Annex I - VERTIC

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▼M1 ▼B 4. No later than 31 December 2013, the Commission shall submit to the European Parliament and to the Council a report evaluating the implementation of this Regulation with a specific focus on the implementation of <strong>Annex</strong> IIb, Union General Export Authorisation No EU002, accompanied by, if appropriate, a legislative proposal to amend this Regulation, in particular as regards the issue of low-value shipments. Article 25a Without prejudice to the provisions on mutual administrative assistance agreements or protocols in customs matters concluded between the Union and third countries, the Council may authorise the Commission to negotiate with third countries agreements providing for the mutual recognition of export controls of dual-use items covered by this Regulation and in particular to eliminate authorisation requirements for re- exports within the territory of the Union. These negotiations shall be conducted in accordance with the procedures established in Article 207(3) of the Treaty on the Functioning of the European Union and the Treaty establishing the European Atomic Energy Community, as appropriate. Article 26 This Regulation does not affect: — the application of Article 296 of the Treaty establishing the European Community, — the application of the Treaty establishing the European Atomic Energy Community. Article 27 Regulation (EC) No 1334/2000 is repealed with effect from 27 August 2009. However, for export authorisation applications made before 27 August 2009, the relevant provisions of Regulation (EC) No 1334/2000 shall continue to apply. References to the repealed Regulation shall be construed as references to this Regulation and shall be read in accordance with the correlation table in <strong>Annex</strong> VI. Article 28 This Regulation shall enter into force 90 days after the date of its publication in the Official Journal of the European Union. This Regulation shall be binding in its entirety and directly applicable in all Member States. 2009R0428 — EN — 15.06.2012 — 002.001 — 20
▼M2 ANNEX I List referred to in Article 3 of this Regulation LIST OF DUAL-USE ITEMS This list implements internationally agreed dual-use controls including the Wassenaar Arrangement, the Missile Technology Control Regime (MTCR), the Nuclear Suppliers’ Group (NSG), the Australia Group and the Chemical Weapons Convention (CWC). CONTENTS Notes Acronyms and abbreviations Definitions Category 0 Nuclear materials, facilities and equipment Category 1 Special materials and related equipment Category 2 Materials processing Category 3 Electronics Category 4 Computers Category 5 Telecommunications and ‘information security’ Category 6 Sensors and lasers Category 7 Navigation and avionics Category 8 Marine Category 9 Aerospace and propulsion 2009R0428 — EN — 15.06.2012 — 002.001 — 21
Page 1 and 2: This document is meant purely as a
Page 3 and 4: ▼B (7) Common lists of dual-use i
Page 5 and 6: ▼B (19) Each Member State should
Page 7 and 8: ▼B CHAPTER II SCOPE Article 3 1.
Page 9 and 10: ▼B Article 6 1. The transit of no
Page 11 and 12: ▼B (c) not be used if the exporte
Page 13 and 14: ▼B (d) considerations about inten
Page 15 and 16: ▼B 3. Without prejudice to any po
Page 17 and 18: ▼B (b) the quantity of the dual-u
Page 19: ▼B ▼M1 ▼B ▼M1 2. The Chair
Page 23 and 24: ▼M2 Controls on ‘technology’
Page 25 and 26: ▼M2 Acronym or abbreviation Meani
Page 27 and 28: ▼M2 DEFINITIONS OF TERMS USED IN
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Page 31 and 32: ▼M2 ‘Dynamic signal analysers
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Page 41 and 42: ▼M2 ‘Signal processing’ (3 4
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Page 61 and 62: ▼M2 CATEGORY 1 SPECIAL MATERIALS
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▼M2 1B115 (continued) b. ‘Produ
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▼M2 1B229 (continued) b. ‘Inter
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▼M2 1C001 a. Note 1: (continued)
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▼M2 1C002 b. (continued) 2. Niobi
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▼M2 1C003 c. 3. (continued) b. An
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▼M2 1C006 d. (continued) 3. In a
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▼M2 1C008 (continued) b. Thermopl
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▼M2 1C010 (continued) e. Fully or
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▼M2 1C012 a. Note: (continued) b.
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▼M2 1C111 a. 3. d. (continued) Te
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▼M2 1C111 c. 6. (continued) k. Di
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▼M2 1C210 a. (continued) 2. A ‘
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▼M2 1C235 Tritium, tritium compou
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▼M2 1C350 (continued) 36. Methyl
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▼M2 1C351 a. (continued) 29. Rift
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▼M2 1C352 a. (continued) 2. Avian
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▼M2 1C354 (continued) c. Fungi, w
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▼M2 1C450 b. (continued) Note 2:
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▼M2 1E Technology 1E001 ‘Techno
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▼M2 CATEGORY 2 MATERIALS PROCESSI
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▼M2 2A225 a. 2. (continued) h. Yt
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▼M2 2B 5. (continued) f. If any a
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▼M2 2B001 c. Note: (continued) b.
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▼M2 2B005 Equipment specially des
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▼M2 2B006 b. 1. (continued) c. Me
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▼M2 2B104 ‘Isostatic presses’
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▼M2 2B120 (continued) c. Having a
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▼M2 2B204 a. (continued) 2. A cha
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▼M2 2B226 Controlled atmosphere (
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▼M2 2B350 a. (continued) 2. Fluor
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▼M2 2B350 f. (continued) 2. Nicke
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▼M2 2B351 Toxic gas monitoring sy
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▼M2 2C Materials None. 2009R0428
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▼M2 1. Coating Process (1) (*) 2.
