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ZTE Communications

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S pecial Topic<br />

High Spectral Efficiency 400G Transmission<br />

Xiang Zhou<br />

SE (b/s/Hz)<br />

8<br />

7<br />

6<br />

5<br />

4<br />

3<br />

2<br />

1<br />

0<br />

0<br />

Deployed<br />

Projected<br />

In 2011-2012<br />

100 200 300<br />

Transport Interface Rate (Gb/s)<br />

SE: spectral efficiency<br />

demonstrated with net SE of 8 b/s/Hz. This was the first<br />

demonstration of a 400G WDM system over the standard<br />

50 GHz grid optical network. In [11], the transmission reach<br />

was extended to 800 km by introducing a broadband optical<br />

spectral-shaping technique to compensate for ROADM<br />

filtering effects. This is the longest transmission distance<br />

beyond 4 b/s/Hz that has been demonstrated for WDM SE.<br />

Key enabling technologies and experimental results are<br />

reviewed in the following sections.<br />

In section 2, the 450 Gb/s PDM-Nyquist-32 QAM<br />

transmitter is described. In section 3, the coherent receiver<br />

and DSP algorithms are presented. In section 4, two WDM<br />

transmission experiments and back-to-back are presented.<br />

In section 5, a summary is given.<br />

2 450 Gb/s PDM-Nyquist 32-QAM<br />

Transmitter<br />

To overcome limited digital-to-analog converter (DAC)<br />

bandwidth, a frequency-locked five-subcarrier generation<br />

method is used to create the 450 Gb/s<br />

per-channel signal [10], [11]. Fig. 2<br />

shows the demonstrated 450 Gb/s<br />

PDM-Nyquist-32 QAM transmitter. The<br />

★<br />

400<br />

output from a continuous-wave (CW)<br />

laser with line width of approximately<br />

100 kHz is split by a 3 dB optical coupler<br />

(OC). One output is sent to a<br />

Mach-Zehnder modulator (MZM-1)<br />

driven by a 9.2 GHz clock in order to<br />

generate two 18.4 GHz-spaced<br />

subcarriers per channel (the two<br />

first-order signal components) that are<br />

offset from the original wavelengths by<br />

± 9.2 GHz. After an erbium-doped fiber<br />

amplifier (EDFA) and a 12.5/25 GHz<br />

interleaver filter (ILF), the original<br />

wavelengths and second-order<br />

harmonics are suppressed by more than<br />

40 dB relative to the first-order<br />

components (Fig. 2a). The signal is then<br />

equally split between two outputs of a<br />

04<br />

<strong>ZTE</strong> COMMUNICATIONS<br />

March 2012 Vol.10 No.1<br />

◀Figure 1.<br />

Projected demand<br />

for SE for the<br />

next-generation<br />

transport standard.<br />

Laser<br />

9.2G<br />

Clock<br />

MZM1<br />

VOA<br />

EDFA<br />

ILF<br />

Original 50 GHz<br />

Spaced Signal<br />

EDFA: erbium-doped fiber amplifier<br />

ILF: 12.5/25 GHz interleaver filter<br />

MZM: Mach-Zehnder modulator<br />

polarization beam splitter (PBS) prepared by a polarization<br />

controller (PC). The two subcarriers on one PBS output are<br />

sent to an IQ modulator (IQ MOD1), driven by a<br />

pre-equalized 9 Gbaud Nyquist 32-QAM signal with 2 15 - 1<br />

pseudorandom pattern length. The Nyquist pulse shaping has<br />

roll-off factor of 0.01, and the digital Nyquist filter has a tap<br />

length of 64. Fig. 3 shows the Nyquist filter impulse response<br />

used in this experiment and the resulting eye diagram of the<br />

generated 32-QAM baseband signal in one quadrature.<br />

Frequency-domain based pre-equalization [12] is used to<br />

compensate for the band-limiting effects of the DACs, which<br />

have 3 dB bandwidths less than 5 GHz at 10 bit resolution and<br />

a 24 GSa/s sample rate. Fig. 4 shows the relative amplitude<br />

spectra of the generated 9 Gbaud Nyquist 32-QAM<br />

baseband electrical drive signals (after DACs) with and<br />

without pre-equalization. The filtering effects caused by the<br />

DACs are compensated for using frequency-domain-based<br />

digital pre-equalization.<br />

A second Mach-Zehnder modulator (MZM-2) driven by a<br />

9.2 GHz clock is placed at the second PBS output to generate<br />

first-order signal components at 0 GHz and 18.4 GHz offsets<br />

from the original wavelength. After MZM-2, the signals pass<br />

through two 25/50 GHz interleavers to suppress the 0 GHz<br />

signal components and the unwanted harmonics (Fig. 2b).<br />

The second ILF re-inserts the original CW signal (from the<br />

second 3 dB OC output), resulting in three 18.4 GHz-spaced<br />

subcarriers from the original wavelength. These three<br />

subcarriers pass through an IQ modulator (IQ MOD2) that is<br />

driven by a second pre-equalized 9 Gbaud Nyquist 32-QAM<br />

signal with 2 15 -1 pseudorandom pattern length and<br />

originating from a second DAC. Then, the sets of two and<br />

three 45 Gb/s subcarriers are passively combined and<br />

polarization multiplexed with 20 ns relative delay. This results<br />

in a 450 Gb/s signal that occupies a spectral width of<br />

45.8 GHz, sufficiently confined to be placed on the 50 GHz<br />

OC: optical coupler<br />

PBS: polarization beam splitter<br />

PC: polarization controller<br />

▲Figure 2. 450 Gb/s PDM-Nyquist 32-QAM transmitter.<br />

Power (dBm)<br />

PC<br />

PBS<br />

12.5/25 G<br />

PC<br />

Power (dBm)<br />

0<br />

-20<br />

-40<br />

-20<br />

-40<br />

-60<br />

>40 dB<br />

-60<br />

-50 -25 0 25<br />

Freq. Offset (GHz)<br />

9.2G<br />

Clock<br />

MZM2<br />

>33 dB<br />

25/50 G<br />

PC<br />

ILF<br />

ILF<br />

-80<br />

-50 -25 0 25<br />

Freq. Offset (GHz)<br />

(a)<br />

(b)<br />

50<br />

50<br />

D/A<br />

Converters<br />

I Q<br />

IQ<br />

MOD 1<br />

IQ<br />

MOD 2<br />

I Q<br />

D/A<br />

Converters<br />

OC<br />

Pre-Equalized<br />

9 Gbaud Digital<br />

Nyquist 32 QAM<br />

POL<br />

MUX<br />

VOA: variable attenuator<br />

EDFA<br />

Pre-Equalized<br />

9 Gbaud Digital<br />

Nyquist 32 QAM

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