />
CoNTACT<br />
The Commonwealth Field<br />
Development Team<br />
866.462.3638<br />
commonwealth.com<br />
cFG/h. Beck<br />
6600 Rockledge Drive, Sixth Floor<br />
Bethesda, Md. 20817<br />
Phone (800) 333-6884<br />
Website cfginc.com<br />
Year founded 1981<br />
ceO/president Eric G. Meyers<br />
recruiting executive Richard M. Merritt<br />
clearing firm Pershing<br />
Parent co. Securian <strong>Financial</strong> Group<br />
cOmmOnWeAlth FinAnciAl netWOrk<br />
One University Office Park<br />
29 Sawyer Road<br />
Waltham, Mass. 02453<br />
Phone (866) 462-3638<br />
Website commonwealth.com<br />
Year founded 1979<br />
ceO Wayne M. Bloom<br />
recruiting executive Andrew Daniels<br />
clearing firm National <strong>Financial</strong><br />
crOWn cAPitAl securities<br />
725 Town and Country Road<br />
Suite 530<br />
Orange, Calif. 92868<br />
Phone (800) 803-8886<br />
Website crowncapitalsecurities.com<br />
Year founded 1999<br />
ceO Darol K. Paulsen<br />
clearing firms National <strong>Financial</strong>, Pershing<br />
cunA BrOkerAGe services<br />
2000 Heritage Way<br />
Waverly, Iowa 50677<br />
Phone (800) 356-2644<br />
Website cunamutual.com/cbsi<br />
Year founded 1986<br />
ceO Jim Metz<br />
recruiting executive Linda DiOrazio<br />
clearing firm Pershing<br />
Parent co. CUNA Mutual Group<br />
cusO FinAnciAl services<br />
10455 Sorrento Valley Road #210<br />
San Diego, Calif. 92121<br />
Phone (858) 530 4480<br />
Website cusonet.com<br />
Year founded 1996<br />
ceO/president Valorie Seyfert<br />
recruiting executive Janine Holmes<br />
clearing firm Pershing<br />
FinAnciAl netWOrk investment<br />
200 North Sepulveda Blvd.<br />
Suite 1300<br />
El Segundo, Calif. 90245<br />
Phone (800) 879-8100<br />
Website financialnetwork.com<br />
Year founded 1983<br />
ceO/president Jack Handy<br />
recruiting executive Dylan Banionis<br />
clearing firm Pershing<br />
Parent co. Cetera <strong>Financial</strong> Group<br />
First Allied securities<br />
655 W. Broadway, 12th Floor<br />
San Diego, Calif. 92101<br />
Phone (619) 702-9600<br />
Website joinfirstallied.com<br />
Year founded 1994<br />
ceO/president Adam Antoniades<br />
recruiting executive Matthew Bassuk<br />
clearing firm Pershing<br />
Parent co. First Allied Holdings<br />
FFS, LLC is a private community<br />
of like-minded entreprenuers who<br />
understand the benefits of shared<br />
resources and shared values. Through<br />
our full suite of B/D services, our<br />
unique vision, and uncommon<br />
approach, we empower our Member<br />
Partners to understand the importance<br />
of relationship in all they do.<br />
It’s so powerful, it’s why we won<br />
Broker Dealer of the Year in 2011.<br />
Join the Revolution!<br />
STATS<br />
Number of repS +60<br />
AverAge pAyouT $320,000.00<br />
CleAriNg firm Pershing and TCA<br />
e&o CoverAge $1million/$5million<br />
yeAr fouNded 2006<br />
Ceo/preSideNT Brad Shepherd<br />
reCruiTiNg Jim DeCarlo<br />
exeCuTive<br />
CoNTACT<br />
1020 Cromwell Bridge Road<br />
Towson MD, 21286<br />
888-523-1162<br />
Fax: 410-308-9801<br />
www.foundersfinancial.com<br />
Founder’s <strong>Financial</strong> Securities, LLC is a member of<br />
FINRA/SIPC and Registered Investment Advisor.<br />
35 Broker-Dealer Guide / SourceMedia Marketing Solutions Group
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