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amendments to the Hawaii Rules of Professional Conduct

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client or o<strong>the</strong>r person <strong>of</strong> facts or implications already known <strong>to</strong><br />

<strong>the</strong> client or o<strong>the</strong>r person; never<strong>the</strong>less, a lawyer who does not<br />

personally inform <strong>the</strong> client or o<strong>the</strong>r person assumes <strong>the</strong> risk<br />

that <strong>the</strong> client or o<strong>the</strong>r person is inadequately informed as <strong>to</strong> all<br />

relevant fac<strong>to</strong>rs and <strong>the</strong> consent may <strong>the</strong>refore be invalid. In<br />

determining whe<strong>the</strong>r <strong>the</strong> information and explanation provided<br />

are reasonably adequate, relevant fac<strong>to</strong>rs include whe<strong>the</strong>r <strong>the</strong><br />

client or o<strong>the</strong>r person is experienced in legal matters generally<br />

and in making decisions <strong>of</strong> <strong>the</strong> type involved, and whe<strong>the</strong>r <strong>the</strong><br />

client or o<strong>the</strong>r person is independently represented by o<strong>the</strong>r<br />

counsel in giving <strong>the</strong> consent. Usually, such persons need less<br />

information and explanation than o<strong>the</strong>rs, and generally a client<br />

or o<strong>the</strong>r person who is independently represented by o<strong>the</strong>r<br />

counsel in giving <strong>the</strong> consent should be assumed <strong>to</strong> have given<br />

valid consent.<br />

Firm<br />

[3] Whe<strong>the</strong>r two or more lawyers constitute a firm<br />

within paragraph (d) depends, essentially, upon how <strong>the</strong> lawyers<br />

present <strong>the</strong>mselves, from <strong>the</strong> point <strong>of</strong> view <strong>of</strong> <strong>the</strong> public. For<br />

example, practitioners who share <strong>of</strong>fice space and occasionally<br />

consult or assist each o<strong>the</strong>r ordinarily would not be regarded as<br />

constituting a firm. However, if <strong>the</strong>y present <strong>the</strong>mselves <strong>to</strong> <strong>the</strong><br />

public in a way that suggests <strong>the</strong>y are a firm or conduct<br />

<strong>the</strong>mselves as a firm, <strong>the</strong>y should be regarded as a firm for<br />

purposes <strong>of</strong> <strong>the</strong> <strong>Rules</strong>. The terms <strong>of</strong> any formal agreement<br />

between associated lawyers are relevant <strong>to</strong> determining whe<strong>the</strong>r<br />

<strong>the</strong>y are a firm, as is <strong>the</strong> fact that <strong>the</strong>y have mutual access <strong>to</strong><br />

information concerning clients <strong>the</strong>y serve. Fur<strong>the</strong>rmore, it is<br />

relevant in doubtful cases <strong>to</strong> consider <strong>the</strong> underlying purpose <strong>of</strong><br />

<strong>the</strong> Rule that is involved. A group <strong>of</strong> lawyers could be regarded<br />

as a firm for purposes <strong>of</strong> <strong>the</strong> Rule so that <strong>the</strong> same lawyer<br />

should not represent opposing parties in litigation, while it<br />

might not be so regarded for purposes <strong>of</strong> <strong>the</strong> Rule that<br />

information acquired by one lawyer is attributed <strong>to</strong> ano<strong>the</strong>r.<br />

[4] With respect <strong>to</strong> <strong>the</strong> law department <strong>of</strong> an<br />

organization, including <strong>the</strong> government, <strong>the</strong>re is ordinarily no<br />

question that <strong>the</strong> members <strong>of</strong> <strong>the</strong> department constitute a firm<br />

within <strong>the</strong> meaning <strong>of</strong> <strong>the</strong> <strong>Rules</strong> <strong>of</strong> Pr<strong>of</strong>essional <strong>Conduct</strong>. There<br />

can be uncertainty, however, as <strong>to</strong> <strong>the</strong> identity <strong>of</strong> <strong>the</strong> client. For<br />

example, it may not be clear whe<strong>the</strong>r <strong>the</strong> law department <strong>of</strong> a<br />

corporation represents a subsidiary or an affiliated corporation,<br />

while at <strong>the</strong> same time existing as a part <strong>of</strong> <strong>the</strong> original<br />

corporation by which <strong>the</strong> members <strong>of</strong> <strong>the</strong> department are<br />

directly employed. A similar question can arise concerning an<br />

unincorporated association and its local affiliates.<br />

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