RESOURCE DiRECTORY - Financial Planning
RESOURCE DiRECTORY - Financial Planning
RESOURCE DiRECTORY - Financial Planning
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<strong>RESOURCE</strong> <strong>DiRECTORY</strong><br />
Primevest FinAnciAl services<br />
400 First St. S., Suite 300<br />
St. Cloud, Minn. 56301<br />
Phone (800) 245-0467<br />
Website primevest.com<br />
Year founded 1984<br />
ceO/president Catherine M. Bonneau<br />
recruiting executive Sean Casey<br />
Parent co. Cetera <strong>Financial</strong> Group<br />
SagePoint advisors enjoy the best of<br />
both worlds—big-firm resources with<br />
a small-firm feel. Share the advantages<br />
of being part of one of the largest<br />
independent broker-dealer networks<br />
in the industry, with a nationally<br />
recognized technology platform,<br />
as well as the tools and flexibility<br />
to grow your business, your way.<br />
STATS<br />
Number of repS 1,683<br />
AverAge pAyouT 92%<br />
CleAriNg firm Pershing, LLC and<br />
National <strong>Financial</strong><br />
e&o CoverAge Yes<br />
yeAr fouNded 1970<br />
Ceo/preSideNT Jeffery Auld<br />
reCruiTiNg Dee Morgan<br />
exeCuTive<br />
pAreNT CompANy Advisor Group<br />
CoNTACT<br />
Dee Morgan<br />
2800 N. Central Avenue<br />
Phoenix, AZ 85004<br />
866-462-4432<br />
Fax: 602-567-6405<br />
www.SagePoint<strong>Financial</strong>.com<br />
PrincOr FinAnciAl services<br />
711 High St.<br />
Des Moines, Iowa 50392<br />
Phone (888) 774-6267<br />
Website princor.com<br />
Year founded 1968<br />
ceO/president Mike Beer<br />
recruiting executive Julie LeClere<br />
clearing firm Pershing<br />
Parent co. Principal Life<br />
PrOequities<br />
2801 Highway 280 S., Birmingham, Ala. 35223<br />
Phone (800) 288-3035<br />
Website proequities.com<br />
Year founded 1984<br />
ceO/president Mike Mungenast<br />
recruiting executive Chris Corts<br />
clearing firm Pershing<br />
Parent co. Protective Life<br />
PrOsPerA FinAnciAl services<br />
5429 LBJ Freeway, Suite 400<br />
Dallas, Texas 75240<br />
Phone (972) 581-3000<br />
Website joinprospera.com<br />
Year founded 1982<br />
ceO/president David W. Stringer<br />
recruiting executive Tarah M. Carlow<br />
clearing firm First Clearing<br />
questAr cAPitAl<br />
5701 Golden Hills Drive<br />
Minneapolis, Minn. 55416<br />
Phone (888) 446-5872<br />
Website questarcapital.com<br />
Year founded 1997<br />
ceO/president Kevin S. Bachmann<br />
recruiting executive Alex S. Barned<br />
clearing firm Pershing<br />
Parent co. Allianz Life Insurence Co.<br />
of North America<br />
rAYmOnd JAmes FinAnciAl services<br />
880 Carillon Parkway<br />
St. Petersburg, Fla. 33716<br />
Phone (800) 998-7537<br />
Website advisorchoice.com<br />
Year founded 1974<br />
chairman Richard G. Averitt III<br />
recruiting executive Scott Curtis<br />
clearing firm Raymond James<br />
Parent co. Raymond James <strong>Financial</strong><br />
rOYAl AlliAnce AssOciAtes<br />
One World <strong>Financial</strong> Center, 15th Floor<br />
New York, N.Y. 10281<br />
Phone (800) 821-5100<br />
Website royalalliance.com<br />
Year founded 1989<br />
ceO/president Arthur Tambaro<br />
recruiting executive Kevin Beard<br />
clearing firms National <strong>Financial</strong>, Pershing<br />
Parent co. Advisor Group<br />
Broker-Dealer Guide / SourceMedia Marketing Solutions Group 40<br />
sAGePOint FinAnciAl<br />
2800 N. Central Ave., Suite 2100<br />
Phoenix, Ariz. 85004<br />
Phone (866) 462-4432<br />
Website sagepointfinancial.com<br />
Year founded 1970<br />
ceO/president Jeff Auld<br />
recruiting executive Dee Morgan<br />
clearing firms National <strong>Financial</strong>, Pershing<br />
Parent co. Advisor Group<br />
Since 1983, SSN has provided<br />
independence to independent advisors<br />
through higher payouts, awardwinning<br />
service and support, and one<br />
of the most responsive compliance<br />
teams in the country. If you expect<br />
people who answer the phone and<br />
know your name, responsive service,<br />
streamlined transition, and practice<br />
development—all with a better payout<br />
—it’s time to grow with SSN.<br />
STATS<br />
Number of repS 484<br />
AverAge pAyouT $185,185<br />
CleAriNg firm National <strong>Financial</strong><br />
& Pershing<br />
e&o CoverAge $2,400.00/annual<br />
yeAr fouNded 1983<br />
Ceo/preSideNT Wade S. Wilkinson<br />
reCruiTiNg Michael Neubeck<br />
exeCuTive<br />
CoNTACT<br />
Michael Neubeck<br />
9729 Cogdill Road, Suite 301<br />
Knoxville, TN 37932<br />
866-218-7908<br />
Fax: 865-777-4681<br />
www.joinSSN.com
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