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amendments to the Hawaii Rules of Professional Conduct

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public-relations personnel, business-development staff, and<br />

website designers. See Rule 5.3 <strong>of</strong> <strong>the</strong>se <strong>Rules</strong> for <strong>the</strong> duties <strong>of</strong><br />

lawyers and law firms with respect <strong>to</strong> <strong>the</strong> conduct <strong>of</strong> nonlawyers<br />

who prepare marketing materials for <strong>the</strong>m.<br />

[6] A lawyer may pay <strong>the</strong> usual charges <strong>of</strong> a prepaid<br />

legal services plan, not-for-pr<strong>of</strong>it lawyer referral service, or<br />

qualified legal assistance organization. A prepaid legal service<br />

plan is a group legal service plan in which <strong>the</strong> cost <strong>of</strong> <strong>the</strong><br />

services are prepaid by <strong>the</strong> group member or by some o<strong>the</strong>r<br />

person or organization on <strong>the</strong> member’s behalf. It is a plan by<br />

which legal services are rendered <strong>to</strong> individual members <strong>of</strong> a<br />

group identifiable in terms <strong>of</strong> some common interest and must<br />

o<strong>the</strong>rwise satisfy <strong>the</strong> requirements <strong>of</strong> Hawai'i Revised Statutes<br />

Chapter 488. A lawyer may also share legal fees with a not-forpr<strong>of</strong>it<br />

lawyer referral service that recommended employment <strong>of</strong><br />

<strong>the</strong> lawyer in <strong>the</strong> matter, as permitted by Rule 5.4(a)(4) <strong>of</strong> <strong>the</strong>se<br />

<strong>Rules</strong>. See Rule 1.0(h) (Terminology) section for <strong>the</strong> definition<br />

<strong>of</strong> “Qualified legal assistance organization.”<br />

[7] A lawyer who accepts assignments or referrals from<br />

a legal service plan or referrals from a lawyer referral service<br />

must act reasonably <strong>to</strong> assure that <strong>the</strong> activities <strong>of</strong> <strong>the</strong> plan or<br />

service are compatible with <strong>the</strong> lawyer’s pr<strong>of</strong>essional<br />

obligations. See Rule 5.3 <strong>of</strong> <strong>the</strong>se <strong>Rules</strong>. Legal service plans<br />

and lawyer referral services may communicate with prospective<br />

clients, but such communication must be in conformity with<br />

<strong>the</strong>se <strong>Rules</strong>. Thus, advertising must not be false or misleading,<br />

as would be <strong>the</strong> case if <strong>the</strong> communications <strong>of</strong> a group<br />

advertising program or a group legal services plan would<br />

mislead prospective clients <strong>to</strong> think that it was a lawyer referral<br />

service sponsored by a state agency or bar association. Nor<br />

could <strong>the</strong> lawyer allow in-person telephonic, or real-time<br />

contacts that would violate Rule 7.3 <strong>of</strong> <strong>the</strong>se <strong>Rules</strong>.<br />

[8] A lawyer also may agree <strong>to</strong> refer clients <strong>to</strong> ano<strong>the</strong>r<br />

lawyer or a nonlawyer pr<strong>of</strong>essional, in return for <strong>the</strong><br />

undertaking <strong>of</strong> that person <strong>to</strong> refer clients or cus<strong>to</strong>mers <strong>to</strong> <strong>the</strong><br />

lawyer. Such reciprocal referral arrangements must not<br />

interfere with <strong>the</strong> lawyer’s pr<strong>of</strong>essional judgment as <strong>to</strong> making<br />

referrals or as <strong>to</strong> providing substantive legal services. See<br />

<strong>Rules</strong> 2.1 and 5.4(c) <strong>of</strong> <strong>the</strong>se <strong>Rules</strong>. Except as provided in Rule<br />

1.5(e) <strong>of</strong> <strong>the</strong>se <strong>Rules</strong>, a lawyer who receives referrals from a<br />

lawyer or nonlawyer pr<strong>of</strong>essional must not pay anything solely<br />

for <strong>the</strong> referral, but <strong>the</strong> lawyer does not violate paragraph (b) <strong>of</strong><br />

this Rule by agreeing <strong>to</strong> refer clients <strong>to</strong> <strong>the</strong> o<strong>the</strong>r lawyer or<br />

nonlawyer pr<strong>of</strong>essional, so long as <strong>the</strong> reciprocal referral<br />

agreement is not exclusive and <strong>the</strong> client is informed <strong>of</strong> <strong>the</strong><br />

referral agreement. Conflicts <strong>of</strong> interest created by such<br />

arrangements are governed by Rule 1.7 <strong>of</strong> <strong>the</strong>se <strong>Rules</strong>.<br />

Reciprocal referral agreements should not be <strong>of</strong> indefinite<br />

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