RESOURCE DiRECTORY - Financial Planning

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CLiEnTS & ACCOUnTS FP50 Rev. Asset bReAKout % quAli- RANKiNg totAl AccouNt Assets $50– $100K– Active AccouNts Fied 2012 2011 comPANy $000s % chANge
FP50 Rev. RANKiNg Full-time liceNsed RegisteRed oFFice oF 2012 2011 comPANy stAFF PRoFessioNAls oFFices suPeRvisoRy juRis. RecRuiteRs comPliANce 2 1 3 16 4 7 9 8 23 24 22 10 25 5 19 14 15 17 11 20 27 30 45 33 18 38 35 34 32 42 41 40 44 50 12 31 37 46 26 48 36 47 43 49 6 13 21 28 29 39 2 Ameriprise Financial Services 2,800 1 LPL Financial 2,552 852 6,593 4,118 3 Raymond James Financial Services 2,495 1,953 1,385 9 113 16 Waddell & Reed 905 25 419 7 25 4 Commonwealth Financial Network 503 230 1,120 113 7 46 8 Northwestern Mutual 446 586 913 81 83 11 Cambridge Investment Research 435 161 1,337 317 23 49 7 Securities America 375 193 1,324 247 8 78 19 H.D. Vest Financial Services 305 1 1 10 44 22 First Allied Securities 270 118 445 150 6 52 20 Woodbury Financial Services 216 1,014 27 26 37 12 Royal Alliance Associates 205 93 858 218 2 62 24 SagePoint Financial 205 89 981 317 2 56 5 AXA Advisors 200 5,051 1,243 77 30 28 21 FSC Securities 198 85 771 232 3 54 14 MML Investors Services 195 5,064 1,369 92 6 15 National Planning 186 84 858 251 3 41 25 ING Financial Partners 183 1,779 311 2 16 10 NFP Advisor Services Group (and affiliates) 177 121 721 15 3 43 18 John Hancock Financial Network 175 342 51 51 27 Invest Financial 174 94 1,691 130 5 37 28 Transamerica Financial Advisors 166 30 41 Allstate Financial Services 144 8,329 6,858 82 49 51 CUNA Brokerage Services 141 2 1 3 1 17 17 Securian Financial Services 133 6 22 36 Ameritas Investment 127 399 637 58 1 14 31 Next Financial Group 120 50 622 166 6 25 33 Cadaret Grant 117 32 529 258 1 11 34 Park Avenue Securities 115 70 398 59 24 43 ProEquities 107 55 851 40 2 17 38 Genworth Financial Securities 94 1,394 5 5 8 40 CUSO Financial Services 85 65 667 15 2 11 45 CFG/H. Beck 85 46 546 47 2 16 48 Investment Centers of America 81 80 543 9 2 14 9 Wells Fargo Advisors Financial Network 80 528 528 19 28 32 SII Investments 77 60 368 107 3 16 39 American Portfolios Financial Services 75 30 366 88 1 10 46 VSR Financial Services 74 47 215 1 5 26 Princor Financial Services 73 45 950 71 6 21 47 Securities Service Network 55 31 301 68 3 10 35 M Holdings Securities 54 43 152 53 3 6 44 Centaurus Financial 50 18 358 155 3 12 42 Triad Advisors 46 24 265 51 2 10 49 Geneos Wealth Management 45 20 199 67 1 10 6 MetLife Securities 13 Financial Network Investment 23 New England Securities 29 PrimeVest Financial Services 30 Multi-Financial Securities 37 Walnut Street Securities CORPORATE STAFF 29 Broker-Dealer Guide / SourceMedia Marketing Solutions Group
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Page 36 and 37: RESOURCE DiRECTORY AllstAte FinAnci
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Page 42 and 43: RESOURCE DiRECTORY Primevest FinAnc
Page 44 and 45: RESOURCE DiRECTORY triAd AdvisOrs 5

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