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amendments to the Hawaii Rules of Professional Conduct

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civil enforcement proceedings, where <strong>the</strong>re is applicable<br />

judicial precedent that ei<strong>the</strong>r has found <strong>the</strong> activity permissible<br />

under this Rule or has found this Rule inapplicable. However,<br />

<strong>the</strong> Rule imposes ethical restrictions that go beyond those<br />

imposed by constitutional provisions.<br />

[3] This Rule also applies <strong>to</strong> communications with any<br />

person whe<strong>the</strong>r or not a party <strong>to</strong> a formal adjudicative<br />

proceeding, contract or negotiation, who is represented by<br />

counsel concerning <strong>the</strong> matter <strong>to</strong> which <strong>the</strong> communication<br />

relates.<br />

[4] In <strong>the</strong> case <strong>of</strong> an organization, this Rule prohibits<br />

communications by a lawyer for ano<strong>the</strong>r person or entity<br />

concerning <strong>the</strong> matter in representation with persons having a<br />

managerial responsibility on behalf <strong>of</strong> <strong>the</strong> organization, and<br />

with any o<strong>the</strong>r person whose act or omission in connection with<br />

that matter may be imputed <strong>to</strong> <strong>the</strong> organization for purposes <strong>of</strong><br />

civil or criminal liability or whose statement may constitute an<br />

admission on <strong>the</strong> part <strong>of</strong> <strong>the</strong> organization. If an agent or<br />

employee <strong>of</strong> <strong>the</strong> organization is represented in <strong>the</strong> matter by his<br />

or her own counsel, <strong>the</strong> consent by that counsel <strong>to</strong> a<br />

communication will be sufficient for purposes <strong>of</strong> this Rule.<br />

Compare Rule 3.4(h) <strong>of</strong> <strong>the</strong>se <strong>Rules</strong>.<br />

[5] The prohibition on communications with a<br />

represented person only applies, however, in circumstances<br />

where <strong>the</strong> lawyer knows that <strong>the</strong> person is in fact represented in<br />

<strong>the</strong> matter <strong>to</strong> be discussed. This means that <strong>the</strong> lawyer has<br />

actual knowledge <strong>of</strong> <strong>the</strong> fact <strong>of</strong> <strong>the</strong> representation; but such<br />

actual knowledge may be inferred from <strong>the</strong> circumstances. See<br />

Rule 1.0(f) <strong>of</strong> <strong>the</strong>se <strong>Rules</strong>. Such an inference may arise in<br />

circumstances where <strong>the</strong>re is substantial reason <strong>to</strong> believe that<br />

<strong>the</strong> person with whom communication is sought is represented in<br />

<strong>the</strong> matter <strong>to</strong> be discussed. Thus, a lawyer cannot evade <strong>the</strong><br />

requirement <strong>of</strong> obtaining <strong>the</strong> consent <strong>of</strong> counsel by closing eyes<br />

<strong>to</strong> <strong>the</strong> obvious.<br />

[6] In <strong>the</strong> event <strong>the</strong> person with whom <strong>the</strong> lawyer<br />

communicates is not known <strong>to</strong> be represented by counsel in <strong>the</strong><br />

matter, <strong>the</strong> lawyer's communications are subject <strong>to</strong> Rule 4.3 <strong>of</strong><br />

<strong>the</strong>se <strong>Rules</strong>.<br />

Rule 4.3. DEALING WITH UNREPRESENTED PERSON.<br />

(a) In dealing on behalf <strong>of</strong> a client with a person who is not<br />

represented by counsel, a lawyer shall not state or imply that <strong>the</strong> lawyer is<br />

disinterested. When <strong>the</strong> lawyer knows or reasonably should know that <strong>the</strong><br />

unrepresented person misunderstands <strong>the</strong> lawyer's role in <strong>the</strong> matter, <strong>the</strong> lawyer<br />

shall make reasonable efforts <strong>to</strong> correct <strong>the</strong> misunderstanding.<br />

(b) The lawyer shall not give legal advice <strong>to</strong> an unrepresented person,<br />

o<strong>the</strong>r than <strong>the</strong> advice <strong>to</strong> secure counsel, if <strong>the</strong> lawyer knows or reasonably should<br />

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