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An Introduction To The International Criminal Court - Institute for ...

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general principles of criminal law 101<br />

Individual criminal responsibility<br />

<strong>The</strong> <strong>International</strong> <strong>Criminal</strong> <strong>Court</strong> is concerned with trying and punishing<br />

individuals, not States. ‘Crimes against international law are committed by<br />

men, not by abstract entities, and only by punishing individuals who commit<br />

such crimes can the provisions of international law be en<strong>for</strong>ced’, wrote the<br />

Nuremberg Tribunal in 1946. This philosophy is reflected in Article 25 of<br />

the Rome Statute. Proposals that the <strong>Court</strong> also exercise jurisdiction over<br />

corporate bodies in addition to individuals were seriously considered at the<br />

Rome Conference. While all national legal systems provide <strong>for</strong> individual<br />

criminal responsibility, their approaches to corporate criminal liability vary<br />

considerably. With a <strong>Court</strong> predicated on the principle of complementarity,<br />

it would have been unfair to establish a <strong>for</strong>m of jurisdiction that would in<br />

effect be inapplicable to those States that do not punish corporate bodies<br />

under criminal law. During negotiations, attempts at encompassing some<br />

<strong>for</strong>m of corporate liability made considerable progress. But time was simply<br />

too short <strong>for</strong> the delegates to reach a consensus and ultimately the concept<br />

had to be abandoned. 39<br />

<strong>The</strong> <strong>International</strong> <strong>Criminal</strong> <strong>Court</strong>, like its earlier models at Nuremberg,<br />

<strong>The</strong> Hague and Arusha, is targeted at the major criminals responsible <strong>for</strong><br />

large-scale atrocities. Most of its ‘clientele’ will not be the actual perpetrators<br />

of the crimes, soiling their hands with flesh and blood. Rather, they will be<br />

‘accomplices’, those who organise, plan and incite genocide, crimes against<br />

humanity and war crimes. <strong>The</strong> <strong>Court</strong> can approach this issue in two different<br />

ways. <strong>The</strong> first is to consider the planners and organisers as principal<br />

offenders. <strong>The</strong> District <strong>Court</strong> of Jerusalem held Adolf Eichmann to be a<br />

principal offender ‘in the same way as two or more persons who collaborate<br />

in <strong>for</strong>ging a document are all principal offenders’. 40 Alternatively, they may<br />

be tried as accomplices, who aid or abet the principal offenders. <strong>The</strong> Trial<br />

Chamber of the <strong>International</strong> <strong>Criminal</strong> Tribunal <strong>for</strong> the Former Yugoslavia<br />

has stated that there is a customary law basis <strong>for</strong> the criminalisation of accessories<br />

or participants. 41 Either approach will work under the Rome Statute,<br />

which in Article 25 sets out rather elaborate texts dealing with complicity or<br />

secondary liability. But, in one case, the ICTY Appeals Chamber cautioned<br />

39 Saland, ‘<strong>International</strong> <strong>Criminal</strong> Law Principles’, p. 199; Ambos, ‘General Principles’, p. 7.<br />

40 A-G Israel v. Eichmann, (1968) 36 ILR 18 (District <strong>Court</strong>, Jerusalem), para. 194.<br />

41 Prosecutor v. Tadic (Case No. IT-94-1-T), Opinion and Judgment, 7 May 1997, paras. 666 and 669.

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