RESOURCE DiRECTORY - Financial Planning

COMMiSSiOn & FEE–BASED PRODUCTS
FP50 Rev. % RePs
RANKiNg Fee Rev. $000s Fee Rev. FRom Fee Rev. Fee-bAsed Aum oN PlAt-
2012 2011 comPANy $000s % chANge RePs FiRm outside As % $000s FoRm
1
2
3
5
6
14
17
7
4
15
11
20
8
22
18
10
26
21
13
12
16
9
27
19
25
24
23
28
30
33
36
34
32
31
45
29
35
40
38
47
37
44
39
42
50
41
46
48
43
49
1 LPL Financial
2 Ameriprise Financial Services
3 Raymond James Financial Services
5 AXA Advisors
6 MetLife Securities
14 MML Investors Services
25 ING Financial Partners
8 Northwestern Mutual
4 Commonwealth Financial Network
15 National Planning
10 NFP Advisor Services Group (and affiliates)
18 John Hancock Financial Network
7 Securities America
20 Woodbury Financial Services
17 Securian Financial Services
12 Royal Alliance Associates
26 Princor Financial Services
23 New England Securities
13 Financial Network Investment
9 Wells Fargo Advisors Financial Network
16 Waddell & Reed
11 Cambridge Investment Research
27 Invest Financial
21 FSC Securities
24 SagePoint Financial
22 First Allied Securities
19 H.D. Vest Financial Services
29 PrimeVest Financial Services
28 Transamerica Financial Advisors
CUNA Brokerage Services
35 M Holdings Securities
33 Cadaret Grant
34 Park Avenue Securities
32 SII Investments
41 Allstate Financial Services
30 Multi-Financial Securities
31 Next Financial Group
40 CUSO Financial Services
36 Ameritas Investment
44 Centaurus Financial
39 American Portfolios Financial Services
45 CFG/H. Beck
37 Walnut Street Securities
43 ProEquities
48 Investment Centers of America
38 Genworth Financial Securities
46 VSR Financial Services
47 Securities Service Network
42 Triad Advisors
49 Geneos Wealth Management
Broker-Dealer Guide / SourceMedia Marketing Solutions Group 26
1,013,782 20.1 959,108 54,674 38.24 101,520,625 65
1,207,417 14.7 991,805 215,612 47.48 100
411,556 24.2 270,412 73,132 68,013 42.66 53,533,573 90
86,300 16.9 86,300 15.44 9,372,000 66
58,835 32.4 25,651 19,678 13,506 11.14 5,486,249 46
60,506 21.1 60,506 18.76 9,131,385 50
61,886 41.0 51,574 10,312 19.49 4,752,100 46
195,380 33.9 137,162 57,415 803 45.34 20,136,562 37
336,603 14.9 292,261 15,303 29,039 58.88 29,300,000 86
76,219 23.8 30,477 45,742 24.65 60
94,436 18.8 46,603 6,488 41,345 29.67 9,682,269 69
29,126 11.56 3,782,535 60
185,667 7.2 86,789 98,878 45.50 12,500,000 92
27,957 26.1 15,687 12,270 11.20 3,130,347 49
50,372 7.8 33,732 16,640 18.99 5,377,195 62
151,671 22.0 110,593 41,078 42.59 16,535,219 66
27,529 21.0 26,044 1,485 12.02 2,408,441 45
47,774 23.0 24,912 15,972 6,889 19.64 5,707,339 59
131,515 131,515 40.88 47
173,300 7.8 121,400 21,100 30,800 48.12 20,230,122 96
91,374 46.5 18,068 73,306 32.96 6,270,532 86
221,285 17.1 155,581 18,355 47,349 57.53 22,812,067 89
37,553 20.0 17,111 20,442 19.05 N/A 54
87,686 9.4 66,674 21,011 36.88 10,266,234 90
57,821 10.4 42,504 15,317 27.87 5,901,074 59
70,712 17.2 39,010 31,703 32.64 4,974,464 69
80,513 14.1 76,072 4,441 37.12 5,881,240
8,825 8,825 6.16 21
30,428 30,428 19.97
13,500 13,500 10.16 1,639,000 84
6,680 31.1 4,188 737 1,755 5.63 2,341,970 34
25,714 23.6 19,921 303 5,489 19.96 2,476,710 69
32,742 16.5 4,687 5,274 22,782 24.10 3,973,779 64
35,906 24.1 12,691 23,215 25.85 72
54,783 54,783 36.30 47
32,040 5.7 16,867 15,173 26.52 2,947,953 77
6,719 35.1 6,719 7.08 546,007 15
23,704 21.8 15,210 8,494 21.31 2,562,904 50
13,869 30.8 5,384 8,484 14.73 1,694,254 52
33,785 71.8 23,279 10,505 29.78 2,280,722 70
18,889 27.2 1,427 358 17,104 19.29 12,339,085 67
27,438 18.5 21,635 3,602 2,202 25.97 3,932,783 52
18,062 14.2 8,330 2,358 7,374 18.87 2,000,000 62
13,329 30.8 9,473 3,856 17.57 87
41,919 41.83 3,804,765 64
35,655 25.6 23,207 12,448 38.05 3,268,107 87
29,492 17.3 22,086 7,406 35.99 3,740,421 79
46,958 16.0 17,267 29,691 47.30 2,100,000 88
37,608 (2.7) 30,495 1,183 5,931 54.97 3,964,920 99