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An Introduction To The International Criminal Court - Institute for ...

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4<br />

General principles of criminal law<br />

<strong>The</strong> statutes of the Nuremberg and <strong>To</strong>kyo tribunals, as well as those of<br />

the ad hoc tribunals <strong>for</strong> the <strong>for</strong>mer Yugoslavia and Rwanda, are very thin<br />

when it comes to what criminal lawyers call ‘general principles’. Once the<br />

crimes were defined, the drafters of these earlier models left issues such<br />

as the appreciation of the evidence or the assessment of responsibility <strong>for</strong><br />

accomplices and other ‘secondary’ offenders to the discretion of the judges.<br />

After all, those appointed to preside over these tribunals were eminent jurists<br />

in their own countries and could draw on a rich, multicultural resource of<br />

domestic criminal law practice. <strong>The</strong> Rome Statute is far less generous to<br />

the judges. It seeks to delimit in great detail any possible exercise of judicial<br />

discretion. Part 3 of the Statute, consisting of Articles 22 to 33, is entitled<br />

‘General principles of criminal law’. 1 It directs the <strong>Court</strong> on such issues as<br />

criminal participation, the mental element of crimes and the availability of<br />

various defences. But elsewhere in the Statute can be found other provisions<br />

that are also germane to the issue of general principles. <strong>The</strong>y present a<br />

fascinating experiment in comparative criminal law, drawing upon elements<br />

from the common law, the Romano-Germanic system, Sharia law and other<br />

regimes of penal justice.<br />

Sources of law<br />

Article 21 of the Rome Statute, entitled ‘Applicable law’, sets out the legal<br />

sources upon which the <strong>International</strong> <strong>Criminal</strong> <strong>Court</strong> may draw. <strong>The</strong> Statute<br />

itself cannot provide answers to every question likely to arise be<strong>for</strong>e the<br />

<strong>Court</strong> and judges will have to seek guidance elsewhere, just as they do under<br />

1 On the general principles, see Per Saland, ‘<strong>International</strong> <strong>Criminal</strong> Law Principles’, in Roy Lee, ed.,<br />

<strong>The</strong> <strong>International</strong> <strong>Criminal</strong> <strong>Court</strong>: <strong>The</strong> Making of the Rome Statute: Issues, Negotiations, Results,<br />

<strong>The</strong> Hague: Kluwer Law <strong>International</strong>, 1999, pp. 189–216; William A. Schabas, ‘General Principles<br />

of <strong>Criminal</strong> Law in the <strong>International</strong> <strong>Criminal</strong> <strong>Court</strong> Statute (Part III)’, (1998) 6 European Journal<br />

of Crime, <strong>Criminal</strong> Law and <strong>Criminal</strong> Justice 84; Kai Ambos, ‘General Principles of Law in the<br />

Rome Statute’, (1999) 10 <strong>Criminal</strong> Law Forum 1.<br />

90

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