RESOURCE DiRECTORY - Financial Planning
RESOURCE DiRECTORY - Financial Planning
RESOURCE DiRECTORY - Financial Planning
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<strong>RESOURCE</strong> <strong>DiRECTORY</strong><br />
AllstAte FinAnciAl services<br />
2920 South 84th St.<br />
Lincoln, Neb. 68506<br />
Phone (877) 525-5725<br />
Website allstate.com<br />
Year founded 1999<br />
ceO Robert Becker<br />
clearing firm National <strong>Financial</strong><br />
Parent co. Allstate Insurance<br />
Start a new day with Ameriprise<br />
As America’s leader in financial<br />
planning, we enable our advisors to do<br />
what they always wanted to do—make<br />
a real difference in their clients’ lives.<br />
Because we know it’s not just about<br />
ranking highly, it’s about doing what’s<br />
right for advisors and clients.<br />
STATS<br />
Number of repS 7,532<br />
AverAge pAyouT $292,200.00<br />
CleAriNg firm Ameriprise <strong>Financial</strong><br />
e&o CoverAge Yes<br />
yeAr fouNded 1894<br />
ChAirmAN/Ceo Jim Cracchiolo<br />
reCruiTiNg Manish Dave<br />
exeCuTive<br />
CoNTACT<br />
Manish Dave, Vice President, Senior<br />
Director, Business Development<br />
1050 Ameriprise <strong>Financial</strong> Center,<br />
Minneapolis, MN 55474<br />
866-806-9984<br />
www.joinameriprise.com/why<br />
Statistics are for our independent<br />
advisors. Brokerage, investment and<br />
financial advisory services are made<br />
available through Ameriprise <strong>Financial</strong><br />
Services, Inc. Member FINRA and<br />
SIPC. Some products and services<br />
may not be available in all jurisdictions<br />
or to all clients.<br />
Ameriprise <strong>Financial</strong> Services, Inc.<br />
is an Equal Opportunity Employer.<br />
© 2012 Ameriprise <strong>Financial</strong>, Inc.<br />
All rights reserved.<br />
AmericAn POrtFOliOs FinAnciAl services<br />
4250 Veterans Memorial Highway<br />
Suite 420E, Holbrook, N.Y. 11741<br />
Phone (631) 439-4600<br />
Website americanportfolios.com<br />
Year founded 2001<br />
ceO Lon T. Dolber<br />
recruiting executive Timothy O’Grady<br />
clearing firm Pershing<br />
Parent co. American Portfolios Holdings<br />
AmeriPrise FinAnciAl services<br />
707 Second Ave. S., Minneapolis, Minn. 55474<br />
Phone (612) 671-3131<br />
Website ameriprise.com<br />
Year founded 1894<br />
ceO James Cracchiolo<br />
recruiting executive Dave Manish<br />
Parent co. Ameriprise <strong>Financial</strong><br />
AmeritAs investment<br />
5900 O St., Lincoln, Neb. 68510<br />
Phone (800) 335-9858<br />
Website aicinvest.com<br />
Year founded 1983<br />
ceO/president Salene Hitchcock-Gear<br />
recruiting executive Wendell Hutsell<br />
clearing firms National <strong>Financial</strong>, Pershing, RBC Dain<br />
Parent co. Ameritas Life Insurance<br />
AXA AdvisOrs<br />
1290 Ave. of the Americas, New York, N.Y. 10104<br />
Phone (212) 554-1234<br />
Website axa-equitable.com<br />
Year founded 1999<br />
ceO/president Christine Nigro<br />
recruiting executive Cynthia Bodison<br />
clearing firm LPL <strong>Financial</strong><br />
Parent co. AXA-Equitable<br />
Berthel Fisher & cO. FinAnciAl services<br />
701 Tama St., Building B, P.O. Box 609<br />
Marion, Iowa 52302<br />
Phone (319) 447-5700<br />
Website berthel.com<br />
Year founded 1985<br />
ceO Thomas J. Berthel<br />
recruiting executive Vern Coates<br />
clearing firm National <strong>Financial</strong><br />
Parent co. Berthel Fisher & Co.<br />
BrOker deAler FinAnciAl services<br />
140 S. 68th St., West Des Moines, Iowa 50266<br />
Phone (515) 727-6700<br />
Website bdfs.com<br />
Year founded 1979<br />
ceO/president Timothy J. Lyle<br />
recruiting executive Cheryl Johnson<br />
clearing firm First Clearing<br />
Parent co. BDFSC Holdings<br />
cAdAret GrAnt<br />
One Lincoln Center, Syracuse, N.Y. 13202<br />
Phone (315) 471-2191<br />
Website cadaretgrant.com<br />
Year founded 1985<br />
ceO/president Arthur F. Grant<br />
recruiting executive Mark Waterman<br />
clearing firm Pershing<br />
Broker-Dealer Guide / SourceMedia Marketing Solutions Group 34<br />
cAmBridGe investment reseArch<br />
1776 Pleasant Plain Road<br />
Fairfield, Iowa 52556<br />
Phone (800) 777-6080<br />
Website joincambridge.com<br />
Year founded 1981<br />
ceO/chairman Eric Schwartz<br />
recruiting executive Kyle Selberg<br />
clearing firms National <strong>Financial</strong>, Pershing<br />
The “cfd” “companies are financial<br />
organizations dedicated to providing<br />
<strong>Financial</strong> Advisers with the necessary<br />
support, tools, techniques, quality<br />
financial products, and technologies for<br />
the achievement of their clients’ goals<br />
and objectives through a team of home<br />
office personnel commited to serving<br />
advisers in a Christ-like manner.<br />
STATS<br />
Number of repS 170<br />
AverAge pAyouT 75% to 92%<br />
CleAriNg firm RBC and NFS<br />
e&o CoverAge $1,800.00/annual<br />
yeAr fouNded 1990<br />
Ceo/preSideNT Brent Owens<br />
reCruiTiNg Brent Owens<br />
exeCuTive<br />
CoNTACT<br />
Brent Owens<br />
2704 South Goyer<br />
Kokomo, IN 46902<br />
800-745-7776<br />
Fax: 765-864-4080<br />
www.joincfd.com<br />
and www.cfdinvestments.com
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