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▼M2 1. Coating Process (1) (*) 2.
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▼M2 3. The term ‘noble metal mo
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▼M2 Specific TE-PVD processes are
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▼M2 CATEGORY 3 ELECTRONICS 2009R0
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▼M2 3A001 a. (continued) 2. ‘Mi
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▼M2 3A001 a. 5. (continued) Techn
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▼M2 3A001 b. 1. Note 1: (continue
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▼M2 3A001 b. (continued) 4. Micro
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▼M2 3A001 b. 10. (continued) b. A
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▼M2 3A001 e. 1. (continued) 3. Fo
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▼M2 3A001 h. (continued) 3. Conti
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▼M2 3A002 a. (continued) 6. Digit
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▼M2 3A002 g. (continued) 3. Non-
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▼M2 3A225 Frequency changers or g
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▼M2 3A232 (continued) b. Arrangem
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▼M2 3B001 e. (continued) 2. Desig
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▼M2 3C Materials 3C001 Hetero-epi
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▼M2 CATEGORY 4 COMPUTERS 2009R042
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▼M2 4A003 Note 1: (continued) —
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▼M2 4B Test, Inspection and Produ
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▼M2 4D Software Note: The control
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▼M2 TECHNICAL NOTE ON ‘ADJUSTED
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▼M2 CATEGORY 5 TELECOMMUNICATIONS
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▼M2 5A001 b. 1. (continued) d. Us
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▼M2 5A001 f. (continued) 3. Explo
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▼M2 5C1 Materials None 2009R0428
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▼M2 5E1 Technology 5E001 ‘Techn
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▼M2 5E001 d. (continued) 6. Rated
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▼M2 c. When necessary, details of
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▼M2 5A002 Note: a. 1. (continued)
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▼M2 5B2 Test, Inspection and Prod
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▼M2 5D2 Software 5D002 ‘Softwar
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▼M2 CATEGORY 6 SENSORS AND LASERS
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▼M2 6A001 a. 1. a. 2. (continued)
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▼M2 6A001 a. 1. e. (continued) 3.
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▼M2 6A001 a. 2. (continued) e. Bo
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▼M2 6A002 a. 2. a. (continued) 2.
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▼M2 6A002 a. 3. Note: c. (continu
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▼M2 6A002 a. 3. g. (continued) 3.
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▼M2 6A003 a. (continued) 2. Mecha
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▼M2 6A004 d. 3. (continued) c. An
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▼M2 6A005 a. 5. (continued) b. Mu
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▼M2 6A005 b. 6. (continued) b.
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▼M2 6A005 (continued) d. Other
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▼M2 6A005 d. 1. e. 2. (continued)
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▼M2 6A005 f. (continued) 1. Dynam
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▼M2 6A007 Gravity meters (gravime
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▼M2 6A008 j. (continued) Note 3:
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▼M2 6A108 (continued) Technical N
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▼M2 6A225 Velocity interferometer
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▼M2 6C Materials 6C002 Optical se
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▼M2 6D Software 6D001 ‘Software
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▼M2 7A Systems, Equipment and Com
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▼M2 7A003 (continued) c. Inertial
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▼M2 7A101 (continued) Note: 7A101
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▼M2 7A105 b. (continued) 3. Being
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▼M2 7B102 Reflectometers speciall
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▼M2 7E102 ‘Technology’ for pr
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▼M2 8A Systems, Equipment and Com
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▼M2 8A002 Marine systems, equipme
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▼M2 8A002 i. 1. (continued) b. Ta
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▼M2 8A002 (continued) o. Propelle
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▼M2 8B Test, Inspection and Produ
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▼M2 CATEGORY 9 AEROSPACE AND PROP
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▼M2 9A005 Liquid rocket propulsio
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▼M2 9A010 (continued) c. Structur
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▼M2 9A106 d. (continued) Note: Th
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▼M2 9A350 Spraying or fogging sys
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▼M2 9B007 Equipment specially des
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▼M2 9C Materials 9C108 ‘Insulat
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▼M2 9D103 ‘Software’ speciall
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▼M2 9E003 a. 5. (continued) Techn
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▼M2 9E003 f. 2. (continued) c. Va
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▼M1 ▼B ▼M1 ▼B ANNEX IIa UNI
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▼M1 ANNEX IIb UNION GENERAL EXPOR
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▼M1 ANNEX IIc UNION GENERAL EXPOR
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▼M1 (2) the exporter is aware tha
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▼M1 Part 2 - Destinations This au
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▼M1 ANNEX IIe UNION GENERAL EXPOR
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▼M1 ANNEX IIf UNION GENERAL EXPOR
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▼M1 4. N,N-Dialkyl [methyl, ethyl
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▼M1 ANNEX IIg (List referred to i
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▼B 2009R0428 — EN — 15.06.201
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▼B ANNEX IIIb (model for brokerin
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▼B ANNEX IV (List referred to in
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▼B 6A001.a.2.e. Bottom or bay cab
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▼B 9A106.c. Systems or components
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▼B — 0C002: this item is not in
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▼B 6A203 Cameras and components,
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▼B ANNEX VI Correlation Table Reg
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Annex I - VERTIC

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