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amendments to the Hawaii Rules of Professional Conduct

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equirements <strong>of</strong> this Rule <strong>the</strong>refore may subject lawyers <strong>to</strong><br />

regulations inapplicable <strong>to</strong> advocates who are not lawyers.<br />

However, legislatures and administrative agencies have a right<br />

<strong>to</strong> expect lawyers <strong>to</strong> deal with <strong>the</strong>m as <strong>the</strong>y deal with courts.<br />

[3] This Rule only applies when a lawyer represents a<br />

client in connection with an <strong>of</strong>ficial hearing or meeting <strong>of</strong> a<br />

governmental agency or a legislative body <strong>to</strong> which <strong>the</strong> lawyer<br />

or <strong>the</strong> lawyer’s client is presenting evidence or argument. It<br />

does not apply <strong>to</strong> representation <strong>of</strong> a client in a negotiation or<br />

o<strong>the</strong>r bilateral transaction with a governmental agency or in<br />

connection with an application for a license or o<strong>the</strong>r privilege<br />

or <strong>the</strong> client’s compliance with generally applicable reporting<br />

requirements, such as filing income tax returns. Nor does it<br />

apply <strong>to</strong> <strong>the</strong> presentation <strong>of</strong> a client in connection with an<br />

investigation or examination <strong>of</strong> <strong>the</strong> client’s affairs conducted by<br />

government investiga<strong>to</strong>rs or examiners. Representation in such<br />

a transaction is governed by <strong>Rules</strong> 4.1 through 4.4 <strong>of</strong> <strong>the</strong>se<br />

<strong>Rules</strong>.<br />

Rule 4.1. TRUTHFULNESS IN STATEMENTS TO OTHERS.<br />

In <strong>the</strong> course <strong>of</strong> representing a client a lawyer shall not knowingly:<br />

(a) make a false statement <strong>of</strong> material fact or law <strong>to</strong> a third person; or<br />

(b) fail <strong>to</strong> disclose a material fact <strong>to</strong> a third person when disclosure is<br />

necessary <strong>to</strong> avoid assisting a criminal or fraudulent act by a client.<br />

COMMENTS:<br />

Misrepresentation<br />

[1] A lawyer is required <strong>to</strong> be truthful when dealing<br />

with o<strong>the</strong>rs on a client's behalf, but generally has no affirmative<br />

duty <strong>to</strong> inform an opposing party <strong>of</strong> relevant facts. A<br />

misrepresentation can occur if <strong>the</strong> lawyer incorporates or<br />

affirms a statement <strong>of</strong> ano<strong>the</strong>r person that <strong>the</strong> lawyer knows is<br />

false. Misrepresentations can also occur by partially true but<br />

misleading statements or omissions that are <strong>the</strong> equivalent <strong>of</strong><br />

affirmative false statements. For dishonest conduct that does<br />

not amount <strong>to</strong> a false statement or for misrepresentations by a<br />

lawyer o<strong>the</strong>r than in <strong>the</strong> course <strong>of</strong> representing a client, see Rule<br />

8.4 <strong>of</strong> <strong>the</strong>se <strong>Rules</strong>.<br />

Statements <strong>of</strong> Fact<br />

[2] This Rule refers <strong>to</strong> statements <strong>of</strong> fact. Whe<strong>the</strong>r a<br />

particular statement should be regarded as one <strong>of</strong> fact can<br />

depend on <strong>the</strong> circumstances. Under generally accepted<br />

conventions in negotiation, certain types <strong>of</strong> statements<br />

ordinarily are not taken as statements <strong>of</strong> material fact.<br />

Estimates <strong>of</strong> price or value placed on <strong>the</strong> subject <strong>of</strong> a<br />

transaction and a party's intentions as <strong>to</strong> an acceptable<br />

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