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UN Guide for Anti-Corruption Policies - United Nations Office on ...

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In both cases, corrupti<strong>on</strong> may exist in both the creati<strong>on</strong> of the c<strong>on</strong>flict which<br />

does not exist, as is the case where a bribe is solicited or offered, or acting<br />

improperly <strong>on</strong> a c<strong>on</strong>flict which already exists, as is the case where an official<br />

employs a friend or relative in preference over other, better qualified<br />

applicants. But even this model is by no means universal. There may well be<br />

c<strong>on</strong>duct which is c<strong>on</strong>sidered by some as “corrupti<strong>on</strong>” which does not fall within<br />

its scope.<br />

Another comm<strong>on</strong> c<strong>on</strong>cept, the idea that corrupti<strong>on</strong> is the abuse of public<br />

power <str<strong>on</strong>g>for</str<strong>on</strong>g> private gain (previous secti<strong>on</strong>), can also be seen as a c<strong>on</strong>flict<br />

between the obligati<strong>on</strong> to exercise a public power in the public interest and the<br />

self-interest of an individual to use or exploit the power <str<strong>on</strong>g>for</str<strong>on</strong>g> private gain. It is<br />

narrower, however, being limited not <strong>on</strong>ly by the c<strong>on</strong>duct involved, but the<br />

c<strong>on</strong>text in which it occurs or the c<strong>on</strong>sequences which result. Here the c<strong>on</strong>flict<br />

must involve the abuse of a “public” power, which excludes purely private<br />

corrupti<strong>on</strong>. This model is sometimes expanded to include cases where some<br />

other public interest is threatened, usually by the seriousness of<br />

c<strong>on</strong>sequences. Most <str<strong>on</strong>g>for</str<strong>on</strong>g>ms of corrupti<strong>on</strong> relating to trading in stocks or<br />

commodities fall into this category because they threaten the stability and<br />

credibility of markets. Further expansi<strong>on</strong>s extend this model to the misuse of<br />

purely private resp<strong>on</strong>sibilities, eliminating the “public” element entirely,<br />

resulting in the more general model based <strong>on</strong>ly <strong>on</strong> the creati<strong>on</strong> or exploitati<strong>on</strong><br />

of a c<strong>on</strong>flict of interest.<br />

This illustrates the link between definiti<strong>on</strong>s and the purposes <str<strong>on</strong>g>for</str<strong>on</strong>g> which they<br />

are c<strong>on</strong>structed: in many countries, the major reas<strong>on</strong> <str<strong>on</strong>g>for</str<strong>on</strong>g> defining corrupti<strong>on</strong><br />

has been to criminalize it, and the definiti<strong>on</strong>s there<str<strong>on</strong>g>for</str<strong>on</strong>g>e reflect public policy<br />

decisi<strong>on</strong>s about what should or should not be made a crime. Limiting the<br />

definiti<strong>on</strong> of corrupti<strong>on</strong> to c<strong>on</strong>duct which involves elements of the public sector<br />

or major public interests reflects a public-policy decisi<strong>on</strong> about what to<br />

criminalize rather than an attempt to define or describe the c<strong>on</strong>duct involved.<br />

N<strong>on</strong>-legal definiti<strong>on</strong>s, <strong>on</strong> the other hand, tend to focus <strong>on</strong> c<strong>on</strong>duct rather than<br />

c<strong>on</strong>text or c<strong>on</strong>sequences, defining general patterns of c<strong>on</strong>duct such as the<br />

seeking or exercise of undue influence as “corrupti<strong>on</strong>”, noting that <strong>on</strong>ly some<br />

corrupti<strong>on</strong> – that which takes place in circumstances raising a significant<br />

public interest – is criminalised.<br />

Criminal law definiti<strong>on</strong>s in many countries also find it necessary to distinguish<br />

between the c<strong>on</strong>duct of individual parties to a corrupt transacti<strong>on</strong>, and to deal<br />

separately with incomplete transacti<strong>on</strong>s. Thus, soliciting, paying and accepting<br />

a bribe, as well as attempting any of these acts, tend to become distinct<br />

criminal offences. Transacti<strong>on</strong>s can be seen as originating with the pers<strong>on</strong><br />

seeking to corrupt official acti<strong>on</strong> (bribery) or the corrupt official (extorti<strong>on</strong> or<br />

solicitati<strong>on</strong>), or as a more general product of circumstances. This<br />

compartmentalizati<strong>on</strong> is important to criminal law and related policies, but it<br />

should not be allowed to obscure more general definiti<strong>on</strong>s or c<strong>on</strong>cepts which<br />

can be valuable <str<strong>on</strong>g>for</str<strong>on</strong>g> <str<strong>on</strong>g>for</str<strong>on</strong>g>mulating other policies.<br />

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