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Part II: The Regulatory Framework for Climate-related Geo<strong>en</strong>gineering Relevant to the Conv<strong>en</strong>tion on Biological Diversity<br />

• “Relevant to the CBD”: Because of the pot<strong>en</strong>tially wide-ranging effec<strong>ts</strong> of geo<strong>en</strong>gineering, this study<br />

did not exclude any geo<strong>en</strong>gineering technique on the grounds that it was not relevant for the CBD.<br />

In fact, the parallel group of exper<strong>ts</strong> that considered the impac<strong>ts</strong> of geo<strong>en</strong>gineering on biodiversity<br />

and related social, economic and cultural considerations id<strong>en</strong>tified pot<strong>en</strong>tial impac<strong>ts</strong> (positive and/or<br />

negative) from all curr<strong>en</strong>tly proposed or modelled approaches to geo<strong>en</strong>gineering.<br />

• “Global”: This could include two sub-criteria:<br />

Geographical or spatial scope of application of the regulatory mechanism (e.g., global, or regional);<br />

Degree of participation, including the number of Parties (within the int<strong>en</strong>ded scope) and balance in<br />

repres<strong>en</strong>tation (e.g., developed and developing countries, participation of least developed countries,<br />

small island developing States).<br />

• “Sci<strong>en</strong>ce-based”: Role of associated sci<strong>en</strong>tific or technical bodies or mechanisms for provision of clear<br />

sci<strong>en</strong>tific information in considering and/or developing advice or guidelines for relevant research<br />

activities. (Note that in the case of some approaches to geo<strong>en</strong>gineering, it is difficult to differ<strong>en</strong>tiate<br />

betwe<strong>en</strong> large-scale sci<strong>en</strong>tific experim<strong>en</strong><strong>ts</strong> and deploym<strong>en</strong>t and that, as such, close links with policy<br />

mechanisms are required.)<br />

• “Transpar<strong>en</strong>t”: Due to the technical nature of geo<strong>en</strong>gineering or confid<strong>en</strong>tiality concerning the<br />

research, special att<strong>en</strong>tion must be paid to transpar<strong>en</strong>cy of the decision-making process and the basis<br />

on which decisions are made. This is especially important for developing countries with fewer sci<strong>en</strong>tis<strong>ts</strong><br />

involved in the research and fewer delegates at international meetings where this is discussed. Possible<br />

considerations include:<br />

Ensuring that the rule or guidance is suffici<strong>en</strong>tly clear for States to apply a case-by-case analysis of<br />

whether a geo<strong>en</strong>gineering activity would be permitted or not;<br />

Access to funding details, recognizing that private funding may be protected by other laws;<br />

Facilitating clear mechanisms for consultation with any pot<strong>en</strong>tially affected countries;<br />

Involving all major stakeholder groups in decision-making;<br />

Informing all major stakeholder groups of pot<strong>en</strong>tial and realized impac<strong>ts</strong>;<br />

Ensuring accountability for decisions.<br />

• “Effective”: Whether a framework is effective dep<strong>en</strong>ds on what it is supposed to achieve. Considerations<br />

could include:<br />

In one s<strong>en</strong>se, “effective” could mean that the framework mee<strong>ts</strong> i<strong>ts</strong> aims. For the purposes of this<br />

study, effectiv<strong>en</strong>ess could also refer to effectiv<strong>en</strong>ess in meeting the objectives of the CBD, in<br />

particular whether or not the framework is consist<strong>en</strong>t with effor<strong>ts</strong> towards the conservation and<br />

sustainable use of biodiversity and <strong>en</strong>suring the equitable sharing of i<strong>ts</strong> b<strong>en</strong>efi<strong>ts</strong>. G<strong>en</strong>erally, existing<br />

frameworks and rules need to be evaluated in terms of their coverage of the geo<strong>en</strong>gineering<br />

approaches curr<strong>en</strong>tly being considered. In particular, there is a need to assess effectiv<strong>en</strong>ess in<br />

relation to particular technologies, materials, int<strong>en</strong>t and impac<strong>ts</strong>, all of which are relevant elem<strong>en</strong><strong>ts</strong><br />

of geo<strong>en</strong>gineering. An additional consideration could be that the framework is able to deal with<br />

evolving research and pot<strong>en</strong>tial new geo<strong>en</strong>gineering concep<strong>ts</strong>.<br />

Further considerations of effectiv<strong>en</strong>ess in this regard include (i) pres<strong>en</strong>ce of mechanisms aimed<br />

at <strong>en</strong>suring implem<strong>en</strong>tation, compliance with rules, decisions and other guidance, including<br />

non-legally-binding approaches where such approaches are most appropriate and (ii) the pres<strong>en</strong>ce of<br />

a compliance mechanism.<br />

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